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Supreme Court of India

DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE AND ORS.versusRAJENDRA KUMAR DUBEY

Citation
2020 INSC 656
Decided
25 November 2020
Disposal
Appeal(s) allowed

Holding

The High Court was not justified in setting aside the order of compulsory retirement; the disciplinary authority’s findings stand and the appeal is allowed.

Summary

The case concerned a Sub‑Inspector of the Railway Protection Force, Rajendra Kumar Dubey, who was compulsorily retired on 5 December 2007 for gross neglect of duty relating to theft of railway property. Dubey challenged the retirement in a writ petition, and the Bombay High Court set aside the order, reinstating him with 50 % back‑wages. The Department appealed to the Supreme Court, arguing that the High Court had overstepped its writ jurisdiction by re‑appraising the evidence and substituting a lesser punishment. The Supreme Court held that a High Court exercising power under Articles 226/227 is not an appellate body and cannot re‑evaluate factual findings of a properly conducted departmental enquiry. It found no breach of natural‑justice principles, no extraneous considerations, and affirmed that the disciplinary authority’s order of compulsory retirement was valid. Consequently, the Court set aside the High Court’s judgment and restored the order of compulsory retirement. The appeal was allowed and the Department was directed to release any gratuity due to the respondent.

Issues considered

  • The High Court’s power under Article 226 to interfere with disciplinary proceedings and whether it can set aside a compulsory retirement order.
  • Whether the High Court may re‑appraise evidence and act as an appellate authority in a departmental enquiry.
  • Whether the order of compulsory retirement imposed on the respondent was in accordance with the Railway Protection Force Act, 1957 and the RPF Rules.
  • Whether the High Court erred in considering extraneous factors such as the respondent’s CBI arrest.

Legislation cited

Subjects

disciplinary proceedingsArticle 226compulsory retirementRailway Protection Forcenatural justicewrit jurisdictionre‑appraisal of evidenceservice lawproportionality

Judgment

                       [2020] 13 S.C.R. 1191                            1191


              DIRECTOR GENERAL OF POLICE,                               A
          RAILWAY PROTECTION FORCE AND ORS.
                                 v.
                  RAJENDRA KUMAR DUBEY
                  (Civil Appeal No. 3820 of 2020)                       B
                       NOVEMBER 25, 2020
          [DR. DHANANJAYA Y. CHANDRACHUD,
        INDU MALHOTRA AND K. M. JOSEPH, JJ.]
      Service Law:
                                                                        C
      Compulsory Retirement – Punishment of – Imposed by
departmental authority – Writ Petition – High Court reduced the
punishment of compulsory retirement to reversion in rank for a period
of 6 months – Directed reinstatement with 50% backwages – Appeal
to Supreme Court – Held: High Court was not justified in setting
                                                                        D
aside the order of compulsory retirement.
      Constitution of India:
      Arts. 226 and 227 – Scope under – To interfere with
disciplinary proceedings – Held: High court, in exercise of power
u/Arts. 226 and 227 should not venture into appreciation of evidence    E
– While exercising jurisdiction u/Art. 226, High Court is not a Court
of appeal – Interference of High Court is limited to cases where
proceedings are inconsistant with principles of natural justice, or
where findings are based on no evidence or in violation of statutory
rules or where authorities were actuated by some extraneous
consideration or where the conclusion on the face of it was arbitrary   F
and capricious.
      Allowing the appeal, the Court
      HELD: 1.1 The High Court under Article 226 of the
Constitution is not a court of appeal over the decision of the          G
authorities holding a departmental enquiry against a public
servant. It is not the function of the High Court under its writ
jurisdiction to review the evidence, and arrive at an independent
finding on the evidence. The High Court may, however interfere
where the departmental authority which has held the proceedings
                                                                        H
                                1191
1192            SUPREME COURT REPORTS                       [2020] 13 S.C.R.


 A     against the delinquent officer are inconsistent with the principles
       of natural justice, where the findings are based on no evidence,
       which may reasonably support the conclusion that the delinquent
       officer is guilty of the charge, or in violation of the statutory rules
       prescribing the mode of enquiry, or the authorities were actuated
       by some extraneous considerations and failed to reach a fair
 B
       decision, or allowed themselves to be influenced by irrelevant
       considerations, or where the conclusion on the very face of it is
       so wholly arbitrary and capricious that no reasonable person could
       ever have arrived at that conclusion. If, however, the enquiry is
       properly held, the departmental authority is the sole judge of
 C     facts, and if there is some legal evidence on which the findings
       can be based, the adequacy or reliability of that evidence is not a
       matter which can be permitted to be canvassed before the High
       Court in a writ petition. The High Court in exercise of its power
       under Articles 226 and 227 of the Constitution of India shall not
       venture into re-appreciation of the evidence. [Para 12.1][1199-
 D
       G-H; 1200-A-C; 1202-D]
             State of Andhra Pradesh v. S. Sree Rama Rao AIR 1963 SC
             1723 : [1964] 3 SCR 25; State of Andhra Pradesh v. Chitra
             Venkata Rao (1975) 2 SCC 557 : [ 1976] 1 SCR 521; Union
             of India v. G. Ganayutham (1997) 7 SCC 463 : [ 1997] 3
 E           Suppl. SCR 549; Director General RPF v. Ch. Sai Babu
             (2003) 4 SCC 331 : [ 2003] 1 SCR 729; Chennai
             Metropolitan Water Supply and Sewerage Board v. T.T. Murali
             (2014) 4 SCC 108 : [2014] 1 SCR 987; Union of India v.
             Manab Kumar Guha (2011) 11 SCC 535 : [2011] 3 SCR 272;
 F           State of Rajasthan & Ors. v. Heem Singh 2020 AIR 5455;
             Union of India v. P. Gunasekaran (2015) 2 SCC 610 : [2014]
             13 SCR 1312; B.C. Chaturvedi v. Union of India (1995) 6
             SCC 749 : [1995] 4 Suppl. SCR 644; Union of India v. G.
             Ganayutham (1997) 7 SCC 463 : [1997] 3 Suppl. SCR 549;
             Om Kumar v. Union of India (2001) 2 SCC 386 : [2000]
 G           4 Suppl. SCR 693; Coimbatore District Central Co-op Bank
             v. Employees Association (2007) 4 SCC 669 : [2007] 5
              SCR 430; Coal India Ltd. v. Mukul Kumar Choudhuri (2009)
             15 SCC 620 : [2009] 13 SCR 487; Chennai Metropolitan
             Water Supply and Sewerage Board v. T.T. Murali Babu (2014)
 H           4 SCC 108 : [2014] 1 SCR 987 – relied on.
DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE 1193
          AND ORS. v. RAJENDRA KUMAR DUBEY

      1.2 In the present case, there is no allegation of malafides      A
against the disciplinary authority or lack of competence of the
disciplinary authority in passing the order of compulsory
retirement, or of a breach of the principles of natural justice, or
that the findings were based on no evidence. [Para 12.2][1203-
D-E]
                                                                        B
      1.3 The various allegations made against the respondent
arise out of gross neglect of duty with respect to theft of railway
property. The findings of gross neglect of duty under charges
1(b) and (c) have been concurrently upheld. The findings of the
Enquiry Officer and the Disciplinary Authority are based on
materials on record. The High Court was not justified in re-            C
appraising the entire evidence threadbare as a court of first
appeal, and substituting the order of punishment, by a lesser
punishment, without justifiable reason. [Para 12.5][1205-D-E]
      2. Section 11 of the Railway Protection Force Act, 1957
provides that it shall be the duty of every superior officer and        D
member of the force to protect and safeguard railway property
and passengers. A police officer in the Railway Protection Force
is required to maintain a high standard of integrity in the discharge
of his official functions. In the present case, the charges proved
against the respondent “were of neglect of duty” which resulted         E
in pecuniary loss to the Railways. The Respondent was a Sub-
Inspector in the Railway Police discharging an office of trust and
confidence which required absolute integrity. The High Court
was therefore not justified in setting aside the order of compulsory
retirement, and directing re-instatement with consequential
benefits, and payment of backwages to the extent of 50%. [Para          F
12.6][1205-F-H; 1206-A]
                       Case Law Reference
[1964] 3 SCR 25                relied on            Para 12.1
[1976] 1 SCR 521               relied on            Para 12.1           G
[1997] 3 Suppl. SCR 549        relied on            Para 12.1
[2003] 1 SCR 729               relied on            Para 12.1


                                                                        H
1194            SUPREME COURT REPORTS                          [2020] 13 S.C.R.


 A     [2014] 1 SCR 987                  relied on             Para 12.1
       [2011] 3 SCR 272                  relied on             Para 12.1
       2020 AIR 5455                     relied on             Para 12.1
       [2014] 13 SCR 1312                relied on             Para 12.1
 B     [1995] 4 Suppl. SCR 644           relied on             Para 12.1
       [1997] 3 Suppl. SCR 549           relied on             Para 12.1
       [2000] 4 Suppl. SCR 693           relied on             Para 12.1
       [2007] 5 SCR 430                  relied on             Para 12.1
 C
       [2009] 13 SCR 487                 relied on             Para 12.1
             CIVIL APPELLATE JURISDICTION: Civil Appeal No. 3820
       of 2020.
             From the Judgment and Order dated 03.07.2017 of the High Court
 D     of Judicature at Bombay, Nagpur Bench, Nagpur in W.P. No. 941 of
       2009.
             A.K. Srivastava, Sr. Adv., Ms. Rashmi Malhotra, Antariksh Singh,
       Raj Bahadur Yadav, Mrs. Anil Katiyar, Vikas Upadhyay, Advs. for the
       appearing parties.
 E           The Judgment of the Court was delivered by
             INDU MALHOTRA, J.
             Leave granted.
              1. The issue which has arisen for our consideration is the validity
 F     of the Judgment passed by the High Court in exercise of its writ
       jurisdiction to set aside the order of compulsory retirement passed by
       the statutory authorities against the respondent, and substituting it by an
       order of re-instatement with all consequential benefits, and 50%
       backwages.
 G           2. The Respondent was appointed in 1984 as a Constable with
       the Railway Protection Force (R.P.F) in Jhansi. On 28.02.2006, he was
       posted as SIPF (Adhoc) Sub-Inspector at the Pulgaon Railway Station,
       Maharashtra (Outpost).
             3. On 11.12.2006, the Respondent was placed under suspension
 H     with immediate effect pending enquiry. On 04.01.2007, a charge sheet
       was issued for major penalty under Rule 153 of the Railway Protection
DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE 1195
 AND ORS. v. RAJENDRA KUMAR DUBEY [INDU MALHOTRA, J.]

Force Rules, 1987 by the Sr. Divisional Security Commissioner R.P.F.          A
The charges framed were:
      “(1) GROSS NEGLECT OF DUTY in that you failed to prevent
      and detect with due promptitude and diligence: -
      (a) The theft of 02 Nos. of Primary injections Kit Valued Rs.
      28,000/- approx. from traction Sub-Station located at Km, No.           B
      664/20-24 near Badnera Railway Station reported on 04.04.2006.
      (b) The theft of 19 CST-9 Plates kept at Km. No. 678/13-15
      between Railway Station Makhed-Timtala reported on 21.11.2006
      and to submit the FIR and case diary related to the said case to
      office of Sr. DSC/RPF/Nagpur.                                           C

      (c) The theft of one Coach Trolley of Lot No. 14-04-06-02-2281
      kept at Km. No.672/32 between Railway Stations Timtala-
      Malkhed reported on 05.12.2006
      (2) “ABUSE OF AUTHORITY” in that you used unnecessary                   D
      Violence toward a passenger named Shaikh Ibrahim at the waiting
      room of Pulgaon Railway Station on 31.10.2006.”
      4. The Enquiry Officer (E.O) vide his Report dated 22.06.2007
exonerated the Respondent of charge 1(a) as the same was not proved,
Charges 1(b), (c) and 2 were found to be proved.
                                                                              E
       5. On 12.07.2007, the Disciplinary Authority i.e. the Senior
Divisional Security Commissioner, R.P.F. Nagpur, accepted the findings
of the E.O. In view of the gravity of the charges of gross neglect of duty
and abuse of authority, the Disciplinary Authority imposed the punishment
of removal from service with immediate effect.
                                                                              F
      6. The Respondent preferred an Appeal before the DIG-cum-
Additional Chief Security Commissioner, R.P.F Mumbai.
       The Appellate Authority partially allowed the Appeal, upholding
the findings with respect to charges 1(b) and 1(c). Charge 1(b) pertained
to the theft of 19 CST-9 plates; on verification, it was found that the       G
shortage was of 6 pairs of CST-9 plates. Charge 1(c) was a special
report case pertaining to the theft of 1 coach trolley valued at Rs. 28,000
and was found to have been proved. However, the appellate authority
held that these charges did not warrant the extreme punishment of
removal from service as there was no imputation of connivance or corrupt
practice against the Respondent.                                              H
1196            SUPREME COURT REPORTS                          [2020] 13 S.C.R.


 A            With respect to charge No. 2, it was held that the said charge was
       not proved, since no witness in support of this charge had been examined.
       The E.O had relied upon the complaint registered by a passenger-Shaikh
       Ibrahim in the complaint book of the Pulgaon Railway Station, which
       was found to have been proved by the E.O., without holding a preliminary
       enquiry, or examining the complainant. The other evidence in support of
 B
       this charge was a report submitted by the Inspector, R.P.F Wardha about
       the complaint lodged at the Pulgaon Railway Station of the incident. As
       per confidential information received, it was informed that the Respondent
       was beating people and collecting money at the Pulgaon Railway Station,
       which led to discontentment amongst the people, and led to a dharna
 C     and agitation for transfer of the Respondent from the Pulgaon Railway
       Station. The Appellate Authority held that the said report had no
       evidentiary value in support of the charge. Consequently, charge 2 was
       held not to be proved.
              The Appellate Authority vide Order dated 05.09.2007 reduced
 D     the punishment of removal from service to that of reversion in rank for
       a period of 6 months without future effect.
              7. Review of DAR proceedings was sought by the Senior Divisional
       Security Commissioner/NGP vide letter dated 10.09.2007 addressed to
       the Chief Security Commissioner under Rule 219.4, since certain lacunae
 E     were pointed out in the order of the Appellate Authority. It was submitted
       that the image of R.P.F would deteriorate if the service of the Respondent
       was continued. It had also come to light that the delinquent employee
       while under suspension, had been arrested by the C.B.I, Nagpur in an
       Anti-Corruption case.

 F           8. The Chief Security Commissioner/CR issued a show cause
       notice to the Respondent dated 23.10.2007 under Rule 219.4 of the
       Railway Protection Force Rules, 1987 proposing to impose the penalty
       of compulsory retirement from service.
              After considering his reply, the Authority vide Order dated
 G     05.12.2007 held that the charges levelled against the employee were
       very serious in nature and had been proved beyond doubt, which were
       damaging to the reputation of the force. In view of the gravity of charges,
       gross neglect of duty and abuse of authority, a major penalty was directed
       to be imposed. It was further noted that the delinquent employee had
       been arrested by the CBI, Nagpur in a trap case, under Section 7 and 13
 H
DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE 1197
 AND ORS. v. RAJENDRA KUMAR DUBEY [INDU MALHOTRA, J.]

(1)(d) of the Prevention of Corruption Act, 1988 for a major penalty of       A
demanding illegal gratification. This had occurred while the respondent
had been placed under suspension. Accordingly, the punishment of
compulsory retirement from service with immediate effect was imposed.
       It was concluded that the E.O. had conducted the Departmental
Enquiry as per extant DAR Rules, after giving a reasonable opportunity        B
to the delinquent employee to defend himself. There were no lapses or
irregularities in the enquiry proceedings.
      9. The Respondent filed an appeal before the Director-General,
R.P.F Railway Board.
      The Director General, R.P.F Railway Board vide Order dated              C
19/21.05.2008 rejected the appeal since no fresh material had been
brought on record which would merit interference. The enquiry was
found to be conducted in accordance with the procedure prescribed by
the rules, wherein an adequate and reasonable opportunity had been
granted to the employee to defend himself. The Director General affirmed      D
the view of the appellate authority to enhance the punishment in
accordance with the R.P.F Rules. The punishment was held to be
commensurate with the gravity of the misconduct committed by the
Respondent.
       10. The Respondent filed Writ Petition No. 941 of 2009 before          E
the High Court Judicature at Bombay, Nagpur Bench to quash and set
aside the Orders dated 12.07.2007 and 05.12.2007of compulsory
retirement from service.
       The High Court vide the impugned Judgment and Order dated
03.07.2017 partly allowed the Writ Petition. The High Court observed          F
that the findings with respect to charge 1 (b) pertained to the theft of 19
CST-9 Plates between Malkhed and Timtala Railway Stations. The theft
was reported to the writ petitioner on 21.11.2006, who was in-charge of
the R.P.F Chowki, Pulgaon. The delinquent employee attended the spot
on 25.11.2006, and drew a Panchnama with a site map, recording that 9
bars of CST-9 plates costing Rs. 20,520 were found to be short. The           G
F.I.R was prepared in the prescribed format. The allegation against the
writ petitioner was that he failed to sign the F.I.R., and proceeded on
leave without sanction from 03.12.2006 to 14.12.2006.
      The High Court noted that the charge against the writ petitioner
was that he did not submit the F.I.R. and the case diary to the office of     H
1198            SUPREME COURT REPORTS                          [2020] 13 S.C.R.


 A     the Senior Divisional Security Commissioner, Nagpur. The F.I.R. and
       the case diary were obtained by the Senior Divisional Commissioner,
       Nagpur/R.P.F in the absence of the writ petitioner.
             A second panchnama was thereafter prepared by Nirmal Toppo,
       who was Incharge of the R.P.F Thana, Wardha who visited the spot on
 B     26.11.2006.
              The High Court held that the writ petitioner could not be held
       guilty for not having detected the theft occurred on 21.11.2006, since the
       theft was detected by Nirmal Toppo on 26.11.2006. In the view of the
       High Court, the writ petitioner could not be held duty bound to report the
 C     theft to the Head Office at Nagpur, since he was incharge of Police
       Chowki, Pulgaon under R.P.F Thana, Wardha.
              The High Court held that the order of the Senior Divisional Security
       Commissioner dated 05.09.2007 wherein it had been observed that such
       thefts are found to be common, and in the absence of any pecuniary loss
 D     being caused, would not warrant the extreme punishment of removal
       from service was the correct view, particularly since there was no
       imputation of connivance or corrupt practice. This according to the High
       Court had not been considered by the Chief Security Commissioner and
       the Director General of the Railway Protection Force.

 E           The High Court observed that the arrest of the writ petitioner by
       the C.B.I., Nagpur in a major Charge Sheet, was an irrelevant
       consideration since it was a separate case, and no charge had been
       framed on this issue in the present case.
              With respect to charge No.1(c) regarding the theft of 1 coach
 F     trolley valued at Rs.28,000 kept at Km 672/32 between Railway Station
       Timtala and Malkhed, the High Court held that the theft of the trolley
       was detected by another officer, hence the allegation of delay by the
       Respondent herein of not reporting the case loses its significance. In
       paragraph 25 of the Judgment, it was held that the finding recorded by
       the Senior Divisional Security Commissioner could not have been disturbed.
 G
             With respect to charge 2, the High Court held that the material
       witness was the passenger Shaikh Ibrahim, who had not been examined.
       Reliance was placed only on the complaint registered by the passenger,
       and the morcha carried out by the auto-ricksha walas. Hence, the said
       charge was unproved.
 H
DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE 1199
 AND ORS. v. RAJENDRA KUMAR DUBEY [INDU MALHOTRA, J.]

       The High Court quashed the Order dated 12.07.2007 passed by           A
the Senior Divisional Security Commissioner, as also the Order dated
18.02.2007 passed by the Chief Security Commissioner, ordering
compulsory retirement, and the Order dated 19/21.05.2008 passed by
the Director General Railway Protection Force confirming the said Order.
The High Court restored the Order of the first appellate authority dated
                                                                             B
05.09.2007 by the Senior Divisional Security Commissioner, Railway
Protection Force. It was directed that the writ petitioner be re-instated
in service, and would be entitled to all consequential benefits, including
backwages to the extent of 50% on the remitted post, without future
effect.
       11. The Department has filed the present Civil Appeal to challenge    C
the judgment of the High Court setting aside the Order of compulsory
retirement, and directing the Railways Department to re-instate the
Respondent with consequential benefits, and payment of 50% backwages.
       This Court vide Order dated 17.11.2017 issued notice, and directed
stay of the operation of the Judgment passed by the High Court.              D

         12. Discussion and Analysis
      We have heard learned Counsel for the parties, and perused the
record, and written submissions filed on their behalf.
       12.1 We will first discuss the scope of interference by the High      E
Court in exercise of its writ jurisdiction with respect to disciplinary
proceedings. It is well settled that the High Court must not act as an
appellate authority, and re-appreciate the evidence led before the enquiry
officer.
        We will advert to some of the decisions of this Court with respect   F
to interference by the High Courts with findings in a departmental enquiry
against a public servant.
      In State of Andhra Pradesh v S.Sree Rama Rao,1 a three judge
bench ofthis Court held that the High Court under Article 226 of the
Constitution is not a court of appeal over the decision of the authorities   G
holding a departmental enquiry against a public servant. It is not the
function of the High Court under its writ jurisdiction to review the
evidence, and arrive at an independent finding on the evidence. The
High Court may, however interfere where the departmental authority
1
    AIR 1963 SC 1723.                                                        H
1200             SUPREME COURT REPORTS                         [2020] 13 S.C.R.


 A     which has held the proceedings against the delinquent officer are
       inconsistent with the principles of natural justice, where the findings are
       based on no evidence, which may reasonably support the conclusion
       that the delinquent officer is guilty of the charge, or in violation of the
       statutory rules prescribing the mode of enquiry, or the authorities were
       actuated by some extraneous considerations and failed to reach a fair
 B
       decision, or allowed themselves to be influenced by irrelevant
       considerations, or where the conclusion on the very face of it is so wholly
       arbitrary and capricious that no reasonable person could ever have arrived
       at that conclusion. If however the enquiry is properly held, the
       departmental authority is the sole judge of facts, and if there is some
 C     legal evidence on which the findings can be based, the adequacy or
       reliability of that evidence is not a matter which can be permitted to be
       canvassed before the High Court in a writ petition.
               These principles were further reiterated in the State of Andhra
       Pradesh v Chitra Venkata Rao.2 The jurisdiction to issue a writ of
 D     certiorari under Article 226 is a supervisory jurisdiction. The court
       exercises the power not as an appellate court. The findings of fact reached
       by an inferior court or tribunal on the appreciation of evidence, are not
       re-opened or questioned in writ proceedings. An error of law which is
       apparent on the face of the record can be corrected by a writ court, but
       not an error of fact, however grave it may be. A writ can be issued if it
 E     is shown that in recording the finding of fact, the tribunal has erroneously
       refused to admit admissible and material evidence, or had erroneously
       admitted inadmissible evidence. A finding of fact recorded by the tribunal
       cannot be challenged on the ground that the material evidence adduced
       before the tribunal is insufficient or inadequate to sustain a finding. The
 F     adequacy or sufficiency of evidence led on a point, and the inference of
       fact to be drawn from the said finding are within the exclusive jurisdiction
       of the tribunal.
                 In subsequent decisions of this Court, including Union of India
       v. G. Ganayutham3, Director General RPF v. Ch. Sai Babu4, Chennai
       Metropolitan Water Supply and Sewerage Board v T.T. Murali, 5
 G     Union of India v. Manab Kumar Guha,6 these principles have been
       consistently followed.
       2
         (1975) 2 SCC 557.
       3
         (1997) 7 SCC 463
       4
         (2003) 4 SCC 331
       5
         (2014) 4 SCC 108
 H     6
         (2011) 11 SCC 535
DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE 1201
 AND ORS. v. RAJENDRA KUMAR DUBEY [INDU MALHOTRA, J.]

        In a recent judgment delivered by this Court in the State of                A
Rajasthan & Ors. v. Heem Singh7 this Court has summed up the law
in following words :
       “33.In exercising judicial review in disciplinary matters, there
       are two ends of the spectrum. The first embodies a rule of
       restraint. The second defines when interference is permissible.              B
       The rule of restraint constricts the ambit of judicial review.
       This is for a valid reason. The determination of whether a
       misconduct has been committed lies primarily within the
       domain of the disciplinary authority. The judge does not
       assume the mantle of the disciplinary authority. Nor does the
       judge wear the hat of an employer. Deference to a finding of                 C
       fact by the disciplinary authority is a recognition of the idea
       that it is the employer who is responsible for the efficient
       conduct of their service. Disciplinary enquiries have to abide
       by the rules of natural justice. But they are not governed by
       strict rules of evidence which apply to judicial proceedings.                D
       The standard of proof is hence not the strict standard which
       governs a criminal trial, of proof beyond reasonable doubt,
       but a civil standard governed by a preponderance of
       probabilities. Within the rule of preponderance, there are
       varying approaches based on context and subject. The first
       end of the spectrum is founded on deference and autonomy –                   E
       deference to the position of the disciplinary authority as a
       fact finding authority and autonomy of the employer in
       maintaining discipline and efficiency of the service. At the
       other end of the spectrum is the principle that the court has
       the jurisdiction to interfere when the findings in the enquiry               F
       are based on no evidence or when they suffer from perversity.
       A failure to consider vital evidence is an incident of what the
       law regards as a perverse determination of fact.
       Proportionality is an entrenched feature of our jurisprudence.
       Service jurisprudence has recognized it for long years in
       allowing for the authority of the court to interfere when the                G
       finding or the penalty are disproportionate to the weight of
       the evidence or misconduct. Judicial craft lies in maintaining

7
  Judgment dated 29.10.2020 passed in C.A. No. 3340 of 2020 by a bench comprising
of Justice D.Y Chandrachud and Justice Indira Banarjee.                             H
1202             SUPREME COURT REPORTS                             [2020] 13 S.C.R.


 A            a steady sail between the banks of these two shores which
              have been termed as the two ends of the spectrum. Judges do
              not rest with a mere recitation of the hands-off mantra when
              they exercise judicial review. To determine whether the finding
              in a disciplinary enquiry is based on some evidence an initial
              or threshold level of scrutiny is undertaken. That is to satisfy
 B
              the conscience of the court that there is some evidence to
              support the charge of misconduct and to guard against
              perversity. But this does not allow the court to re-appreciate
              evidentiary findings in a disciplinary enquiry or to substitute
              a view which appears to the judge to be more appropriate. To
 C            do so would offend the first principle which has been outlined
              above. The ultimate guide is the exercise of robust common
              sense without which the judges’ craft is in vain.”
              In Union of India v. P. Gunasekaran,8 this Court held that the
       High Court in exercise of its power under Articles 226 and 227 of the
 D     Constitution of India shall not venture into re-appreciation of the evidence.
       The High Court would determine whether : (a) the enquiry is held by the
       competent authority; (b) the enquiry is held according to the procedure
       prescribed in that behalf; (c) there is violation of the principles of natural
       justice in conducting the proceedings; (d) the authorities have disabled
       themselves from reaching a fair conclusion by some considerations which
 E     are extraneous to the evidence and merits of the case; (e) the authorities
       have allowed themselves to be influenced by irrelevant or extraneous
       considerations; (f) the conclusion, on the very face of it, is so wholly
       arbitrary and capricious that no reasonable person could ever have arrived
       at such conclusion; (g) the disciplinary authority had erroneously failed
 F     to admit the admissible and material evidence; (h) the disciplinary
       authority had erroneously admitted inadmissible evidence which
       influenced the finding; (i) the finding of fact is based on no evidence.
              In paragraph 13 of the judgment, the Court held that :

 G     8
         (2015) 2 SCC 610.
       B.C.Chaturvedi v Union of India, (1995) 6 SCC 749; Union of India v G.Ganayutham,
       (1997) 7 SCC 463; Om Kumar v Union of India (2001) 2 SCC 386;
       Coimbatore District Central Co-op Bank v Employees Association, (2007) 4 SCC 669;
       Coal India Ltd. v Mukul Kumar Choudhuri, (2009) 15 SCC 620;
       Chennai Metropolitan Water Supply and Sewerage Board v T.T. Murali Babu, (2014) 4
       SCC 108.
 H
DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE 1203
 AND ORS. v. RAJENDRA KUMAR DUBEY [INDU MALHOTRA, J.]

      “13.Under Articles 226 / 227 of the Constitution of India, the           A
      High Court shall not :
      (i)   re-appreciate the evidence;
      (ii) interfere with the conclusions in the enquiry, in the case
           the same has been conducted in accordance with law;
                                                                               B
      (iii) go into the adequacy of the evidence;
      (iv) go into the reliability of the evidence;
      (v) interfere, if there be some legal evidence on which
          findings can be based;
                                                                               C
      (vi) correct the error of fact however grave it may appear to
           be;
      (vii) go into the proportionality of punishment unless it shocks
            its conscience.”
       12.2 In the present case, there is no allegation of malafides against   D
the disciplinary authority i.e. Chief Security Commissioner, or lack of
competence of the disciplinary authority in passing the order of compulsory
retirement, or of a breach of the principles of natural justice, or that the
findings were based on no evidence.
       12.3 We find from the record of this case that the Charges under        E
1 (b) and 1 (c) have been concurrently found to have been proved by the
Disciplinary Authority, Appellate Authority - the Chief Security
Commissioner, R.P.F. and the Director General of the R.P.F. Railway
Board.
       The issue under charge 1(b) was the non-registration of an F.I.R        F
pertaining to a theft case of CST-9 plates of the Railways. The finding
was that even though the Respondent had prepared the F.I.R. after
conducting investigation, he did not sign the F.I.R., and thereafter
proceeded on leave without sanction. As a consequence, the F.I.R. was
not registered, and the investigation got thwarted right at the threshold.
After some delay, a second panchnama was prepared by Nirmal Toppo,             G
who was the in-charge of R.P.F Thana, who visited the spot, and then
registered the F.I.R.
        It is relevant to note that the High Court has not disturbed the
finding with respect to charge 1(b).
                                                                               H
1204            SUPREME COURT REPORTS                          [2020] 13 S.C.R.


 A           12.4 With respect to charge 1(c), this charge was a case of a
       Special Report, which are covered by Rule 229 of the Railway Protection
       Rules which reads as under:
             “229. Special Reports. - In cases of theft at the post involving
             loss of booked consignment or railway material exceeding
 B           the value fixed by the Director General from time to time, the
             Divisional Security Commissioner shall submit special report
             to the Director General with copy to the Chief Security
             Commissioner and to the concerned officer as may be specified
             through the Directives.”
 C           Charge 1 (c) pertained to the theft of one coach trolley of the
       Railways which was to be sold as scrap and had been valued at Rs.28,000.
       The allegation was that the Respondent had taken sick leave, so as to
       avoid being present at the time of handing over the trolley on 04.12.2006.
              This charge was found to have been proved by the Disciplinary
 D     Authority, the Appellate Authority, and the Director General of Police-
       R.P.F. Railway Board.
              With respect to this charge, the High Court has given a
       contradictory finding. In para 24 of the Judgment, the Court held that the
       theft of the trolley was detected by another officer prior to the writ
 E     petitioner proceeding on leave. Hence, the question of delay in reporting
       the theft by the writ petitioner was held to have lost its significance. In
       para 25, the High Court however took a contrary view by holding that it
       concurred with the view taken by the Senior Divisional Security
       Commissioner in the Order dated 05.09.2007, wherein the charge was
       held to be proved. The High Court concluded by holding that the charge
 F     was not so serious so as to warrant the extreme punishment of removal
       from service, as there was no imputation of connivance or corrupt
       practices.
             In our view, the aforesaid findings are erroneous, since the
       Respondent has not been awarded the punishment of removal from
 G     service, but compulsory retirement from service vide Order dated
       05.12.2007.
             12.5 It is further relevant to note that charges 1(b) and 1(c) fall
       under Rule 146.2 of the Railway Protection Force Rules, 1987 which
       provide:
 H
DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE 1205
 AND ORS. v. RAJENDRA KUMAR DUBEY [INDU MALHOTRA, J.]

      “146.2 Neglect of duty:                                                   A
      No member of the Force without good and sufficient cause
      shall -
      i) neglect or omit to attend to or fail to carry out with due
      promptitude and diligence anything which is his duty as a
      member of the Force to attend to or carry out; or                         B

      ii) fail to work his beat in accordance with orders or leave
      the place of duty to which he has been ordered or having left
      his place of duty for a bonafide purpose fail to return thereto
      without undue delay: or
                                                                                C
      iii) be absent without leave or be late for any duty: or
      iv) fail properly to account for, or to make a prompt and true
      return of any money or property received by him in the course
      of his duty.”
       The various allegations made against the Respondent arise out of         D
gross neglect of duty with respect to theft of railway property. The findings
of gross neglect of duty under charges 1(b) and (c) have been concurrently
upheld. The findings of the E.O. and the Disciplinary Authority are based
on materials on record. The High Court was not justified in re-appraising
the entire evidence threadbare as a court of first appeal, and substituting
                                                                                E
the Order of punishment, by a lesser punishment, without justifiable
reason.
       12.6 Section 11 of the Railway Protection Force Act, 1957
provides that it shall be the duty of every superior officer and member of
the force to protect and safeguard railway property and passengers.
                                                                                F
The primary object of constituting the Railway Protection Force is to
secure better “protection and security of the railway property.” The
restricted power of arrest and search conferred on members of this
Force is incidental to the efficient discharge of their primary duty to
protect and safeguard railway property, and to uphold the law.
       A police officer in the Railway Protection Force is required to          G
maintain a high standard of integrity in the discharge of his official
functions. In this case, the charges proved against the Respondent “were
of neglect of duty” which resulted in pecuniary loss to the Railways.
The Respondent was a Sub-Inspector in the Railway Police discharging
an office of trust and confidence which required absolute integrity. The        H
1206            SUPREME COURT REPORTS                          [2020] 13 S.C.R.


 A     High Court was therefore not justified in setting aside the order of
       compulsory retirement, and directing re-instatement with consequential
       benefits, and payment of backwages to the extent of 50%.
             12.7 With respect to the registration of a criminal case by the
       C.B.I Nagpur, the High Court held that it was an irrelevant consideration
 B     taken note of by the Senior Divisional Security Commissioner.
             On this issue, we were informed during the course of hearing that
       the Respondent had been convicted by the Special Judge, Wardha vide
       Judgment and Order dated 02.08.2017 for offences punishable under
       Sections 7 and 13(2) read with 13(1)(d) of the Prevention of Corruption
 C     Act, 1988 and sentenced to undergo R.I for one year with Fine.
             The Counsel for the Respondent informed the Court, that an Appeal
       has been filed against the said judgment, which is pending consideration.
             We have therefore considered it appropriate not to advert to the
       findings in the C.B.I case, lest it prejudices the case of the Respondent
 D     which is pending in Appeal against the order of conviction.
             We have decided the issue of the validity of the order of
       compulsory retirement on the basis of the material in the enquiry
       proceedings, and the orders passed by the statutory authorities in this
       regard.
 E
             12.8 The Respondent was compulsorily retired pursuant to the
       Order dated 05.12.2007 passed by the Chief Security Commissioner.
       The order of compulsory retirement took effect on 05.12.2007. The
       Respondent is being paid pension after he has been compulsorily retired.
             The direction of the High Court for payment of backwages was
 F
       consequent upon the re-instatement of the Respondent-employee. Since
       we are upholding the order of compulsory retirement dated 05.12.2007
       passed by the Chief Security Commissioner, there is no question of granting
       backwages. In any case the Respondent is being paid pension after his
       compulsory retirement.
 G           13. We order and direct that:
              (a) The appeal is allowed, and the Judgment of the High Court is
       set aside for the reasons mentioned hereinabove, and the Order of
       compulsory retirement passed on 05.12.2007 by the Chief Security
       Commissioner, as affirmed by the Director General, R.P.F. vide Order
 H     dated 19/21.05.2008 is restored.
DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE 1207
 AND ORS. v. RAJENDRA KUMAR DUBEY [INDU MALHOTRA, J.]

      (b) The Respondent has stated in his written submissions that the      A
Gratuity which was payable to him, has not been released by the
Department so far.
      We direct the Appellant-Department to release Gratuity, if due
and payable to the Respondent from 05.12.2007, within a period of six
weeks from today, alongwith interest as provided by Section 7(3A) of         B
the Payment of Gratuity Act, 1972 read with the applicable Office
Memorandum / Notification issued by the Government of India.
      The Appeal is accordingly allowed in the above terms, with no
order as to costs.
       Pending applications, if any are disposed of accordingly.             C


Kalpana K. Tripathy                                        Appeal allowed.


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DIRECTOR GENERAL OF POLICE, RAILWAY PROTECTION FORCE AND ORS. versus RAJENDRA KUMAR DUBEY — 2020 INSC 656 - Legal Desk AI