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Supreme Court of India

UNIVERSITY OF KERALAversusCOUNCIL, PRINCIPALS, COLLEGES, KERALA & OTHERS

Citation
2009 INSC 1227
Decided
11 November 2009
Disposal
Disposed off

Holding

The Court referred the six constitutional questions concerning the validity of the 22 September 2006 interim order and the scope of judicial legislation to a Constitution Bench for authoritative determination.

Summary

The Kerala High Court quashed circulars issued by universities directing a presidential system for student union elections, holding that the circulars lacked statutory authority. The University of Kerala appealed, arguing that the Supreme Court's interim order of 22 September 2006 directing implementation of the Lyngdoh Committee Report was a valid exercise of its powers. The Supreme Court examined whether such an order amounted to judicial legislation, whether it violated the doctrine of separation of powers, and whether the Court could legislate in the public interest. The Court noted extensive jurisprudence on judicial legislation and the limits of Articles 141 and 142 of the Constitution. It concluded that the questions raised were of constitutional importance and should be decided by a Constitution Bench. Accordingly, the matter was referred to a Constitution Bench for determination of the six questions framed by Justice Katju.

Issues considered

  • Whether the Supreme Court's interim order dated 22 September 2006 directing implementation of the Lyngdoh Committee Report amounts to judicial legislation.
  • Whether such judicial legislation violates the doctrine of separation of powers under the Constitution.
  • Whether the judiciary may legislate in cases of pressing public interest or must limit itself to recommendations to the legislature.
  • Whether the implementation of the Lyngdoh Committee recommendations infringes Article 19(1)(c) and other fundamental rights.
  • Whether Articles 141 and 142 empower the Supreme Court to enact law or perform executive functions.
  • Whether the High Court's quashing of university circulars directing a presidential election system was legally valid.

Subjects

judicial legislationseparation of powersArticle 141Article 142Lyngdoh Committeestudent union electionsconstitutional lawpublic interestjudicial activismconstitution bench

Judgment

                                                 [2009] 15 (ADDL.) S.C.R. 800


A                                                      UNIVERSITY OF KERALA
                                                                                               v.
    COUNCIL, PRINCIPALS', COLLEGES, KERALA & OTHERS
                (Civil Appeal No. 887 of 2009)
                                                            NOVEMBER 11, 2009 · · ·
B                CM!,\RKANDEY .KATJU AND A.SOK KU""AR.
                                                                . GANGULY, JJ.]

          CO!'JSTITUTION OF IND/A, 1950:
          Arlie/es 141~ ·142,' 145, 32 and 226 - Pow,ers of sup€Jrior
C Courts to appoint Committees and to directimplementatiqri .of
      reports 91suqh}~omrr~ttees-:- £Ject~of1.s~ (o.qoll~ge.s: Urions _:_
     Appointment 9f L,yngdoh CofTJ.rnittee. by Supre,me Court 7 . By
      interim-orde(_~ated_ ·2'2,9.200·6· Supreme Court. directing
     implementation of report of _the said ·committee till furlher
      orders-:- When mattei"ilsted before Court for,.hearing, the . two
D Judge Bencf/ referred ihe matter tc) Constitution Bench to
     consider the questions: ."(1) Whether the Court by an interim
      order dated.22.9.2006 can validly direct implementation ofthe
     Lyngdoh Committee!s Report; (2) Whether the order dated
     22.9.2006_ ..real/y amounts to judicial/egislatlon; (3) Whether
E under our Constitution the judiciarycan legislate and, if so what
     is the permissible limits of judicial legislation - Will judicial
     legislatioff hot vid(ate. the ptinciple 'ht separation' "Jt pbweis
      broadly ehvisagiM·'by our constitution,' t4J Whether thil
     judiciarf ca'n 'legislate whiin m· its 'opinion'thed:r is'·a pressing
F social pi'obferfr of ;public interest or it can only make a
     recommendqtiqn tg;;ftJ~., legislt;JJwe. or: authority concerned.in
     this co(u;.ec(ion,,; (9), Whf)ther Ar:ticle J9. (1 ){c)- and o.the.:r ..
 . ' fundamental righ,t~ :are befl)g, violat~<;J whery .festrir;ticms are
  · being plac~d. ,by t,he .:frnptfiment?tipn of... the: Ly_ngdph
      Committee report wifhP.111 authpfity pf /fiJW,' C;Jn,d ,(6) W~,gf: is-tf"Je
G scope of Artfqle~;-141.a.(l(i .14? p,f f.h!3,: Cor:1stitytion? pq they
     permit the judiciary .to legislate 1;1ndlor P.~rform functions, of .the
             ;    t   '       •           ~ ••    •   , •   ,     •   •   '   ,            I    c• -   .•   ' , :   .f • • ~ • •   ,

     executive wing of the State".,,. Constitut1onalism - Separation
                  ,\          ·. ·,

    *   Order dated 22.9.2006 reproduced along with the instant order at page 820.
                 ·'       '           .          !?             ... -             •   _:

H                                                                                          800
                                                                                                                                       ··I
          UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 801
                      COLLEGES, KERALA
          otpowers - Judicial Legislation.           ,                   A
     J       ' Divisional Manager, Aravali Golf Club & Anothe,-, vs.
           Chander Hass & Another (2008) 1 SCC 683; Common Cause
           vs. Union of India (2008) 5 SCC 511; Ram Jawaya Kapur vs.
         · State of Punjab AIR 1955 SC 549; Asif Hameed vs. State of •
           Jammu and Kashmir, AIR 1989 SC 1899; Union of India vs. B
           PrakashP. Hinduja (2003) 6 SCC 195:AIR 2003 SC 2612; - t
           Sanjay Kumar vs. State of U. P. 2004 All LJ 239; Verareddy
           Kumaraswamy Reddy vs. State of A.P. (2006) 2 SCC
           670:JT(2006) 2 SC 361; Suresh Seth vs. Commr. Indore
           Municipal Corporation (2005) 13 SCC 287: AIR 2006 SC 767; C
           and Union of India vs. DeokiNandan Aggarwal 1992 Supp(1)
           SCC 323:AIR 1992 SC 96; N.K. Prasada vs. Govt. of India
           (2004)6 SCC 299: JT 2004 Supp (1) SC 326; Supreme Court
           Employees' Welfare Assn. vs. Union India (1989) 4 SCC
           187:AIR 1990 SC 334; Union of India vs. Assn. for Democratic
           Reforms (2002) 5 SCC 294 : AIR 2002 SC 2112 and Vishaka D
           vs. State of Rajasthan (1997) 6 SCC 241; Bandhua Mukti
           Morcha vs. Union oflndia (1984) 3 SCC 161; Minerva Mills
•          vs. Union of India - (1980) 3 SCC 625, referred to.
              Hinds and others vs. The Queen - (1976) 1 A.E.R 353;
         Duport Steels Limited and Others vs. Sirs and others reported   E
         in (1980) 1 A.ER. 529; M vs. Home Office and another(1993)
         3 A.E.R. 537, referred to.
                                                                 I




              'The Nature of Judicial Process' page 41 by Benjamin
         Cardozo; "Fifty Years of the Supreme Court: Its Grasp and
         Reach" by M.P. Jain; Lloyd's Introduction to Jurisprudence,     F
         page 1403; and Cambridge Law Journal Vol. 60 pg. 59,
         referred to.
                              Case Law Reference :
              (2008) 1 sec 683       referred to            Para 14
              (2008) 5 sec 511       referred to            Para 15      G
              1955 SC 549            referred to            Para 16
)!
              1989 SC 1899           referred to            Para 17
              (2003) 6 sec 195       referred to            Para120
              2004 All LJ 239        referred to            Para 20
                                                                         H
    802    SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.                          .._
                                                                                   "
A         (2006) 2 sec 610         referred to·          Para 20
                                                                        I..
         (2005) 13 sec 2a1         referred to           Para 20
          1992 Supp(1) SCC 323 referred to               Para 20
          (2004) & sec 299         referred to           Para 21                   .·,
         (1989) 4 sec 18!          referred to           Para 21
B         (2002) s sec 294         referred to           Para 22
          (1997) 6 sec 241         referred to           Para 25
         (1976) 1 A.E.R 353        referred to           Para 7
          (1980) 1 A.E.R. 529      referred to           Para 7           :-.
          (1993) 3 A.E.R. 537      referred to           Para 7
c        (1984) 3 sec 161          referred to           Para   12
                                                                                    )..



         (1980) a sec 625          referred to           Para 15
         CIVIL APPELLATE JURISDICTION: Civil Appeal No. 887
    of 2009.
D         From the Judgment and Order dated 24.06.2004 of the
    High Court of Kerela at Ernakulam in W.P. No. 30845 of 2003.
                                   WITH                                       .-
    SLP Nos. 24296-24299 of 2004.
    SLP(C) No. 14356 of 2005.
E   W.P. (C) No. 429of2009.
         Mr. Gopal Subramanium, SG, Ranjit Kumar and Rajeev
    Dhawan, Dr. Manish Singhvi, AAG, R. Sathish, Dr. Sushil
    Balwada, Satbir Pillania, B.S. Narwal-in-person, E.M.S. Anam,
    Fazlin Anam, K.R. Sasiprabhu (NP), M.K. Michael, Shivaji M.         .,.              L
                                                                                         I
    Jadhav, T.V. George, Savitri Pandey, Shrish Kr. Mishra (for Shail
F
    Kumar'Dwivedi) V.G. Pragasam, S.J. Aristotle, Prabu
    Ramasubramanian, Khwairakpam Nobin Singh, Radha Shyam
    Jena, P.V. Dinesh, Sindhu T.P., P. Rajesh, Gangadetha, R.C.
    Kohli, S. Chandra Shekhar, Gopal Singh, Amitesh Kum~r. Anil
    K. Jha Manoranjan Kr. Jha, H.K. Puri, Udita Singh, Vivek Singh
G   (for Lakshmi Raman Singh), M.L. Lahoty, Paban K. Sharma,
    Himanshu Shekhar, Himinder Lal, Bharathi Reddy, T. Anamika,               )(
    R. Gopalakrishnan, Manoj Swarup, Lalita Kohli (for Manoj
    Swarup & Co.) T.G.N. Nair, K. Rajeev, M.P. Vinod, G. Prakash,
    A.D.N. Rao, Neelam Jain, T. Harish Kumar, Sanjay Parikh,
H   Mamta ·saxena, A.N. Singh, (for Anitha Shenoy,) for the
         UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 803
                     COLLEGES, KERALA
         appearing parties.                                                   A
              The following Order of the Court was delivered
•                                      ORDER
               1. Heard learned counsel for the parties as also the learned
         Solicitor General of India, Mr. Gopal Subramaniam, who has
         appeared as amicus curiae.                                           B
              2. This Appeal has been filed against the impugned
         judgment of the Kerala High Court dated 24th June, 2004 in Writ
         Petition No. 30845 of 2003.
               3. The Writ Petition was filed by the Coun9il of Principals of
         Colleges in Kerala, which is an association of Principals of C
         various private aided colleges in the State of Kerala. The main
         challenge in the writ petition before the High Court was that the
         various universities in the State of Kerala had issued directibns
         by way of letters/circulars to conduct election to the colleges'
         unions. The challenge in the writ petition was to those letters/
                                                                              0
         circulars.
              4. The Kerala High Court, by the impugned order, has
         allowed the writ petition and quashed. those letters/circulars
         directing following the presidential system of election in the
         students' union election and left it free to the colleges to follow
         the system of their choice. The directions in the concluding part E
        of the impugned judgment is as follows:
              "In such circumstances the direction given in the letters to
              conduct election following the presidential system of election
              cannot be sustained and the affiliated colleges are free to
              follow a system which is better for the administration and F
              discipline in the colleges. The writ petitions are allowed _
              accordingly. The direction to conduct election follow1hg the
              presidential system of election will stand set aside."
              5. The High Court held that the impugned circulars/letters
        had no statutory basis, and hence were invalid.                       G
              6. Against the aforesaid judgment, the University of Kera)a
        has filed this appeal by grant of special leave.
    '         7. It appears that when this matter came up before this Court,
        the Court was concerned about the manner in which students'
        union activities were carried on, including the manner of electiop H
    804    SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


A   to the students' union, throughout the country. The Court was
    concerned about the politicization/ criminalization in such
                                                                            ~
    activities. Hence, this Court by order dated 12th December, 2005                -~
    directed appointment of a Committee and accordingly a
    Committee was constituted by the Ministry of Human Resources
    and Development, Union of 1-ndia. The members of the
B
    Committee were:
          1. Mr. J.M. Lyngdoh, Retd. Chief Election Commissioner
          (Chairman).
         2. Dr. Zaya Hassan

c        3. Professor Pratap Bhanu Mehta                                    •
         4. Dr. Daya Nand Dongaonkar (Secretary General of the
         Association of Indian Universities).
         7. Apart from the aforesaid members in the Committee, two
   other members were to be nominated by the Ministry of Human
   Resources and Development.
D
         8. Consequent to the directions of this Court, the Committee
   headed by Mr. J.M.Lyngdoh, former Chief Election
   Commissioner, went into detail into all aspects of the matter and
   after having very wide consultations, including consultations with
                                                                                •
   teachers, students' unions etc. submitted its Report dated 23rd
E May, 2006 to this Court.
         9. This Court by a detailed order dated 22nd September,
   2006 directed implementation -of the Report of the Committee
  _as an interim measure. By the said order, this Court directed that
   the recommendations ofthe Committee shall be followed in all
   colleges/universities   elections hereinafter, until further orders.
                                                                          ,..
F
         10. I am not going into the details about various                          .,
   recommendations made by the Committee and we have no
   doubt that many of them are wholesome. Mr. Lyngdoh is a man
   of very high integrity and the whole nation is proud of him. I have               '
   no manner of doubt that the Committee headed by him                               ~
G
   considered the entire matter, referred to it, in great detail.
   However, I have grave reservations about the manner of
   implementation of the recommendations of the Committee by               ..
   passing the order dated 22.9.2006.
         11. The question of great constitutional importance which
H


                                                                                    ""
               UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 805
                           COLLEGES, KERALA
               has arisen is "whether after getting the recommendations of A
               some expert body by a court order, the Court itself can implement
   ""          the said recommendations by passing a judicial order or whether
               the Court can only send it to the Legislature or its delegate to
               consid~r making a law for implementation of these
               recommendations".                                                          B
                     12. The aforesaid question, therefore, raises a great
               constitutional question about judicial legislation, whether it is
               permissible at all under our Constitution, and even if it is, what
   .J          is the extent of judicial legislation?
                     13. In my opinion, the interim order of this Court dated 22nd
               September, 2006, prima facie, amounts to judicial legislation
                                                                                         c
               and the question before us is whether this is legally permissible.
               I am prim a facie of the opinion that it is not. As held by this Court
               in Divisional Manager, Aravali Golf Club & Another vs.
               Chander Hass & Another (2008) 1 SCC- 683 (vide para 26):
                     ".... If there is a law, judges can certainly enforce it, but judges D
                     cannot create a law and seek to enforce it."
  """                14. There is broad separation of powers under the
               Constitution, and hence one organ of the State should not
               encroach into the domain of another organ. The judiciary should
               not therefore seek to perform legislative or executive functions E
               vide Common Cause vs. Union of India (2008) 5 SCC 511.
                     15. In Ram Jawaya Kapur vs. State of Punjab AIR 1955
               SC 549 (vide paragraph 12), a Constitution Bench of this Court
        ..   . observed:
                    "12 .... The Indian Constitution has not indeed recognized F
                    the doctrine of separation of powers in its absolute rigidity
                    but the functions of the different parts or branches of the
                    Government have been sufficiently differentiated and
                    consequently it can very well be said that our Constitution
                    does not contemplate assumption, by one organ or part of
                                                                                          G
                    the State, of functions that essentially belong to another."

. .,.                                                             (emphasis supplied)
                    16. Similarly, in Asif Hameed vs. State of Jammu and
               Kashmir, AIR 1989 SC 1899, a three Judge bench of this Court
               observed:
                                                                                          H
    806    SUPREME COURT REPORTS [2009) 15 (ADDL.) S.C.R.


A      "17~ Before adverting to the controversy directly involved in
       these appeals we may have a fresh look at the inter se
       functioning of the three organs of democracy under our             i.         "
       Constitut\on. Although the doctrine of separation of powers
       has not been recognized under the Constitution in its
       absolute rigidity but the constitution maker:s have
B
       meticulously defined the functions of various organs of the
       State. Legislature, executive andjudiciary have to function
       within their own spheres demarcated under the Constitution.
        No organ can usurp the functions assigned to another. The
        Constitution trusts to the judgment of these organs to             ~-

c      function and exercise their discretion by strictly following the
       procedure prescribed therein. The functioning of democracy
       depends upon the strength and independence of each of
       its organs. Legislature and executive, the two facets of
       people's will, they have all the powers including that of
D      finance.     Judiciary has no power over sword or the purse
       nonetheless it has power to ensure that the aforesaid two
       main organs of State function within the constitutional limits.
       It is the.sentinel of democracy. Judicial review is a powerful          !'-

       weapon to restrain unconstitutional exercise of power by the
       legislature and executive. The expanding horizon of judicial
E      review has taken in its fold the concept of social and
       economic justice. While exercise of powers by the
       legislature and executive is subject to judicial restraint, the
       only check on our own exercise of power is the self imposed

F
       discipline of judicial restraint.
       Frankfurter, J. of the U.S. Supreme Court dissenting in the
                                                                          .
       controversial expatriation case of Trop v. Dulles (1958) 356
       US 86 observed as under :
               .... All power is, in Madison's phrase, "of an
       encroaching nature". Judicial powers is not immune against
G      this human weakness. It also must be on gu::>.:.J against
       encroaching beyond its proper bounds, and not the less so
       since the only restraint upon it is self restraint.. ... "
       17. In my respectful opinion, once the Committee's Report               '"        ~


  was received by the Court, the Court should have thereafter,
  instead of passing a judicial order directing implementation of
H
     UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 807
                 COLLEGES, KERALA
        the recommendations, sent it to the appropriate Legislature or A
-'      its delegate (which in this case is the University which can make
       delegated legislation in the form of Statutes or Ordinances). It is
       for the Legislature or the concerned authorities to make a law
        accepting the Report in toto or accepting it in part, or not
       accepting it at all but it is not for the Court to pass judicial orders
                                                                               8
       for implementations of the recommendations by the Committee,
       because that would really amount to legislation by the judiciary.
              18. Learned Solicitor General submitted that when there is
.J     a pressing social need the Court can validly pass an order such
       as the one passed by this Court on 22.9.2006 in the public
       interest. I am afraid I have some reservations about this C
       proposition, and that for two reasons. Firstly, there are hundreds
       of pressing social needs e.g. the need to control price rise,
       abolish unemployment and poverty etc. Should the Courts start
       dealing with all these social problems? Secondly, once the
       Court starts doing legislation, as the order dated 22.9.2006 has o
       really done, where does this end, and is this not encroaching into
       the domain of the legislature or executive? In Divisional Manager,
       Aravali Golf Club (supra), we have pointed at the grave dangers
       for the judiciary in this.
             19. It has been repeatedly held by this Court that this Court E
       cannot direct legislation vide Union of India vs. Prakash P.
       Hinduja (2003) 6 sec 195: AIR 2003 SC 2612 and it cannot
       legislate vide Sanjay Kumar vs. State of U.P. 2004 All LJ 239,
       Verareddy Kumaraswamy Reddy vs. State of A.P. (2006) 2
   '"" SCC 670:JT (2006) 2 SC 361, Suresh Seth vs. Commr. Indore
       Municipal Corporation (2005) 13 SCC 287: AIR 2006 SC 767 F
       and Union of India vs. Deoki Nandan Aggarwal1992 Supp(1)
       sec 323: AIR 1992 SC 96.
             20. The Court should not encroach into the sphere of the
       other organs of the State vide N.K. Prasada vs. Govt. of India
       (2004)6 SCC 299: JT 2004 Supp (1) SC 326. Thus in Supreme G
       Court Employees' Welfare Assn. vs. Union India (1989) 4 SCC
  ' 187: AIR 1990 SC 334, this Court observed:
             "There can be no doubt that an authority exercising
             legislative function cannot be directed to do a particular act.
             Similarly the President of India cannot be directed by the H
    808     SUPREME COURT REPORTS [2009] 15 (AODL) $.C.R.


A         court to grant approval to the proposals mad~,.by the
          Registrar General of the Supreme Court, presumably on the
          direction of the Chief Justice of India".
          21. In Union of India vs: Assn. for Democratic Reforms
     (2002) 5 SCC 294: AIR 2002 SC 2112, this Court o~s.erved:
B         "19. At the outset, we would say that it is not possible for
          this Court to give any directions for amending the Act or the
          statutory rules. It is for Parliament to amend the Act and the
          Rules. It is also established law that no direction can 'be
          given, which would be contrary to the Act and the''Rules." ·
          22. Learned Solicitor General submitted that there are a
C   large number of decisions where such orders have been passed
    by this Court, and there are a large number of pending cases .
    where the issues mentioned above will arise, and hence !he
    matter should be referred to a Constitution Be.nbh to be
     constituted by Hon'ble the Chief Justice of India. He1rnvited our
D    attention to Article j45(3) of the Const.itution which states that a
     bench of at least 5 Judges should decide a case iny9lving a
     substantial question of law as to the interpretation of the
     Constitution.                                           .     .:

          23. We agree with this submission. The points mentioned
E    above certainly raise grave questions of Constitutional
     importance e.g. about (1) the separation of powers of th~ different
    organs of the State under our Constitution, (2) the validity of
    judicial legislation and, if it is at all permissible, its limits, (3) .the
    validity and limits of judicial activism and.the need for judicial·
F   restraint, etc.                                       .      .     .      ..
          24. It is true that this CoUrthas often being doing legislation
    in various decisions but the question remains whether this was
    constitutionally valid. For example, in Vishaka vs; State of
    Rajasthan (1997) 6 SCC 241 Which was a case rel.~tir.g to
    sexual harassment of women in work places, a three:: Judge
G   Bench of this Court has issued various'directives..and as,stated
    therein these will be treated as law under ~rticle 141 of the
    Constitution until Parliament makes a law on the subject. While
    we fully agree that working women should be protected against
    sexual harassment, the constitutional question remains whether
H   such directives by this Court are constitutionally valid? In
    UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 809
                COLLEGES, KERALA
    substance the Court has said in Vishaka's case (supra) -that it            A
... will become an interim Parliament and legislate on the subject
    until Parliament makes a law on the subject. Is this constitutionally
    valid? Can the Court convert itself into an interim Parliament and
    make law until Parliament makes a law on the subject? I have
    grave doubts about this, and hence this point also needs to be             8
    decided by a Constitution Bench.
          25. It is not necessary to refer to the other decisions of this
    Court where it has assumed legislative or executive powers, but
~ the time has come when a thorough reconsideration by an
    authorttative Constitution Bench is required about the
    constitutional correctness of these decisions.                             C
          26. Hence, I refer th~ following questions of law, preferably
    to b_e d~Cided by an authoritative Constitution Bench of this
    Court, to be nominated by Hon'ble the Chief Justice of India:
          "1. Whether the Court by an interim order dated 22.09.2006
          can validly direct implementation of the Lyngdoh                     D
          Committee's Report;
          2. Whether the order dated 22nd September, 2006 really
          amounts to judicial legislation;
          3. Whether under our Constitution the judiciary can legislate,
          and if so, what is the permissible limits of judicial legislation.   E
          Will' judicial legislation not violate the principle of separation
          of powers broadly envisaged by our Constitution;
          4. Whether the judiciary can legislate when in its opinion
          there is a pressing social problem of public interest or it can
          only make a recommendation to the legislature or concerned           F
          authority in this connection; and
          5. Whether Article 19 (1)(c) and otherfundamental rights are
          being violated when restrictions are being placed by the
          implementation of the Lyng9oh Committee report without
          authority of law.
                                                                               G
          6. Whatis the scope ofArticles 141 and 142 of the
 1        C.onstitution? Do they permit the judiciary to legislate and/
          or p6,rform functions of the executive wing of the State."
          27. In our opinion, these are questions of great constitutional
    importance and hence, inour respectful opinion they require                H
    810    SUPREME COURT REPORTS [2009) 15 (ADDL.) S.C.R.


A  careful consideration by a Constitution Bench of this Court. The
   matters we are referring to a larger Bench are occurring in a
   large number of cases all over the country and indeed all over
   the world. Hence, the issues we have raised have to be decided
   after careful· consideration preferably by a Constitution Bench
B and after hearing learned counsel for the parties, · and also
   taking the help of some senior counsel as amicus c~riae.
        28. Let the papers of this case be placed before Hon'ble
   the Chief Justice of India for constituting preferably a Constitution
   Bench at an early date for deciding the questions stated by us
   above.
c                                   ORDER
        GANGULY, J. 1. I agree with my learned Hon'ble Brother
   Katju, J., that the questions formulated by His Lordship should
   be referred to a Constitution Bench for an authoritative
   pronouncement.
D       2. Since those questions concern the very core of our
   Constitutional jurisprudence, I would like to add my perception
   on those questions which may be a shade at a variance with
   Brother Katju, J. The relevance of those questions is perennial
   and they are bound to figure· in decisions of this Court in various
E situations. So while making an authoritative pronouncement on
   those questions the Constitution Bench may consider the views
   of both of us.
        3. The rationale of the doctrine of Separation of Powers, to
   my mind, is to uphold individual liberty and rule of law. Vesting
F of all power in one authority obviously promotes tyranny.
   Therefore, the principle of Separation of Powers has to be
   viewed through the prism of constitutional ism and for upholding
   the goals of justice in its full magnitude.
        4. The doctrine is normally associated with the French
  ·Philosopher Montesquieu, but the origin of this principle can be
G traced back to Aristotle who opined that government should be
   composed of three organs, namely, the "deliberative" (i.e
   legislative), the magisterial (i.e., executive) and the judicial.
   However the scope of this doctrine was not worked out fully until
   Locke and Montesquieu elaborated this concept in 18th Century.
H
             UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 811
             COLLEGES, KERALA [ASOK KUMAR GANGULY, J.]
             Following the principles of John Locke, James Madison wrote             A
_,,          in the Federalist Papers, (esp No.47) that:-
                  "The accumulation of all powers, legislative, executive, and
                  judiciary, in the same hands, whether of one, a few, or many,
                  and whether hereditary: self-appointed, or elective, may
                  justly be pronounced the very definition of tyranny."              B
                  5. The value of this doctrine lies in the fact that it seeks to
            preserve human liberty by avoiding the concentration of powers
            in one person or body of persons. This concept of separation of
.A
            power or of divided authority is clearly woven in the fabric of
            American Co1Jstitutional Law.                                            C
                  6. Separation of powers may, therefore, be a plausible
            Constitutional doctrine but as a matter of practice a complete
            separation is never possible. In a modern governmental set up,
            the legislative, executive and judicial functions may overlap, and
            the power exercised by these three branches are potentially
             coextensive' as viewed by Chief Justice Marshall in Osborn vs.          D
             Bank of U.S. 6 L.Ed.204 (at page 222 of the report). Justice
             Frankfurter of the U.S. Supreme Court also observed that
             "enforcement of a rigid conception of separation of powers would
            make modern government impossible."(See: Schwartz
            American Constitution Law, page 310).                                    E
                  7. The Constitutional law of England recognizes this
            doctrine but this was never given a Constitutional status nor was
            it theoretically accepted. However in several judgments, the
     ....   existence of this doctrine has been acknowledged. (See the
            speech of Lord Diplock in Hinds and others vs. The Queen -               F
             (1976) 1 A.E.R 353, at page 370 (Placitum 'g'), Duport Steels
            Limited and Others vs. Sirs and others reported in (1980) 1
            A.E.R. 529, the opinion of Lord Diplock at 541 placitum, 'g', 'h'
            and 'i' and that of Lord Scarman at page 557, there the learned
            judge accepted that in the absence of statute, judges are virtually
            'law makers', (placitum 'c') and the view of Lord Templeman in           G
     r      M vs. Home Office and another, reported in (1993) 3 A.E.R.
            537, at page 540, placitum 'f.
                  8. The doctrine has been most directly incorporated in the
            U.S. Constitution by its provisions like "all legislative powers shall
                                                                                     H
    812    SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


A    be vested in a Congress (Article I, Section 1), "The executive
     powers shall be vested in a President" (Article II, Section 1) and
     "the judicial powers shall be vP-sted in one Supreme Court and
     in such inferior courts as Congress may from time to time ordain
     and establish" (Article 111, Section 1).
B          9. In our Constitution there is no such defined and express
     incorporation of the doctrine of Separation of Power, save and
    except that the Executive power of the Union is vested in the
     President under Article 53(1) and similarly the Executive power
     of the State is vested on the Governor under Article 154(1 ). But
     so far as legislative and judicial powers are concerned they are "
C    not vested on any authority. Under Article 50, one of the directive
    principles of State policy, State is to take steps to separate the
    judiciary from the executive in the public services of the State.
     But this has nothing to do with the vesting of power.
           10. Under our Constitution the executive is endowed with
D   certain legislative powers, for instance the Ordinance making
    powers under Article 123 and Article 213. It also has certain
    judicial powers under Article 103 and Article.192. The legislature
    is also empowered to exercise certain judicial powers under
    Article 105 and Article 195. The judiciary also exercises certain
E   legislative and executive powers under Articles 145, 146, 227
    and 229.
          11. In addition, the executive also exercises substantial
    quasi-judicial powers under several statutory provisions whereby
    Tribunals have been set up. These Tribunals, with almost the
    trappings of a Court, decide the lis between the parties. Of
F   course, the same is subject to well known grounds of interference
    by writ court under judicial review. The Parliament, the highest
    legislative body in this Country also exercises quasi-judicial
    power in the case of i1 npeachment of judges [Art. 124(5) and Art.
    217] and also in respect of contempt of legislatures [Art. 194(3)].
G         12. Justice Pathak (as His Lordship then was) explained
    these principles in Bandhua Mukti Morcha vs. Union of India
    reported in ( 1984) 3 sec 161 , and which is of some relevance
    in the context and which I quote:-
          "lt is common place that while the Legislature enacts the law
H         the Executive implements it and the Court interprets it and,
                 UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 813
                 COLLEGES, KERALA [ASOK KUMAR GANGULY, J.]
                      in doing so, adjudicates on the validity of executive action A
~      ..             and, under our Constitution, even judges the validity of the
                      legislation itself. And yet it is well recognized that in a certain
                      sphere the Legislature is possessed of judicial power, the
                      executive possesses a measure of both legislative and
                      judicial functions, and the Court, in its duty of interpreting the
                                                                                          8
                      law, accomplishes in its perfected action a marginal degree
                      of legislative exercise. Nonetheless a fine and delicate
                      balance is envisaged under our Constitution between these
                      primary institutions of the State".
                      13. In so far as judicial power is concerned, no such limitation
                has been imposed under the Constitution. Rather the conferment           c
                of judicial power under Articles 141, 142, 32 and 226 has been
                plenary and very wide and enable the Supreme Court to declare
                the law which shall be binding on all the courts within the territories
                of India and Article 142 enables the Supreme Court to pass such
                order as is required to do complete justice in the case. Those D
                two Articles (Article 141 and 142) are set out:-
      -.              "141. Law declared by Supreme Court to be binding on all
•                     courts:--The law declared by the Supreme Court shall be
                     binding on all courts within the territory of India.
                      142. Enforcement of decrees and orders of Supreme Court E
                     and orders as to discovery, etc.- (1) The Supreme Court in
                     the exercise of its jurisdiction may pass such decree or
                     make such order as is necessary for doing complete justice
                     in any cause or matter pending before it, and any decree
           -I
                     so passed or order so made shall be enforceable
                     throughout the territory of India in such manner as may be F
                     prescribed by or under any law made by Parliament and,
                      until provision in that behalf is so made, in such manner as
                     the President may by order 103 prescribe.
                     (2) Subject to the provisions of any law made in this behalf·
                     by Parliament, the Supreme Court shall, as respects the G
                     whole of the territory of India, have all and every power to
           f         make any order for the purpose of securing the attendance
                     of any person, the discovery or production of any
                     documents, or the investigation or punishment of any
                     contempt of itself.                                                  H
"--
    814    SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


         14. Following the aforesaid dispensation, it may perhaps
A
    be said that the framers of our Constitution never wanted to
                                                                             ·1,.     ..
    introduce the doctrine of Separation of Powers rigidly to the
    extent of dividing the three organs into water-tight compartments.
         15. In this context the direction of Justice Bhagwati (as His
B   Lordship then was) in the Constitution Bench decision in Minerva
    Mills vs. Union of India- [(1980) 3 sec 625], is very apt and is
    quoted:-
         " ... Under our Constitution we have no rigid separation of            \..
         powers as in the United States of America, but there is a
         broad demarcation, though, having regard to the complex
c        nature of governmental functions, certain degree of
         overlapping is inevitable. The reason for this broad
         separation of powers is that "the concentration of powers
         in any one organ may" to quote the words of Chandrachud,
         J., (as he then was) in Indira Gandhi case [(1975) Supp
D        sec 1], "by upsetting that fine balance between the three
         organs, destroy the fundamental premises of a democratic
         government to which we are pledged ... "
                                                                                      •
         16. Similar principle has been reiterated by Chief Justice
    A. N. Ray in Indira Nehru Gandhi vs. Raj Narain, [(1975) Supp
E   SCC 1]. In para 46 at page 42 of the report the learned Chief
    Justice Clearly stated:-
         "The doctrine of separation of powers is carried into effect
         in countries like America and Australia. In our Constitution
         there is separation of powers in a broad sense ...... the            ....
         doctrine of separation of powers as recognized in America
F
         is not applicable to our country."
         17. The Learned Chief Justice made a categorical finding
    at para 4 7 (page 42) that the rigid separation of powers as under
    American Constitution or Australian Constitution does not apply
    to our country.
G        18. In Indira Nehru Gandhi [Supra] the view of Chief Justice
    Ray was affirmed by Justice Chandrachud in para 684 at pg. 259
    and which are very pertinent in present context and I quote:-
         The American Constitution provides for a rigid separation.
         of governmental powers into three basic divisions the
H        executive, legislative and judicial. It is an essential principle
                       '
              UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 815
              COLLEGES, KERALA [ASOK KUMAR GANGULY, J.]
                    of that Constitution that powers entrusted to one department A

-     ..;           should not be exercised by any other department. The
                    Australian Constitution follows the same pattern of
                    distribution 0f powers. Unlike these Constitutions, the Indian
                    Constitution does not expressly vest the three kinds of
                    power in three different organs of the State. But the principle B
                    of separation of powers is not a magic formula for keeping
                    the three organs of the State within the strict confines of their
                    functions. As observed by Cardozo, J., in his dissenting
                    opinion in Panama Refining Company vs. Ryan (1934)
                    293 US 388, 440 the principle of separation of powers "is
                    not a doctrinaire concept to be made use of with pedantic c
                    rigour. There must be sensible approximation, there must
                    be elasticity of adjustment in response to the practical


-                   necessities of Govt. which cannot foresee today the
                    developments of tomorrow in their nearly infinite variety".
                    Thus, even in America, despite the theory that the legislature D
                    cannot delegate its power to the executive. a host of rules
     -,             and regulations are passed by non-legislative bodies, which
                    have been judicially recognised as valid.
                                                                  ~




.~


                    19. In another Constitution Bench Judgment in A. K. Roy v.
               Union of India AIR. 1982 SC 710 Chief Justice Chandrachlid
               speaking for the majority held at para 23 pg. 723 that "our E
               constitution does not follow the American pattern of strict
               separation of powers"
                    20. It may be noted that this Court has on several occasions
               issued directions, directives in respect of those situations which
              are not covered by any law. The d~cision in Visaka vs. State of F
               Rajasthan, [( 1997) 6 SCC 241], is one such instance wherein
               a three-Judge Bench of this Court gave several directions to
              prevent sexual harassment of women at the workplace. Taking
              into account the "absence of enacted law" to provide for effective
              enforcement of the right of gender equality and guarantee G
              against sexual harassment, Chief Justice Verma held that
          ~   guidelines and norms given by the Court will hold the field until
              legislation was enacted for the purpose. It .1as clarified that this
              Court was acting under Article 32 of the Constitution and the
              directions "would be treated as the law declared by the Court
                                                                                      H
     816    SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


 A  under Article 141 of the Constitution." (para 16)
          21. Similarly, the Supreme Court issued directions
    regarding the procedure and the necessary precautions to be
   followed in the adoption of Indian children by foreign adoptive
                                                                           ....
                                                                                           -
    parents. While there was no law to regulate inter-country
·B adoptions, Bhagwati J., (as His Lordship then was) in Laxmikant
    Pandey vs. Union of India, [AIR 1987 SC 232], formulated an
   entire scheme for regulating inter-country and intra-country
    adoptions. This is an example of judiciary filling up the void by
                                                                              ,...
   giving directions which are still holding the field.
         22. Such judicial intervention when there are gaps in the
 c legislation has served the cause of justice. It may be noted that
   the judges make law is also shared by several accomplished
   jurists. Judge Richard A. Posner, in 'The Federal Courts: Crisis
   and Reform, 1985; argues that even though "judges are not .                             ...
   supposed to and generally do not make law with the same
 D freedom that legislatures can and do"; the "fact remains that
   judges make, and do not just find and apply law."                               ,....
          23. Lord Reid's observation in 'The Judge as Law Maker'
    is crucial in this regard. The learned judge points out how "there
                                                                                             .
                                                                                           '-.




    was a time when it was thought almost indecent to suggest that
 E judges make law" and he. underscores how that has changed and
    there is potential for creativity in the judicial role.
         24. Benjamin Cardozo in his accomplished work - 'The
    Nature of Judicial Process' accepts that a judge is not a legislator
    in general but highlights how the judge does legislate new law in      .....
    close cases to fill gaps between existing rules. He offers this
 F theory as a departure from the traditional Blackstonian theory of
    "pre-existing rules of law which judges found, but did not make."
   (Banjamin Cardozo, The Nature of Judicial Process, page 41,
    1921.)
         25. Chief Justice Bhagwati's view in this regard is in tune
 G with the jurists mentioned above. His Lordship held in His
    Lordship's address on the 'Domestic Application of Human                  .l
   Rights Norms' - "It is recognized on all hands that judges do not
   merely discover law, but they also make law .. : Even when a
   judge is concerned with interpretation of a Bill of Rights or a
 H statute, there is ample scope for him to develop and mould the
                                                                                           ._,.
        UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 817
        COLLEGES, KERALA [ASOK KUMAR GANGULY, J.]
         law. It is he who infuses life and blood into the dry skeleton         A
         provided by the legislature and creates a living organism
         appropriate and adequate to meet the needs of the society and
         by thus making and moulding the law, he takes part in the work
         of creation and this is much more true in the case of interpretation
         of the Constitution ... Greatness on the Bench lies in creativity      8
         and it is only through bold and imaginative interpretation that the
         law can be moulded and developed and human rights
         advanced ... To meet the needs of the society, the judges do
         make law and it is now recognized everywhere that judges take
         part in this law making function and, therefore, judges make law."
               26. The law-making role of this Court has also been              C
         acknowledged in various other decisions as well. In this context,
         one must appreciate the scope and ambit of Articles 141 and
         142.
               27. In so far as Artide 141 is concerned, Sabyasachi
     ,, Mukharji's, C.J., view is of primary importance. In Delhi               D
          Transport Corporation vs. D. T.C. Mazdoor Congress, (AIR
          1991 SC 101), the learned judge notes that_'we must do away
         with the childish fiction that law is not made by the judiciary' and
         cites Austin's description of the Blackstonian Principle in this
         regard. Mukharji J. also refers to the observations made by Chief      E
         Justice Subba Rao in Golak Nath vs. State of Punjab, (AIR 1967
         SC 1643 at 1667), wherein it was pointed out that Article 141
         and Article 142 "are designedly made comprehensive to enable
         the Supreme Court to declare law and to give such directions or
-,       pass such orders, as are necessary to do complete justice.
         Subba Rao C.J. had made the following observation - "the               F
        expression 'declared' is wider than the words 'found or made'.
        To declare is to announce opinion. Indeed, the latter involves the
        process, while the former expresses result. Interpretation,
         ascertainment and evolution are parts of the process, while that
         interpreted, ascertained or evolved is declared as law. The law        G ',
         declared by this Court is the law of the land. To deny this power
        to this Court on the basis of some outmoded theory that the Court
        only finds law but does not make it, is to make ineffective the
        powerful instruments of justice placed in the hands of the highest
        judiciary of this Country. "(para 50)
                                                                                H
    818    SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


A          28. This particular view of Chief Justice Subba Rao, to my
     mind, has not been departed from. M.P. Jain in his article titled
     The Supreme Court and Fundamental Rights' comments on this
     observation in Golak Nath (supra) and points out that the
     declaratory theory which says that judges only declare the law
     but do not make it has been discarded even in Britain and the
8
     'general consensus of opinion at the present days is that new
     law is created by fhe judiciary' (in Fifty Years of the Supreme
     Court: Its Grasp and Reach). Mr. Jain refers to Lloyd's
     Introduction to Jurisprudence, wherein it is pointed out how there       ')o.


     remains a consensus of opinion that, within certain narrow and
C    clearly defined limits, new law is created by the judiciary. As is
     rightly pointed out in this treatise, 'attention centers primarily not
     so much on the fact of judicial legislation but rather on the ways
     in which this occurs ... thus it is realized that in a sense whenever
     a court applies an established rule or principle to a new situation
o    or set of facts new law is being created.' It is further stated that
    there may be times when a 'court may take a bolder step, by
     laying down a new rule or principle which itself contains the
    potentiality of creative expansion and development.' (Lloyd's
    Introduction to Jurisprudence, page 1403-1404)
          29. Article 142, which vests the Supreme Court with the
E    repository of discretionary power that can be wielded in
    appropriate circumstances to deliver complete justice in a given
    case. Only Bangladesh (Art. 104) and Nepal [Art. 88(2)] include
    similar provisions in their Constitution. [(2005) 3 SCC 281, para
     32] In the context of Article 142, it is worthwhile to appreciate the
F   observations made by Hegde J. in Kalyan Chandra Sarkar vs.
    Rajesh Ranjan, [(2005) 3 SCC 284], wherein His Lordship
    pointed out that Article 142 is an important constitutional power
    granted to the Court to protect its citizens. The learned judge
    observed - 'In a given situation when laws are found to be
G   inadequate for the purposes of grant of relief, the Court can
    exercise its jurisdiction under Article 142 of the Constitution.'
    (para 33) In para 39, Hegde J. refers to the decisionsjn Visaka             '
    vs. State of Rajasthan, [(1997) 6 SCC 241] and Vineet Narain
    vs. Union of India, ([1_998) 1 SCC 226], to note that the directions
    issued by the Court under Article 142 form.the law of the land in
H
                  UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 819
                  COLLEGES, KERALA [ASOK KUMAR GANGULY, J.]
                   the absence of any substantive law covering that field. Such            A
                   directions, according to His Lordship, 'fill the vacuum' until the
          ~
                   legislature enacts substantive law.
                        30. We may note here that this attempted legislation by this
                   Court has been applauded internationally. Reference in this
.\                 connection may be made to an article on Separation of Powers            B
                   by N. W. Barber in 2001 Cambridge Law Journal (Vol. 60 pg.
                   59). At page 82 of the article, the learned author has said:-
                        "Thirdly, it is possible for a court deliberately to depart from
                        the triadic structure in order to combat the resource
          J             deficiencies of litigants. As interesting example of this can
                        be found in India were the Supreme Court has attempted
                                                                                           c
                        to meet the institutional challenges posed by a combination
                        of a weak legislation and a poor citizenry. The Supreme
                        Court has relaxed the formal restrictions on applications to
                       -the court. An application can be made by a letter, or even a
                        postcard, addressed to the court."                                 D
                        31. Further it is pointed at page 83 that:-
                        "These measures must be commended as a significant
                        attempt to adapt the court to the needs of the unempowered
                        citizenship, but whilst this may be the best of all possible
                        alternatives it remains a far from ideal solution. Though the      E
                        court is able to mitigate the limitations of its structure, it
                        cannot wholly escape them."
                        32. Again Lord Woolf in his treatise on "The Pursuit of
                  Justice" {Oxford University Press 2008) appreciated the
                  innovative steps taken by this court in the realm of environmental
                                                                                           F
     ~-
                  law by observing on this court's willingness to devise new
                  remedies while discussing Ve/lore Citizens' Forum vs. Union
                  of India, [(1996) 5 SCC 647]. The learned Law Lord recognized
                  that the principle of (a) sustainable development, (b)
     "'           precautionary principle and (c) polluter pays-became part of the
                  Indian law in view of the said judgment.                                 G
                        33. Commenting on Vellores Citizens' judgment and
              ~   devising of remedies by this Court Lord Woolf has said and which
                  I quote:-
                       "... the proactive action taken by the Indian Supreme Court
                       to protect the environment that I freely acknowledge could          H
                                                                                         ,.
                                                                                         I
                                                                                         J:_
    820    SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.

                                                                                         ~-


       not be taken by English Courts. The Supreme Court of India                        1
A
       has shown what can be done in the absence of 'black letter          \..
       weapons' in the judicial armoury." [page 385]
       34. For the reasons discussed above, I am humbly of the
  view that the questions formulated by Justice Katju may be
B considered by the Constitution Bench in the background of the
  inherent power of this Court under Article 141 and Article 142.
  Both these powers are unique and possibly in no other                              l
                                                                                     -•
  jurisprudence has the highest Court been empowered by such
  provisions. That is why it has been observed that the Supreme              i..
  Court itself has been a source of law in as much as this Court
c held:-
       "Their Lordships decisions declare the existing law but do
       not enact any fresh law, is not in keeping with the plenary
       function of the Supreme Court under Article 141 of the                            F
       Constitution, for the Court is not merely the interpreter of the
D      law as existing but much beyond that. The Court as a wing                     ,r----


       of the State is by itself a source of law. The law is what the
       Court says it is. Patently the High Court fell into an error in              ,_,
       its appreciation of the role of this Court." [Nand Kishore vs.
       State of Punjab, (1995) 6 SCC 614, para 17]
E      35. However, I agree with all the directions given by brother
  Katju, J., and the case may be placed before the Hon'ble Chief
                                                                                      +
  Justice for referring the questions before the Constitution Bench.
  R.P.                      Matters referred to Constitution Bench.
                                                                          ....
                        ORDER DATED 22.9.2006                                      ....,
F
       1. Heard.
       2. We have perused the Report of the Committee                                    }
  constituted by the Ministry of Human Resource Development,                        .-
  Government of India in terms of the order of this court dated
   12A2.2005. The Committee headed by Mr. J.M. Lyngdoh has                               .-
G submitted the Report making recommendations and
  suggestions relating to Students' Union Elections. We are, prima-
  facie, of the view that the recommendations need acceptance               •
  and as an interin measure, we direct the following
  recommendations to be implemented, subject to such                                  t-




H -modifications  indicated hereinafter.
                                                                                      ,_
                                                                                   . )-
                                                                                      t
                                                                                      Ir
        UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 821
                 COLLEGES, KERALA & ORS.
.-•.       3. The recommendations are : -                                 A
                       "6.1.1. Universities and colleges across the
                       country must ordinarily conduct elections for
                       the appointment of students to student
                       representative bodies. These elections may
                       be conducted in the manner prescribed              B
                       herein, or in a manner that conforms to the
                       standards prescribed herein.
 ",                     6.1.2. Where the atmosphere of the university
                        campus is adverse to the conduct of peaceful,
                        free and fair elections, the university, its      c
                        constituent colleges and departments must
                        initiate a system of student representation
                        based on nominations, especially where
                        elections are being held at present. It would
                        be advisable, however, not to base such
                        nomination system on purely academic merit,       D
                        as is being practiced throughout the country.
                 6.1.3. In cases where elections are not being held,
                 or where the nomination model prevails, the
                 nomination model should be allowed to continue for
                 a limited period of time. It is to be noted that the     E
                 nomination system suffers from several flaws, and
                 must only be restored to as an INTERTM
                 MEASURE.
                 6.1.4. Subject to the recommendation in respect of
'·               the possible model of elections, all institutions must   F
                 over a period of 5 years, convert from the nomination
                 model to a structured election model, that may be
                 based on a system of parliamentary (indirect)
                 elections, or on the presidential (direct) system, or
                 a hybrid of both. It is highly desirable that all        G
                 institutions follow this mechanisn of gradual
  ...            conversion, especially for privately funded
                 institutions that prefer a status quo situation.
                 6.1.5. All institutions must conduct a review of the
                 student representation mechanism. The first review
                                                                          H
    822   SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


A              may be conducted after a period of 2 years of the
               implementation of the mechanism detailed above,              ·;
               and the second review may be conducted after the
               3rd or the 4th year of implementation. The primary
               objective of these reviews will be to ascertain the
               success of the representation and election
B
               mechanism in each individual institution, so as to
               decide whether or not to implement a full-fledged
             , election structure. Needless to say these reviews will
               be based on a consideration of the views and                  "'..
               suggestions of all stakeholders, such as students,
c              faculty, administration, student bodies, and parents.
              6.1.6. Institutions must, as a primary objective,
              subject to the pertinent issue of discipline on
              campus, seek to implement a structured system of
              student elections by conclusion of a period of 5 years
D             from the date of the implementation of the
              recommendations.
                                                 •
              6.1. 7. Subject to the autonomy of the universities in
              respect of the choice of the mode of election, all
              universities must institute an apex student
E             representative body that represents all students,
              colleges, and departments coming under the
              particular university. In the event that the university i~
              grographically widespread, individual colleges may


F
              constitute their own representative bodies, which
              would further elect representatives for the apex             -~




              universities body.
              6.1.8. The union/representative body so elected shall
              only comprise of regular students on the rolls of !ile
              institution. No faculty member, nor any member of the
              administration shall be permitted to holcl -::; •'/post on
G             the executive of such representative body, nor shall
              be allowed to be a member of any such
              representative body.                                         .....
              6.2. Modes of Elections
              6.2.1. A system of direct election of the office bearers
H
         UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 823
                  COLLEGES, KERALA & ORS.
                 of the student body, whereby all students of all          A
  ")
                 constituent colleges, as well as all students of
                 university departments vote directly for the office
                 bearers. This model may be followed in smaller
                 universities with well-defined single camp1.,1ses (for
                 e.g. JNU/University of Hyderabad, and with a
                                                                           8
                 relatively smaller student population. A graphic
                 representation of this model is annexed herewith at
                 Annexure IV-A.
   j
                 In respect of universities with large, widespread
                 campuses and Large student bodies either of the
                 following models may be adopted.
                                                                           c
                 6.2.2. A system of elections, where colleges and
                 campuses directly elect college and campus office
                 bearers, as well as university representatives. The
                 university representatives form an electoral college,
                 which shall elect the university student union office     D
....             bearers. A graphic representation this model is
                 annexed herewith at Annexure-IV-8.
                 6.2.3. A system of elections where on one hand,
                 directly elected college and camps office bearers,
                 as well as university represe!ltatives. The university    E
                 representative form an electoral college, which shall
                 elect the university student union office bearers. A
                 graphic representation of this model is annexed
   ...           herewith at Annexure IV-8 .
                 6.2.3. A system of elections where on one hand,           F
                 directly elected class representative elect the office
                 bearers of the college as well as the university
                 representatives, and the campus itself directly elects
                 the campus office bearers and the university
                 representatives. The university representatives shall     G
                 form an electoral college, which shall elect the office
~ '              bearer of the university student union. A graphic
                 representation of this model is annexed herewith at
                 Annexure IV-C.
                 6.2.4. A system of election wherein class
                                                                           H
    824   SUPREME COURT REPORTS [2009] 15 (ADDL.) $.C.R.


A             representatives shall be directly elected in the         _,.
              colleges and universities campus and they in turn        ~
              shall eleet the office bearers for the college unions
              and the university campus union. Also they shall elect
              their representatives for university student union.
              These elected representative from colleges and
B
              university campus shall form the electoral college,
              which shall elect the office b~arers of the university
              student union. This model shall be applicable to large
              university with large number of affiliated coll~ges. A   t
              graphic representation of this model is annexed
c             herewith at Annexure IV-D.                                           '.
              6.3. Disassociation of Student Elections and
              Student Representation from Political Parties.
              6.3.1. During the period of the elections no person,
              who is not a student on the rolls of the college/                    ~
D             university, shall be permitted to take part in the
              election process in any capacity. Any person,
              candidate, or member of the student organisation,
                                                                         ";(

                                                                              ..
                                                                              .



              violating this rule shall be subject to disciplinary.
              proceedings, in addition to the c~ndidature, as the
E             case may be being revoked.
              6.4. Frequency and Duration of Election Process.
              6.4.1. It is recommended thafthe entire process of
              elections, commencing from the date of filing of
              nomination papers to the date of declaration of          ,...          I
                                                                           -)(
F             results, including the campaign period, should not                      '
              exceed 10 days.
              6.4.2. It is further recommended that elections be                    'l'·,
                                                                                     f
              held on a yearly basis and that the same shou!d be
              held between 6 to 8 weeks from the rate of
G             commencement of the academic sessiun.                                 t-
              6.5. Eligibility Criteria for Candidates                               •
              6.5.1. Under graduate students between the ages of
                                                                            '
                                                                           .;...
              17 and 22 may contest elections. Thif age range
              may be appropriately relaxed in the case of
H
               UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 825
                        COLLEGES, KERALA & ORS.
                             professional colleges, where courses often range         A
   ... }                     between 4 to 5 years .
                             6.5.2. For Post Graduate Students the maximum
                             age limit to legitimately contest and election would
                             be 24-25 years.
                             6.5.3. For research Students the maximum age limit       B
                             t9 legitimately contest an election would be 28 years.
                             6.5.4. Although, the Committee would refrain from
                             prescribing any particular minimum marks to be
                             attained any candidate, the candidate should in no
                             event have any academic arrears in the year of           c
                             contesting the election.
                             6.5.5. The candidate should have attained the
                             minimum percentage of attendance as prescribed
                             by the university or 75% attendance, whichever is
                             higher.                                                  D
        T
                   I
                       / '   6.5.6. The candidate shall have one opportunity of
       ~
                             contest for the post of office bearer, and two
                             opportunities to contest for the post of an executive
                             member.
                             6.5.7. The candidate shall not have a previous           E
                             criminal record, that is to say he should not have
                             been tried and/or convicted of any criminal offence
                             of misdemeanor. The candidate shall also not have
           ~
                             been subject to any disciplinary action by the
       <.
                             University authorities.                                  F
                             6.5.8. The candidate must be a regular, full time
                             student of the college/university and should not be a
                             distance/proximate education student.
                                  That is to say that all eligible candidates must
---t                         be enrolled in a full time course, the course duration   G
                             being at least one year.
  l    .J                    6.6. Election-Related Expenditure and Financial
                             Acconutability.
                             6.6.1. The maximum permitted expenditure per
                             candidate shall be Rs.5000/-.                            H
    826    SUPREME COURT REPORTS [2009) 15 (ADDL.) S.C.R.


A               6.6.2. Each candidate shall, within two weeks of the
                declaration of the result, submit complete and               (   ¥




                ~Jdited accounts to the college/university
                a~thorities. The college/university shall publish such
                audited accounts within.2 day of submission of such
                accounts, through a suitable medium so that any
8
                member of the student body may freely examine the
                same.                  ·            '.
                  6.6.3. The election of the candidate will be nullified
                  in the event of any non-compliance or in the event of ·    i
                  any excessive expenditure.
c
                  6.6.4. With the view to prevent the inflow offunds from
                  political parties into the student election process, the
                  candidates are specially barred from utilizing funds
                  from any other sources than voluntary contributions
                  from the student body.
D
          6. 7. Code of Conduct for Candidates and Elections
                  Administrators.
          6.7.1.No candidate shall indulge in, nor shall abet, any
                  activity, which may aggravate existing differences or
                  create mutual hatred or cause or cause tension
E
                  between different castes and communities, religious
                  or linguistic, or between any group (s) of students.
               •.-6.7.2. Criticism of other candidates, when made,
                  shall be confined to their policies and programs, past
                  record and work. Candidates shall refrain from
F                 criticism of all aspects of private life, not connected
                  with the public activities of the other candidates or
                  supporters of such other candidates. Criticism of
                  other candidates, or their supporters based on
                  unverified allegations or distortion shall be avoided.
G                6. 7.3. There shall be no appeal to caste or communal
                 feelings for securign votes. Places of worship, within
                 or without the campus shall not be used for election
                 propaganda.
                 6. 7.4. All candidates shall be prohibited from
H                indulging or abetting, all activities which are
                       .i
                    UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 827
                             cqLLEGES, KERALA & ORS.
                            considered to be '"corrupt practices' and offences,        A
              ..,           such as bribing of voters, intimidation of voters,
                            impersonation of voters canvassing or the use of
                            propaganda within 100 meters of polling stations,
                            holding public meetings during the period of 24
                            hours ending with the hour fixed for the close of the
                                                                                       B
                            poll, and the transport and conveyance of voters to
                            and from polling station.
                            6.7.5. No candidate shall be permitted to make use
                            of printed posters, printed pamphlets; or any other
                            printed material for the purpose of canvassing.
                            Candidates may only utilize hand-made posters for          c
                            the purpose of canvassing, provided that such hand-
                            made posters are procured within the expenditure
                            limit set out herein above.
                            6.7.6. Candidates may only utilize hand-made
                            posters at certain places in the campus, which shall       D
          )<
                            be notified in advance by the election commission/
      .....                 university authority .
                            6.7.7. No candidate shall be permitted to carry out
                            processions, or public meetings, or in any way
                            canvass or distribute propaganda outside the               E
                            university/college campus.
                            6. 7 .8. No candidate shall, nor shall his/her
                            supporters, deface or cause any destruction to any

       •  -                 property of the university/college campus, for any
                            purpose whatsoever, without the prior written
                            permission of the college/university authorities. All
                                                                                       F

                            candidate shall be held jointly and severally liable for
                            any destruction/defacing of any university/college
                            property.
  (
                            6.7.9. During the election period the candidates may       <B
                            hold processions and/or public meetings, provided
                            that such processions and/or public meetings do not,
~ _)(   •                   in any manner, disturb the classes and other
  (
                            academic and co-curricular activities of the college/
ml(
                            university. Further, such processions/public meeting
                                                                                       H
    828 SUPREME COURT REPORTS [2009} 15 (ADDL.) S.C.R.

             may not be held without the period written
A
             permission of the college/university authority.
             6.7.10. The use of loudspeakers, vehicles and
                                                                         .
             animals for the purpose of canvassing shall be
             prohibited.
B            6.7.11. On the day of polling, student organizations
             and candidates shall -
             (i) co-operate with the officers on election duty to
             ensure· peaceful and orderly polling and complete
             freedom to the voters to exercise their franchise           :\
c            without being subjected to any annoyance or
             obstruction;
             (ii) not serve or distribute any eatables, or other solid
             and liquid consumables, except water on polling day;
             (iii) not hand out ·any propaganda on the polling d_qy.
0            6.7.12. Excepting the voters, no one without a valid
             pass/letters of authority from the election                     ,,
             commission or from the college/university authorities            ~

             shall enter the polling booths. ·
             6. 7 .13. The election commission/college/university
E            authorities shall appoint impartial observers. In the
             case of deemed universities and self-financed
             institution, government servants may be appointed
             as observers. If the candidates have any specific
             complaint or problem regarding the conduct of the
                                                                         ....;::.
F            elections they may bring the same to the notice of
             the observer.
             Observers shall also be appointed to oversee the
             process o1 nomination of students in institutions that
             are following the nominations model of student
G            representation.
             6.7.14. All candidates shall be jointly responsible for
             ensuring the cleaning up of the polling area within 48            I
             hours of the conclusion of polling.                              -J..-~,_

             6. 7 .15. Any contravention of any of the above
H            recommendations may make the candidate liable to

                                                                                  '•
~
 I

     •         UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 829
                           COLLEGES,, KERALA
                       be stripped of his candidature, or his elected post,        A


 (
     -.                as the case may be. The election commission/
                       cotlege/university authorities may also take
                       appropriate disciplinary action against such a
                       violator.
                       6.7.16. In addition to the above-mentioned code of          B
                       conduct, it is also recommended that certain
                       provisions of the Indian Penal code, 1860 (Section
                       153-A and Chapter IX-A - "offences Relating to
                       Election"), may also be made applicable to student
     )
                       elections.
                                                                                   c
                            6.8. Grievances Redressal Mechanisn
                       6.8.1. There should be a Grievances Redressal Cell
                       with the Dean (Student Welfare)/teacher in charge
                       of student affairs as its chairman. In addition, one
                       senior faculty member, one senior administrative            D
9.                     officer and two final year students-One boy and one
                       girl (till the election results declared, students can be
     -                 nominated on the basis of merit and/or participation
                       in the co-curricular activities in the previous year).
                       The grievance cell shall be mandated with the
                       redressal of election-related grievance, including,         E
                       but not limited to breaches of the code of conduct of
                       elections and complaints relating to election-related
                       expenditure. This cell would be the regular unit of the
                       institution.
     t
         ...           6.8.2. In pursuit of its duties, the grievance cell may     F
                       prosecute violators of any aspect of the code of
                       conduct or the rulings of the grievance cell. The
                       grievance cell shall serve as the court of original
                       jurisdiction. The institutional head shall have
                       appellate jurisdiction over issues of law and fact in       G
                       all cases or controversies arising out of the conduct
                       of the elections in which the grievance cell has issued

     -                 a final decision. Upon revie'lf', the institutional head
                       may revoke or modify the sanctions imposed by the
                       grievance cell.
                                                                                   H
                                                 ·•.
    830   SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


A             6.8.3. In carrying out the duties of the office, the
              Grievance cell shall conduct proceedings and                -r         /

              hearing necessary to fulfill those duties, In executing
              those duties they shall have the authority :
              (1) to issue a writ of subpoena to compel candidates,
B             agents, and workers, and to request students to
              appear and give testimony, as well as produce
              necessary records; and
              (ii) to inspect the financial reports of any candidate
              and make the records available for public scrutiny          {
c             upon request.
              6.8.4. Members of.the Grievance cell are prohibited
              from filing complaints. Any other student may file a
              complaint with the Grievance cell, within a period of
              3 weeks from the date of declaration of results .. All
              complaints must be filed under the name of the
D
              student filing the complaint. The Grievance cell shall
              act on all complaints within 24 hours after they are         -:.:~

                                                                               .,,
              received by either dismissing them or calling a
              hearing.
              6.8.5. The Grievance eell may dismiss a complaint
E
              if:
              (iii) the complaint was not filed within the time frame
              prescribed in Recommendation 8.4 above;
              (iv) the complai~t fails to state a cause of action for
                                                                          ~

F             which relief may be granted.                                 <'!~.


              (v) the complainant has not and/or likely will not suffer
              injury or damage.
              6.8.6. If a complaint is not dismissed, then a hearing
              must be held. The Grievance cell shall inform, in
G             writing, or via-a-mail, the complaining party and
              individuals or groups named in the complaint of the
              time and place of the hearing. The parties are not
              considered notified until they have recei~ed a copy
                                                                           _,__
              of the complaint.
H             6.8.7. The hearing shall be held at the earliest
                       UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 831
                                   COLLEGES, KERALA
                               possible time, but not within twenty-four (24) hours      A
     ,.  ~
                  -.           after receipt of the notice described above, unless
                               all parties agree to waive the 24-hour time constrain~.
                               6.8.8. At the time, notice of hearing is issued, the
                               Grievance Cell, by majority vote, may issue a
                               temporary restraining order, if it determines that such   B
                               action is necessary to prevent undue or adverse
                               effects on any individual or entity. Any restraining
                               order, once issued, will remain in effect until ~
               !               decision of the Grievance Cell is announced after th~
                               hearing or until rescinded by the Grievance cell.
                                                                                         c
                               6.8.9. All Grievance Cell hearing, proceedings, and
                               meetings must be open to thy public.


..
'
                               6.8.10. All parties of the Grievance Cell hearing shall
                               present themselves at the hearing, may be
                               accompanied by any other student from which they          0

             ..                can receive counsel, and have the option to be
                               represented by that counsel.
                               6.8.11. For any hearing, a majority of sitting
 1
 :
                               Grievance Cell members must be in attendance with
                               the Chair of the Grievance Cell presiding. In the
                                                                                         E
                               absence of the Chair, the responsibility to preside
                               shall fall to an Grievance Cell member designated
    •'                         by the Chair.
    '
                               6.8.12. The Grievance cell determines the formatfo~
              ~.
                               the hearing, but must require that both the
-
             >··
                               complaining and responding parties appear F
                               physically before the board to discuss the issues
                               through a complaint, answered, rebuttal, and
 '
     '
                               rejoinder format. The- purpose of the hearing is to
~                              gather the information necessary to make a.
                               decision, order, or ruling that will resolve an election G
                               dispute,·To effectuate this purpose, the following
                               rules should prevail at all hearings :
                               *    Complaining parties shall pe allowed no more
                               than two witnesses, however, the Grievance cell may
                               call witnesses as required. If said witnesses are         H
    832   SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


A             unable to appear at the hearing, signed affidavits
              may be submitted to the Grievance Cell Chair for the
              purpose of testifying by proxy.
              *    All questions and discussions by the parties in
              dispute shall be directed to the Grievance Cell.
B             *     There shall be no direct or cross-examination
              of any party or witness by complaining or responding
              parties during hearings.
              *    Reasonable time limits may be set by the
              Grievance Cell provided they give fare and equal
c             treatment to both sides.
              *    The complaining party shall bear the burden of
              proof.
              * , Decisions, orders and rulings of the Grievance
              Cell must be concurred to by a majority of the
D             Grievance Cell present and shall be announced as
              soon as possible after the hearing. The Grievance
              cell shall i~sue a written opinion of the ruling within
              12 hours of announcement of the decision. The
              written opinion must set forth the findings of fact by
E             the Grievance Cell and the conclusions of law in
              support of it. Written opinions shall set a precedent
              for a time period of three election cycles for
              Grievance Cell ruling, and shall guide the Grievance
              Cell in its proceedings. Upon consideration of prior
              written opinions. Upon consideration of prior written
                                                                         ...
                                                                          _l,
F             opinions, the grievance cell may negate the decision,
              but must provide written documentation of reasons
              for doing so.
              *   If the decision of the Grievance Cell is
              appealed to the institutional head, the Grievance Cell
G             must immediately submits its ruling to the
              commission.
              *    The Grievance Cell shall select the remedy or
              sanction most appropriate to both the type and
              severity of the infraction, as well as the stand of mind
H             or intent of the violator as determined by the
    UNIVERSITY OF KERALA v. COUNCIL, PRINCIPALS', 833
                COLLEGES, KERALA
            Grievance Cell. Possible remedies and sanctions            A
            include, but are not limited to, fines, suspension of
            campaining privileges, and disqualification from the
            election.
            *   Any fine or total amount of fines against a
            candidate in an election cycle may not exceed the          B
            spending limit as defined herein above.
            *     If, after a hearing, the Grievance Cell finds that
f           provisions of this Code were viorated by a candidate,
            or a candidate's· agent or workers, the Grievance
            Cell may restrict the candidate, or the candidates         c
            agents or workers, from engaging in some or 'all
            campaign activities for some or all of the remainder
            of the campaign. If an order is issued covering only
            part of the remaining period, it shall take effect
            immediately so that after its termination, the
            candidate will have an opportunity to resume               D
            campaigning during the days immediately prior to
            and including the election days.
            *     If, after a hearing, the Grievance Cell finds that
            provisions of either this Code or decision~:, opinions,
            orders, or ruling of the Grievance Cell have been          E
            willfully and blatantly violated by a candidate, or.a
            candidate's agents or workers, the Grievanr·e Cell
            may disqualify the candidate.
            *     Any party adversely affected by a decision of
            the Grievance Cell may fine an appeal with the             F
            institutional head within twenty four (24) hou1:> after
            the adverse decision is announced. The institutional
            head shall have discretionary appellate jurisdiction
            over the Grievance Cell in all cases in which error
            on the part of the Grievance Cell is charged.              G
            *    The decision of the Grievance cell shall stand
            and shall have full effect until the appeal is heard and
            decided by the institutional heard.
            *    The institutional head shall hear appeals of
            Grievance Cell rulings as soon as possible, but not        H
    834   SUPREME COURT REPORTS [2009] 15 (ADDL.) S.C.R.


A             within twenty four (24) hours after the Grievance cell
                                                                        1
              delivers to the Appellant and the institutional head a
              copy of its written opinion in the case. Appeal may
             .be heard prior to this time, but only if the Appellant
              waives the right to a written opinion and the
              institutional head agrees to accept the waiver:
8
             *    The institutional head can issue suitable orders
             to suspend or halt the operation of the ruling issued
             by the Grievance Cell until the appeals are decided.
              * The institutional head shall review findings of
c             the Grievance cell when appealed. The institutional
              head may affirm or overturn the decision of the
              Grievance cell, or modify the sanctions imposed.
              6.9. Maintaining Law and order on the Campus
              during the Election Process
D             6.9.1. Any instance of acute lawlessness or the
              commission of a criminal offence shall be reported
              to the police by the university/college authorities as
              soon as possible, but not later than 12 hours after
              the alleged commission of the offence.
E             6.10. Miscellaneous Recommendations
              6J 0.1. Student representation is essential to the
              overall development of students, and, therefore, it is
              recommended that university statuted should
              expressly provide for student representation.             ...
F             6.10.2. Student representation should be regulated
              by statute (either a. Central Statute, State Statute or
              individual university statutes), incorp'orating the
              recommendations prescribed· herein.
              6.10.3. The institution should organize leadership-
G           . training programs with the help of professional
              organizations so as to groom and instill in students
              leadership qualities.
             6.10.4. In the event of the office of any major post of
              office bearers falling vacant within two months of
H             elections, re-elections should be conducted,


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