UNION OF INDIA AND ANR.versusM.M. SHARMA
- Citation
- 2011 INSC 241
- Decided
- 30 March 2011
- Disposal
- Appeal(s) allowed
- Bench
- MUKUNDAKAM SHARMA
Holding
Under clause (c) of the second proviso to Article 311(2), the government may dispense with an inquiry and is not bound to give a reasoned order, making the High Court's direction untenable and restoring the Tribunal's dismissal order.
Summary
The case concerned M.M. Sharma, a First Secretary in the Indian Embassy in China, who was dismissed from service under clause (c) of the second proviso to Article 311(2) of the Constitution because of alleged unauthorized liaison with foreign nationals that threatened national security. Sharma challenged the dismissal before the Central Administrative Tribunal, which directed a reconsideration of the penalty but ultimately upheld dismissal. The Delhi High Court set aside the Tribunal's order, holding that a reasoned (speaking) order was required when invoking clause (c). The Union appealed, arguing that the Constitution permits dispensing with an inquiry and does not obligate the authority to disclose reasons for dismissal in matters of state security. The Supreme Court held that the power under clause (c) is extraordinary, allowing the government to forgo an inquiry and a detailed reasoning, and therefore restored the Tribunal's order, setting aside the High Court's direction. Consequently, the appeal was allowed and the dismissal stood.
Issues considered
- Whether dismissal of a civil servant without a departmental inquiry is permissible under clause (c) of the second proviso to Article 311(2) when national security is at stake.
- Whether the authority must issue a reasoned (speaking) order when exercising the power under clause (c).
- Whether the High Court was correct in setting aside the Tribunal's order for lack of reasons.
- Whether the power under clause (c) requires recording of reasons on the record.
- Whether the penalty of dismissal was disproportionate to the alleged misconduct.
Subjects
Judgment
[2011] 6 S.C.R. 18
A UNION OF INDIA AND ANR.
v.
M.M. SHARMA
(Civil Appeal No. 2797 of 2011)
B MARCH 30, 2011
[DR. MUKUNDAKAM SHARMA AND
ANIL R. DAVE, JJ.]
Service Law - Miscon,duct - Dismissal - Respondent,
C First Secretary in Indian Embassy at China, was allegedly
found involved in unauthorized and undesirable liaison with
foreign nationals of the host country - Appellant-authority, by
exercising powers under clause(c) of the second proviso to
Article 311 (2) of the Constitution, dispensed with enquiry into
D the conduct of the respondent and dismissed him from service
- Respondent challenged the order - Tribunal directed re-
consideration of the punishment - Appellant-authority
maintained the dismissal order - Respondent again filed
application before the Tribunal, which was dismissed -
E Respondent filed writ petition - High Court set aside the
second order of appellant-authority on ground that it was not
a reasoned order and directed the appellants to pass fresh
order with reasons for imposing penalty of dismissal -
Justification of - Held: Not justified - The reasons contained
F in the records establish that in the facts of this case holding
of an enquiry was rightly dispensed with, in the interest of
security of the country - A very high level committee, on basis
of materials available on record, prima facie came to the
conclusion that action could be taken for dismissal of
G respondent - The charges against the respondent being very
serious and also in view of the fact that the respondent was
working in a very sensitive post, it cannot be said to be a case
of disproportionate punishment to the offence alleged - The
power to be exercised under clauses (a), (b) and (c) of the
H 18
UNION OF INDIA AND ANR. v. M.M. SHARMA 19
Second proviso to Article 311 (2), being special and A
extraordinary powers conferred by the Constitution; there was
no obligation on the part of the disciplinary authority to
communicate the reasons for imposing the penalty of
dismissal and not any other penalty - If in terms of the
mandate of the Constitution, the communication of the charge B
and holding of an enquiry could be dispensed with, in view of
the interest involving security of the State, there is equally for
the same reasons no necessity of communicating the reasons
for arriving at the satisfaction as to why the extreme penalty
of dismissal is imposed on the delinquent officer - Order c
passed by the High Court is therefore set aside and the order
passed by the Tribunal is restored - Constitution of India,
1950 - Art.311(2), sub-clause(c) of second proviso.
Constitution of India, 1950 - Article 311 - Exercise of
power under - Ambit and scope of - Discussed. D
Doctrines - Doctrine of 'pleasure" - Recognition of, under
th.e. Indian Constitution by way of Article 310 - Held: Under
the aforesaid provision, all civil posts under the Government
are held at the pleasure of the Government under which they E
are held and are terminable at its will - But the same is
subject to other provisions of the Constit.ution which include
the restrictions imposed by Article 310(2) and Article 311(1)
and Article 311 (2).
Respondent, First Secretary in Indian Embassy at F
China, was allegedly found involved in unauthorized and
undesirable liaison with foreign nationals of the host
country. The appellant-authority, by exercising powers
under clause(c) of the second proviso to Article 311(2) of
the Constitution, dispensed with enquiry into the G
conduct of the respondent and dismissed him from
service. Respondent challenged the order before the
·Tribunal. The Tribunal directed re-consideration as to
whether the penalty of dismissal could be substituted by
any other lesser punishment. The appellant-authority H
20 SUPREME COURT, REPORTS [2011) 6 S.C.R.
A maintained the dismissal order. Respondent again filed
application before the Tribunal. The Tribunal dismissed
the application. Respondent filed writ petition. The High
Court set aside the second order of appellant-authority
on ground that it was not a reasoned order and directed
B the appellants to pass order afresh with reasons for
imposing penalty of dismissal from service. Hence the
present appeal.
Allowing the appeal, the Court
C HELD:1. Article 311 of the Constitution provides for
protection to public servant from punitive action being
taken against them by an authority subordinate to one
who appointed him, or without holding an inquiry in
accordance with law. Exceptions in Article 311 are
D contained in second proviso in the nature of clauses (a),
(b) & (c) which provide that the said Article shall not apply
to employees who have been punished for conviction in
a criminal case or where inquiry is not practicable to be
held for reasons to be recorded in writing or where the
E President or Governor as the case may be is satisfied that
such an order is required to be passed without holding
an enquiry in the interest of security of the State. [Para
13] [31-B-C]
F 2. In India, the doctrine of 'pleasure" is recognized
by way of Article 310 of the Constitution. Under the
aforesaid provision, all civil posts under the Government
are held at the pleasure of the Government under which
they are held and are terminable at its will. But the same
Is subject to other provisions of the Constitution which
G include the restrictions imposed by Article 310 (2) and
Article 311 (1) and Article 311 (2). Therefore, under the
Indian constitution dismissal of civil servants must
comply with the procedure laid down in Article 311, and
Article 310(1) cannot be Invoked independently with the
H object of justifying a contravention of Article 311(2). There
UNION OF INDIA AND ANR. v. M.M. SHARMA 21
is an exception provided by way of incorporation of A
Article 311 (2) with sub-clauses (a), (b) and (c). No such
Inquiry is required to be conducted for the purposes of
dismissal, removal or reduction in rank of persons when
the same relates to dismissal on the ground of conviction
or where It is not practicable to hold an inquiry for the B
reasons to be recorded in writing by that authority
empowered to dismiss or remove a person or reduce him
In rank or where it is not possible to hold an enquiry in
the interest of the security of the State. These three
exceptions are recognized for dispensing with an inquiry, C
which is required to be conducted under Article 311 of
the Constitution of India when the authority takes a
decision for dismissal or removal or reduction in rank in
writing. In other words, although there Is a pleasure
doctrine, however, the same cannot be said to be
absolute and the same is subject to the conditions that D
when a government servant is to be dismissed or
removed from service or he is reduced in rank a
departmental inquiry is required to be conducted to
enquire into his misconduct and only after holding such
an inquiry and in the course of such inquiry if he is found E
guilty then only a person can be removed or dismissed
from service or reduced in rank. However, such
constitutional provision as set out under Article 311 of the
Constitution of India could also be dispensed with under
the exceptions provided in Article 311 (2) of the F
constitution where clause (a) relates to a case where
upon a c'onviction of a person by a criminal court on
certain charges he could be dismissed qr removed from
service or reduced in rank without holding an inquiry.
Similarly, under clause (c) an inquiry to be held against G
the government employee could be dispensed with if it
is not possible to hold such an inquiry in the interest of
the security of the State. Sub-clause (b) on the other hand
provides that such an inquiry could be dispensed with
by the concerned authority, after recording reasons, for H
22 SUPREME COURT REPORTS [2011] 6 S.C.R.
A which it is not practicable to hold an inquiry. The
aforesaid power is an absolute power of the disciplinary
authority who after following the procedure laid down
therein could resort to such extra ordinary power
provided It follows the pre-conditions laid down therein
B meaningfully and effectively. [Para 14) [31-0-H; 32-A-G]
3. Clause (b) of the second proviso to Article 311 (2)
of the Constitution of India mandates that in case the
disciplinary authority feels and decides that it is not
reasonably practical to hold an inquiry against the
C delinquent officer the reasons for such satisfaction must
be recorded in writing before an action is taken. Clause
(c) of the second proviso to Article 311 (2) on the other
hand does not specifically prescribe for recording of such
reasons for the satisfaction but at the same time there
D must be records to indicate that there are sufficient and
cogent reasons for dispensing with the enquiry in the
interest of the security of the State. Unless and until such
satisfaction, based on reasonable and cogent grounds
is recorded it would not be possible for the court or the
E Tribunal, where such legality of an order is challenged,
to ascertain as to whether such an order passed in the
interest of security of State is based on reasons and is
not arbitrary. If and when such an order is challenged in
the court of law the competent authority would have to
F satisfy the court that the competent authority has
sufficient materials on record to dispense with the
enquiry in the interest of the security of the State. [Para
15) (32-H; 33-A-0]
4. In the present case, even in the first order passed
G by the Tribunal it was clearly recorded that it could be
held from the records, as available, that there essentially
was no arbitrariness in the approach of the Government
of India while dealing with an officer who had by his
conduct showed that he was not reliable for holding
H
UNION OF INDIA AND ANR. v. M.M. SHARMA 23
sensitive or superior positions and therefore invocation A
of power under Article 311(2)(c) of the Constitution of
India also cannot be faulted because of the sensitive
nature of the Issues. The aforesaid order passed by the
Tribunal in the due course has become final and binding
as no challenge was made as against the aforesaid B
observation by any of the parties before any higher forum.
The Tribunal, however, by the aforesaid order issued a
direction to the Government to consider as to· whether
the penalty could be substituted by issuing a lesser
punishment. In terms of the aforesaid order the C
competent authority reconsidered the matter and
maintained the order of punishment awarded to the
respondent holding that it is not possible either to
substitute the penalty of the respondent from dismissal
to reduction in rank or to grant him any pensionary o
benefit. The said order therefore indicates that the
direction of the Tribunal was duly complied with and an
effective and conscious decision was taken by the
competent authority to maintain the penalty of dismissal.
There are credible and substantial materials on record in E
terms of clause (c) to second proviso to Article 311(2) of
the Constitution. The aforesaid action of invoking the
extra ordinary provisions like clause (c) to second
proviso to Article 311 (2) was also found to be justified by
the Tribunal in the earlier stage of litigation itself. Despite F
the said fact the High Court held that the second order
passed by the Tribunal not being a speaking order
showing application of mind cannot be upheld and
consequently the High Court passed the impugned order
thereby setting aside the order passed by the Tribunal
with a direction to the appellants to pass a fresh speaking G
order giving reasons for its decision. The reasons
contained in the records establish that in the facts of this
case holding of an enquiry was rightly dispensed with in
the interest of security of the country. The Tribunal had
in the earlier round of litigation upheld the action of the H
24 SUPREME COURT REPORTS [2011) 6 S.C.R.
A appellants in dispensing with the enquiry in the interest
of the security of the State. The said order of the Tribunal
has also become final and binding. [Paras 16 to 20) (33·
E-H; 34·A·H; 35·A·B]
B 5. The allegations against the respondent are very
serious which could jeopardize the sovereignty and
integrity of India. The records disclose the highly
objectionable activities and conduct of the respondent
which Is unbecoming of a responsible Government
C servant The Inquiry Committee took the decision of not
disclosing the grounds for taking action against the
delinquent officer under clause (c) of the proviso to Article
311 (2) of the Constitution because disclosure of the same
or holding of an inquiry has the potential to jeopardize
national security and relations with a neighbouring
0 country and such disclosure could lead to gross
embarrassment to the Government of India. Intelligence
Bureau has already conducted an Inquiry and findings
of the inquiry officer were based on the written statement
of the suspected officer and other officers; analysis of
E phone records; and recovery of photographs from the
laptop of the respondent. In that context and in view of
the reasons recorded it was concluded that the allegation
had far reaching effects and therefore it was decided to
dispense with holding of any inquiry in the matter and
F also to dismiss him from service. A very high level
committee considered the entire record and the
allegations against the respondent and on the basis of
the materials available on record, the committee prima
facie came to the conclusion that action could be taken
G for his dismissal under clause (c) to second proviso to
Article 311 (2) of the Constitution. The aforesaid
recommendation is available on record and the High
Court could have called for such record and therefrom
satisfy Itself that there are sufficient and cogent reasons
H
UNION OF INDIA AND ANR. v. M.M. SHARMA 25
recorded for taking action under Article 311(2) (c) of the A
Constitution and also for imposing the penalty for
dispensation of the service of the respondent by way of
dismissal from the service. [Paras 21, 22) [35-C-H; 36-A-
B)
B
6. The charges against the delinquent officer being
very serious and also in view of the fact that the
respondent was working in a very sensitive post, it
cannot be said to be a case of disproportionate
punishment to the offence alleged. The reasons recorded C
in the official file against the person for dismissing him
from service need not be incorporated in the impugned
order passed. The High Court while passing the
impugned order was fully and effectively aware of the
reasons as to why the requirement of holding an enquiry
in accordance with law was dispensed with. Being so 0
situated, the High Court could have examined and
scrutinised the original records to ascertain for itself as
to whether the order imposing the penalty of dismissal
of service is justified or not in the light of the allegations
and the reports of the fact finding enquiry. The power to E
be exercised under clauses (a), (b) and (c) being special
and extraordinary powers conferred by the Constitution,
there was no obligation on the part of the disciplinary
authority to communicate the reasons for imposing the
penalty of dismissal and not any other penalty. For taking F
action in due discharge of its responsibility for exercising
powers under clause (a} or (b) or (c) it is nowhere
provided that the disciplinary authority must provide the
reasons indicating application of mind for awarding
punishment of dismissal. While no reason for arriving at G
the satisfaction of the President or the Governor, as the
case may be, to dispense with the enquiry in the interest
of the security of the State is required to be disclosed in
the order, one cannot hold that, in such a situation, ·the
H
26 SUPREME COURT REPORTS [2011] 6 S.C.R.
A impugned order passed against the respondent should
mandatorily disclose the reasons for taking action of
dismissal of his service and not any other penalty. [Paras
23, 24) (36-C-H; 37-A]
8 7. If in terms of the mandate of the Constitution, the
communication of the charge and holding of an enquiry
could be dispensed with, In view of the interest Involving
security of the State, there is equally for the same reasons
no necessity of communicating the reasons for arriving
at the satisfaction as to why the extreme penalty of
C dismissal Is imposed on the delinquent officer. The order
and direction passed by the High Court Is therefore set
aside and the order passed by the Tribunal Is restored.
[Paras 25, 26) [37 -B-D]
D CIVIL APPELLATE JURISDICTION: Civil Appeal No.
2797 of 2011.
From the Judgment & Order dated 27.9.2010 of the High
Court of Delhi at New Delhi in Writ Petition (C) No. 6525 of
E 2010.
P.P. Malhotra, ASG, J.S. Attri, Gaurav Sharma, M. Tatia,
Madhurima Toho, Anil Katiyar for the Appellants
U.K. Singh, Ranjan Kumar, Geetika Sharma for the
F Respondent. ·
The Judgment of the Court was delivered by
DR. MUKUNDAKAM SHARMA, J. 1. Delay condoned.
G 2. Leave granted.
3. The present appeal is directed against the judgment and
order dated 27.09.2010 whereby the Delhi High Court partly
allowed the writ petition filed by the respondent herein by
H
UNION OF INDIA AND ANR. v. M.M. SHARMA 27
[DR. MUKUNDAKAM SHARMA, J.) .
issuing a direction to the appellants to pass a speaking order A
by giving reasons for imposing the penalty of dismissal from
service in exercise of powers under Article 311(2)(c) of the
Constitution and not any other penalty.
4. In order to appreciate the contentions raised by the B
parties hereto some basic facts leading to filing of the
aforesaid writ petition in the High Court must be stated. ·
5. The respondent was posted as First Secretary w.e.f.
02.07.2007 to 03.05.2008 in the Embassy of India, Beijing,
China. While on special assignment, the respondent came C
under adverse notice and was found to be involved in an
unauthorized and undesirable liaison with foreign nationals of
the host country. The conduct of the respondent was enquired
into by the Intelligence Bureau (IB). The Director, upon
completion of the said inquiry forwarded a detailed report D
including findings of the Inquiry Officer. The aforesaid report was
considered a11d it was felt that in view of the seriousness of the
case and the adverse implications on the security of the State,
it would not be expedient to hold the inquiry due to the following
reasons: - E
(i) The respondent was on special assignment and
entrusted with responsible duties of external intelligence.
Any formal inquiry would jeopardize security of India, as it
would reveal details of intelligence operation in the host F
country.
(ii) For a proper disciplinary inquiry to be conducted,
witnesses would be required to be examined. In this case
witnesses can be either foreign nationals or officers
working under cover in Indian Embassy in China and G
examination thereof would certainly jeopardize the security
of the State.
6. Consequently, the competent authority took a decision
that the services of the respondent should be dispensed with H
28 SUPREME COURT REPORTS (2011] 6 S.C.R.
A by exercising powers under Clause (c) of Second Proviso to
Article 311 (2) of the Constitution of India. Consequent thereto
an order dated 22.12.2009 was issued intimating and stating
that the President is satisfied to invoke Clause (c) of Second
Proviso to Article 311 (2) of the Constitution of India that in the
B interest of the security of the State it is not expedient to hold
the inquiry in the case of the respondent. It was also mentioned
in the said order that the President is also satisfied that on the
basis of information available the activities of the respondent
are such as to warrant his dismissal from the service.
c 7. The respondent challenged the aforesaid order by filing
an Original Application before the Central Administrative
Tribunal, Principal Bench, New Delhi (hereinafter referred to as
'the Tribunal') which was registered as OA No. 176 of 2009. In
the said Original Application contentions raised inter alia were
D that the order dated 22.12.2008 passed in exercise of power
under Clause (c) of Second Proviso to Article 311 (2) of the
Constitution of India should be set aside. The aforesaid
application was heard and the Tribunal passed an order on
10.12.2009 disposing of the said Original Application by
E holding that the order does not reveal that there has been
application of mind with regard to the nature of punishment to
be awarded to the respondent. The Tribunal directed the
Government to re-consider whether the aforesaid penalty
awarded to the respondent could be substituted by any other
F punishment.
8. Pursuant to the aforesaid order passed by the Tribunal
the matter was placed before the competent authority once
again and in compliance of the order of the Tribunal an order
I, G was passed by the Cabinet Secretariat, Government of India
on 03.06.2010, which reads as follows:
"WHEREAS Shri M.M. Sharma was dismissed from
service under the provisions of sub-clause (c) of the
second proviso to clause 2 of Article 311 of the
H
UNION OF INDIA AND ANR. v. M.M. SHARMA 29
[DR. MUKUNDAKAM SHARMA, J.]
Constitution vide order No/2/2008-DO.ll (A) 9Pt.1)-3643 A
dated 22.12.2008:
AND WHEREAS, Shri M.M. Sharma filed an Original
Application No. 176/2009 in the Principal Bench of Central
Administrative Tribunal, New Delhi praying for setting aside B
and quashing the said order of dismissal; dated
22.12.2008. •
AND WHEREAS the Hon'ble Tribunal in their order dated
10.12.2009 in the said QA No. 176/2009 directed the
Government to consider whether the penalty of dismissal C
could be substituted by 'reduction in rank' or the ex-officer
could be granted any pensionary benefits.
AND WHEREAS, the Government, in pursuance of
observations of Hon'ble Tribunal re-considered the case D
of dismissal of Shri M.M. Sharma.
NOW, THEREFORE, the President orders that it is not
possible either to substitute the penalty of Shri M.M.
Sharma from 'dismissal' to 'reduction in rank' or to grant E
him any pensionary benefits.
(BY ORDER AND IN THE NAME OF THE PRESIDENT)
(K.B.S. KATOCH)
ADDITIONAL SECRETARY TO THE GOVT. OF F
IND/A"
9. The aforesaid order passed by the President came to
be challenged before the Tribunal by the respondent by filing
an Original Application which was registered as OA No. 2440 G
of 2010. The aforesaid application was taken up for hearing
and the same was disposed of by the Tribunal vide its Judgment
and Order dated 04.08.2010. By the aforesaid Judgment and
Order, the Tribunal dismissed the Original Application holding
that the matter called for no interference in the hands of the H
30 .SUPREME COURT REPORTS [2011) 6 S.C.R.
A Tribunal. While coming to the aforesaid conclusion the Tribunal
hold that invocation of power under Article 311 (2) (c) of the
Constitution of India cannot be faulted with because of the
sensitive nature of the issues involved, which have become final
and binding on the parties. It was also held that only question
B that was required to be decided by the competent authority was
to re-consider the nature of penalty imposed on the respondent.
10. Since the Tribunal held the appellants have re-
considered the question of punishment reiterating that it is not
possible either to substitute the penalty of the respondent from
C 'dismissal' to 'reduction in rank' or to grant him any pensionary
benefits, therefore, the same indicates and establishes the
satisfaction for arriving at the decision of the competent
authority to maintain the penalty of dismissal.
D 11. The aforesaid order was challenged by the respondent
before the High Court of Delhi by filing a writ petition in which
the High Court partly allowed the writ petition holding that the
order which was passed by the competent authority on
03.06.2010 was not a reasoned order. The High Court therefore
E issued a direction that the appellants must pass a reasoned
order showing its application of mind. The High Court set aside
the order dated 04.08.2010 passed by the Tribunal and directed
the appellants to give reasons for levying the penalty of
dismissal from service and pass a fresh order. The aforesaid
F Judgment and Order passed by the High Court is under
challenge in this appeal on which we heard the learned counsel
appearing for the parties and also scrutinised the entire
records.
12. Within the scheme of the Constitution of India,
G provisions relating to public service may be found in Articles
309, 310 and 311. It is important to note that these provisions
(namely Articles 310 and 311) afford protection to public
servants from penalty in the nature of dismissal, removal, or
reduction which cannot be imposed without holding a proper
H
UNION OF INDIAAND ANR. v. M.M. SHARMA 31
[DR. MUKUNDAKAM SHARMA, J.]
inquiry or giving a hearing. An explicit articulation of "protection" A
in Article 311 of the Constitution itself gives an impression of
complete 'protection' to the civil servants.
13. Article 311 provides for protection to public servant
from punitive action being taken against them by an authority
8
subordinate to one who appointed him, or without holding an
inquiry in accordance with law. Exceptions in Article 311 are
contained in second proviso in the nature of clauses (a), (b) &
(c) which provide that the said Article shall not apply to
employees who have been punished for conviction in a criminal
case or where inquiry is not practicable to be held for reasons C
to be recorded in writing or where the President or Governor
as the case may be is satisfied that such an order is required
to be passed without holding an enquiry in the interest of
security of the State.
D
14. In order to appreciate the ambit or scope of power to
be exercised under Article 311 of the Constitution of India it is
to be noticed that in India we apply the doctrine of 'pleasure",
which is recognized under our constitution by way of Article 310
of the Constitution of India. Under the aforesaid provision, all E
civil posts under the Government are held at the pleasure of
the Government under which they are held and are terminable
at its will. The aforesaid power is what the doctrine of'pleasure
is, which was recognized in the United Kingdom and also
received the constitutional sanction under our Constitution in F
the form of Article 310 of the Constitution of India. aut in India
the same is subject to other provisions of the Constitution which
include the restrictions imposed by Article 310 (2) and Article
311 (1) and Article 311 (2). Therefore, under the Indian
constitution dismissal of civil servants must comply with the G
procedure laid down in Article 311, and Article 310(1) cannot
be invoked independently with the object of justifying a
contravention of Article 311 (2). There is an exception provided
by way of incorporation of Article 311 (2) with sub-clauses (a),
(b) and (c). No such inquiry is required to be conducted for the H
32 SUPREME COURT REPORTS [2011] 6 S.C.R.
A purposes of dismissal, removal or reduction in rank of persons
when the same relates to dismissal on the ground of conviction
or where it is not practicable to hold an inquiry for the reasons
to be recorded in writing by that authority empowered to dismiss
or remove a person or reduce him in rank or where it is not
B possible to hold an enquiry in the interest of the security of the
State. These three exceptions are recognized for dispensing
with an inquiry, which is required to be conducted under Article
311 of the Constitution of India when the authority takes a
decision for dismissal or removal or reduction in rank in writing.
c In other words, although there is a pleasure doctrine, however,
the same cannot be said to be absolute and the same is subject
to the conditions that when a government servant is to be
dismissed or removed from service or he is reduced in rank a
departmental inquiry is required to be conducted to enquire into
0 his misconduct and only after holding such an inquiry and in the
course of such inquiry if he is found guilty then only a person
can be removed or dismissed from service or reduced in rank.
However, such constitutional provision as set out under Article
311 of the Constitution of India could also be dispensed with
E under the exceptions provided in Article 311 (2) of the
constitution where clause (a) relates to a case where upon a
conviction of a person by a criminal court on certain charges
he could be dismissed or removed from service or reduced in
rank without holding an inquiry. Similarly, under clause (c) an
inquiry to be held against the government employee could be
F dispensed with if it is not possible to hold such an inquiry in
the interest of the security of the State. Sub-clause (b) on the
other hand provides that such an inquiry could be dispensed
with by the concerned authority, after recording reasons, for
which ·it is not practicable to hold an inquiry. The aforesaid
G power is an absolute power of the disciplinary authority who
after following the procedure laid down therein could resort to
such extra ordinary power provided it follows the pre-conditions
laid down therein meaningfully and effectively.
H 15. It should also be pointed out at this stage that clause
UNION OF INDIA AND ANR. v. M.M. SHARMA 33
[DR. MUKUNDAKAM SHARMA, J.]
(b) of the second proviso to Article 311 (2) of the Constitution A
of India mandates that in case the disciplinary authority feels
and decides that it is not reasonably practical to hold an inquiry
against the delinquent officer the reasons for such satisfaction
must be recorded in writing before an action is taken. Clause
(c) of the second proviso to Article 311 (2) on the other hand B
does not specifically prescribe for recording of such reasons
for the satisfaction but at the same time there must be records
to indicate that there are sufficient and cogent reasons for
dispensing with the enquiry in the interest of the security of the
State. Unless and until such satisfaction, based on reasonable c
and cogent grounds is recorded it would not be possible for
the court or the Tribunal, where such legality of an order is
challenged, to ascertain as to whether such an order passed
in the interest of security of State is based on reasons and is
not arbitrary. If and when such an order is challenged in the court D
of law the competent authority would have to satisfy the court
that the competent authority has sufficient materials on record
to dispense with the enquiry in the interest of the security of the
State.
16. We have analyzed the facts of the present case and E
on such analysis, we find that even in the first order passed by
the Tribunal on 10th December, 2009 itself it was clearly
recorded that it could be held from the records, as available,
that there essentially was no arbitrariness in the approach of
the Government of India while dealing with an officer who had F
by his conduct showed that he was not reliable for holding
sensitive or superior positions and therefore invocation of
power under Article 311 (2)(c) of the Constitution of India also
cannot be faulted because of the sensitive nature of the issues.
G
17. The aforesaid order passed by the Tribunal in the due
course has become final and binding as no challenge was
made as against the aforesaid observation by any of the parties
before any higher forum. The Tribunal, however, by the
aforesaid order issued a direction to the Government to H
34 SUPREME COURT REPORTS [2011) 6 S.C.R.
A consider as to whether the penalty could be substituted by
issuing a lesser punishment.
18. In terms of the aforesaid order the competent authority
reconsidered the matter and maintained the order of
punishment awarded to the respondent holding that it is not
8
possible either to substitute the penalty of the respondent from
dismissal to reduction m rank or to grant him any pensionary
benefit. The said order therefore indicates that the direction of
the Tribunal was duly complied with and an effective and
C conscious decision was taken by the competent authority to
maintain the penalty of dismissal.
19. There are credible and substantial materials on record
in terms of clause (c) to second proviso to Article 311(2) of
the Constitution. The aforesaid action of invoking the extra
D ordinary provisions like clause (c) to second proviso to Article
311 (2) was also found to be justified by the Tribunal in the
earlier stage of litigation itself.
20. Despite the said fact the High Court held that the order
E dated 04.08.2010 passed by the Tribunal not being a speaking
order showing application of mind cannot be upheld and
consequently the High Court passed the impugned order dated
27.09.2010 thereby setting aside the order passed by the
Tribunal with a direction to the appellants herein to pass a fresh
speaking order giving reasons for its decision. The said
F findings of the High Court are being challenged in this appeal
contending inter alia that a conscious and informed decision
has been taken on the basis of materials on record to dismiss
the respondent from the service and the reasons for inability
to hold an inquiry in the interest of the security of the State have
G also been recorded although there is no such mandate tq
record such reasons. The records indicate that there are
· sufficient reasons and materials on record as to why the
service of the respondent was dispensed with in the interest
of the security of the State. We are also satisfied that the
H reasons contained in the records establish that in the facts of
UNION OF INDIA AND ANR. v. M.M. SHARMA 35
[DR. MUKUNDAKAM SHARMA, J.]
this case holding of an enquiry was rightly dispensed with in A
the interest of security of the country. We must hasten to add
that the Tribunal had in the earlier round of litigation upheld the
action of the appellants in dispensing with the enquiry in the
interest of the security of the State. The said order of the
Tribunal has also become final and binding. Therefore, B
challenge in the present round of litigation is whether the
appellants are justified in awarding the punishment of dismissal
from service on the respondent which also deprives him .from
getting any pensionary benefit.
21. The original records were placed before us, which we C
have perused. The allegations against the respondent are very
serious which could jeopardize the sovereignty and integrity of
India. The records also disclose the highly objectionable
activities and conduct of the respondent which is unbecoming
of a responsible Government servant. The Inquiry Committee D
took the decision of not disclosing the grounds for taking action
against the delinquent officer under clause (c) of the proviso to
Article 311(2) of the Constitution because disclosure of the
same or holding of an inquiry has the potential to jeopardize
national security and relations with a neighbouring country and E
such disclosure could lead to gross embarrassment to the
Government of India. Intelligence Bureau has already conducted
an inquiry and findings of the inquiry officer were based on the
written statement of the suspected officer and other officers;
analysis of phone records; and recovery of photographs from F
the laptop of the respondent. In that context and in view of the
reasons recorded it was concluded that the allegation had far
reaching effects and therefore it was decided to dispense with
holding of any inquiry in the matter and also to dismiss him from
service. G
22. A very high level committee considered the entire
record and the allegations against the respondent and on the
basis of the materials available on record, the committee prima
facie tame to the conclusion t~at action could be taken for his
H
36 SUPREME COURT REPORTS [2011) 6 S.C.R.
A dismissal under clause (c) to second proviso to Article 311(2)
of the Constitution. The aforesaid recommendation is available
on record and the High Court could have called for such record
and therefrom satisfy itself that there are sufficient and cogent
reasons recorded for taking action under Article 311 (2) (c) of
B the Constitution and also for imposing the penalty for
dispensation of the service of the respondent by way of
dismissal from the service.
23. In our considered opinion, in the present case, charges
against the delinquent officer being very serious and also in
C view of the fact that the respondent was working in a very
sensitive post, it cannot be said to be a case of disproportionate
punishment to the offence alleged. The reasons recorded in the
official file against the person for dismissing him from service
need not be incorporated in the impugned order passed.
D
24. The High Court while passing the impugned order was
fully and effectively aware of the reasons as to why the
requirement of holding an enquiry in accordance with law was
dispensed with. Being so situated, the High Court could have
E examined and scrutinised the original records to ascertain for
itself as to whether the order imposing the penalty of dismissal
of service is justified or not in the light of the allegations and
the reports of the fact finding enquiry. The power to be exercised
under clauses (a), (b) and (c) being special and extraordinary
F powers conferred by the Constitution, there was no obligation
on the part of the disciplinary authority to communicate the
reasons for imposing the penalty of dismissal and not any other
penalty. For taking action in due discharge of its responsibility
for exercising powers under clause (a) or (b) or (c) it is nowhere
G provided that the disciplinary authority must provide the reasons
indicating application of mind for awarding punishment of
dismissal. While no reason for arriving at the satisfaction of the
President or the Governor, as the case may be, to dispense
with the enquiry in the interest of the security of the State is
required to be disclosed in the order, we cannot hold that, in
H
UNION OF INDIA AND ANR. v. M.M. SHARMA 37
[DR. MUKUNDAKAM SHARMA, J.]
such a situation, the impugned order passed against the A
respondent should mandatorily disclose the reasons for taking
action of dismissal of his service and not any other penalty.
25. If in terms of the mandate of the Constitution, the
communication of the charge and holding of an enquiry could
8
be dispensed with, in view of the interest involving security of
the State, there is equally for the same reasons no necessity
of communicating the reasons for arriving at the satisfaction as
to why the extreme penalty of dismissal is imposed on the
delinquent officer. The High Court was, therefore, not justified C
in passing the impugned order.
26. For the aforesaid reasons, we hold that the order and
direction passed by the High Court cannot be sustained.
Consequently, we set aside the same and restore the order
dated 04.08.201 O passed by the Central Administrative D
Tribunal, Principle Bench at New Delhi in QA No. 2440 of 2010.
27. The present appeal is accordingly allowed to the
aforesaid extent leaving the parties to bear their own costs.
B.B.B. Appeal allowed. E
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