Created byFuzzy Cloud

Supreme Court of India

THE STATE OF TAMIL NADU AND ORS.versusM. NATARAJAN AND ANR.

Citation
1997 INSC 525
Decided
7 July 1997
Disposal
Appeal(s) allowed

Holding

The Supreme Court set aside the removal from service and directed the imposition of stoppage of four increments with cumulative effect.

Summary

The respondents, police personnel, were accused of misbehaving with two women and were subjected to a departmental enquiry and a criminal case, which was later withdrawn. They repeatedly failed to appear before the Enquiry Officer despite several opportunities, leading the Officer to record ex parte findings and recommend stoppage of three increments. The disciplinary authority, after issuing notices, declined the respondents' request to cross‑examine witnesses or obtain a fresh enquiry, and imposed removal from service. The Tamil Nadu Administrative Tribunal set aside the removal, holding that the disciplinary authority had violated natural justice. On appeal, the Supreme Court found no procedural illegality in the enquiry, upheld the Enquiry Officer's recommendation, and substituted removal with a penalty of stoppage of four increments. The appeals were allowed, with no costs or back wages awarded to the respondents.

Issues considered

  • Whether the departmental enquiry violated principles of natural justice by proceeding ex parte after the criminal case was withdrawn.
  • Whether the disciplinary authority was justified in refusing the respondents' request for cross‑examination and a fresh enquiry.
  • What is the appropriate punishment for the respondents in view of the enquiry findings.

Subjects

service lawdepartmental enquirynatural justiceex parte findingspolice personnelremoval from serviceincrementspunishment

Judgment

A                THE STATE OF TAMIL NADU AND ORS.
                                         v.
                         M. NATARAJAN AND ANR.

                                  JULY 7, 1997

B               [K. RAMASWAMY AND D.P. WADHWA, JJ.]

          Service Law:

          Rem ova~ from service-Police personnel-Departmental enquiry for
C misconduct-Criminal case also filed but withdrawn later-Failure to appear
  before the Enquiry Officer, who had passed exparte report recommending
  stoppage of 3 increments with cumulative effect-When Disciplinary Authority
  gave notice for imposing major penalty, the employees asking for opportunity
  to cross-examine witnesses and sought fresh enquiry on the ground that the
  criminal case against them had been withdrawn-Request declined and
D punishment of removal from service impose~Tribunal setting aside the
  order on grounds of violation of principles of natural justice-On appeal held,
  no illegality committed in conducting the enquiry-Report of the Enquiry
  Officer recommending stoppage of 3 increments with cumulative effect jus-
  tifie~rder of removal from service set aside-lnstead disciplinary authority
E directed to impose punishment of stoppage of 4 increments with cumulative
  effect.

          CIVIL APPELLATE JURISDICTION: Civil Appeal Nos. 4611-12
    of 1997.

p        From the Judgment and Order dated 30.4.96 of the Tamil Nadu
    Administrative Tribunal, Chennai in O.A. No. 3804 and 3805 of 1991.

          A. Mariarputham for the Appellants.

          S. Nandakumar and L.K. Pandey for the Respondents.
G
          The following Order of the Court was delivered :

          Leave granted. We have heard learned counsel for both sides.

         These appeals by special leave arise from the judgment and common
H   order of the Tamil Nadu Administrative Tribunal, Chennai, made on
                                      462
                        STATEv. M.NATARAJAN                             463

30.4.1996 in OA Nos. 3804/91 and 3805/91.                                     A

      The admitted facts are that on 10.2.1987, the respondents mis-
behaved with two ladies and outraged their modesty and took them into
the lock up in the earlier hours, i.e., at 0200 hours. When two persons
intervened, they were beaten by them. As a consequence, an enquiry was B
held and a criminal case was also instituted against the respondents. When
they were asked to appear before the Enquiry Officer, they failed to appear
in spite of several opportunities given to them. As a result, the Enquiry
Officer was constrained to record the findings and recommend imposition
of the punishment of stoppage of three increments with cumulative effect.
After the receipt of the report, the disciplinary authority had issued notices C
to the respondents as to why major penalty should not be given to the
respondents. The respondents asked for opportunity to cross-examine the
witnesses and sought fresh enquiry on the ground that by that date the
criminal case filed against the respondents was withdrawn. The competent
authority declined to accede to the request and imposed the punishment
of removal from service. Feeling aggrieved, they filed O.As. in the Tribunal. D
The Tribunal allowed the O.As. on the ground that the disciplinary
authority did not consider the evidence to justify the finding of proof of
charges and violated the principles of natural justice. We find that the
Tribunal was not justified in reaching the conclusion for the reason that
the Tribunal itself has categorically recorded findings at pages 8-10 as E
under:


        "The applicants were asked to appear before the Enquiry Officer,
        but, they wrote them saying that since the Criminal case was
        proceeding against them in a Criminal Court they would suggest
        that the departmental proceedings might be postponed till the F
        disposal of the criminal proceedings. The Enquiry Officer was right
        in holding the view that there was no bar for departmental
        proceedings to go while the criminal proceedings were being
        conducted at the appropriate forum. The applicants. had chosen
        not to participate in the departmental proc.eedings because of the G
        reason that the criminal proceedings and the departmental
        proceedings should not go simultaneously. Though ignorance of
        law is not an excuse, the Enquiry Officer should have taken some
        steps to convince the applicants of the settled principle of law that
        both the criminal and departmental proceedings could go simul-
        taneously and advised them to participate in the enquiry. But the H
    464                    SUPREME COURT REPORTS [1997] SUPP. 1 S.C.R.

A            applicants did not yield and only after the criminal case was
             withdrawn against them, they chose to appear before the
             authorities concerned for the enquiry. The Enquiry Officer did not
             wait for the stage to materialise and he passed his ex-parte findings.
             The applicants refused to appear for the oral enquiry instead of
             several opportunities given to them. Therefore, it was decided to
B            examine the prosecution witness in the absence of the applicants.
             After the examination of P.Ws. the applicants were directed to
             appear to cross-examine the prosecution witnesses if they so
             desired. Even then they did not appear. Therefore, the Enquiry
             was treated as closed after examining the prosecution witnesses
             and a finding was arrived at based on the materials available with
c            the prosecution side. The applicants were even asked to submit
             their list of witnesses to be examined as Defence Witnesses, but
             they did not submit the same and they were also asked to submit
             their written statement of defence if they desired, but they did not
             do that also. Finally, the applicants wrote saying that they sub-
                                                                                      -
D            mitted their representation to the Superintendent of Police and he
             replied and after receiving the reply from the Superintendent of
             Police, a representation for the change of Enquiry Officer was
             turned down by the Superintendent of Police. Finally, enquiry was
             closed and ex-parte minute was prepared. Based on the findings
             of the Enquiry Officers' report in both the cases, the Superinten-
E            dent of Police awarded the punishment of reduction in time scale
             of pay for three years with cumulative effect to the applicant in
             O.A. No. 3804/91 and removed the applicant in O.A. 3805/91 from
             service."

           In view of these findings, we think that no procedural illegalities were
F committed in conducting the enquiry. The question is: what punishment
    should be awarded to the respondents? The Enquiry Officer himself has
    recommended to impose penalty of stoppage of three increments with
    cumulative effect. We find that the Enquiry Officer was justified. On the
    facts and circumstances of the case, we set aside the order of the removal
G   from service. Instead, the disciplinary authority {s directed to impose the
    punishment of stoppage of four increments with cumulative effect.

          The appeals are accordingly allowed. No costs. The respondents are
    not entitled for any back wages.

    G.N.                                                         Appeals allowed.


Search Indian case law

Ask in plain English, not just keywords. 25,000 AI words free, no card.

Try "service law"Sign in to search

For a digitally signed copy suitable for filing, refer to the court's own website. Only the court can issue one.