NARMADA BACHAO ANDOLAN ETC. ETC.versusUNION OF INDIA AND ORS.
- Citation
- 2000 INSC 489
- Decided
- 18 October 2000
- Disposal
- Disposed off
- Bench
- A S ANAND
Holding
The Court held that the dam construction shall proceed as per the Tribunal's award, the petitioners are barred by laches, and the 1987 environmental clearance is valid, with the Court retaining supervisory jurisdiction over relief, rehabilitation and environmental safeguards but not halting the project.
Summary
The Supreme Court examined a public‑interest writ petition challenging the construction of the Sardar Sarovar Dam on the Narmada River. The petitioners argued that the environmental clearance granted in 1987 was invalid, that the height of the dam should be reduced, and that the relief and rehabilitation measures for displaced persons violated fundamental rights. The Court held that the Tribunal's award fixing the dam height at 455 ft is final and binding, that the petitioners were guilty of laches for delaying their challenge, and that the environmental clearance, though based on incomplete studies, was not void. While the Court affirmed its power to monitor implementation of relief, rehabilitation and environmental safeguards, it refused to halt or alter the project. Consequently, the dam construction will continue as per the award, subject to the stipulated conditions and ongoing oversight by the Narmada Control Authority.
Issues considered
- The petitioners' standing to challenge the Inter‑State Water Disputes Tribunal's award and the dam height after a long lapse (laches).
- Whether the environmental clearance issued in 1987 was valid despite incomplete impact studies.
- Whether the relief and rehabilitation package for displaced families complies with Article 21 and the ILO Convention.
- Whether the height of the dam can be reduced from the Tribunal‑determined 455 ft.
- The scope of judicial review over policy decisions and large infrastructure projects.
- Whether a fresh independent environmental impact assessment is required before further construction.
Legislation cited
- Constitution of Indias. Article 21, s. Article 226, s. Article 262, s. Article 32
- Environment (Protection) Act, 1986s. Section 3
- Forest (Conservation) Act, 1980
- Indian Evidence Act, 1872s. Section 102
- Inter-State Water Disputes Act, 1956s. Section 3, s. Section 5(2), s. Section 5(4), s. Section 6‑A
- Land Acquisition Act, 1894s. Section 4
Subjects
Judgment
A NARMADA BACHAO ANDOLAN ETC. ETC.
v.
UNION OF INDIA AND ORS.
OCTOBER 18, 2000
B [DR. A.S. ANAND, C.J., S.P. BHARUCHA AND B.N. KIRPAL, JJ.]
Constitution of India-Articles 32 and 226-Public Interest litigation-
Scope of-No directions can be issued which are against legal provisions.
c Constitution of India-Articles 32 and 226-Judicial Review-Scope
of-Courts cannot transgress into the field of policy decision-Government
deciding to construct a dam-No violation of law or malafide--Held, Courts
cannot sit in appeal over the policy decision of the Government.
D Constitution of India-Articles 32 and 226-laches-Project for
construction of dam approved 25 years ago-Huge investments made-
Petitioner agitating against construction since 1986-Writ Petition filed in
1994-Held, Petitioner cannot challenge the construction after such lapse
of time.
E Constitution of India-Article 32-Public Interest litigation-Petitioner
challenging the construction of a dam on the ground that adequate steps
were not taken for relief and rehabilitation of the oustees and that the
adverse environmental effects were not taken into account-Award of Tribunal
constituted under Inter States Water Disputes Act, 1956-Award laying down
F the measures to, be taken for relief and rehabilitation of the oustees-Several
authorities set up for monitoring the implementation of the Award as per the
direction of the Tribunal-Authorities to see that measures to protect
environment are also taken-Held, relief and rehabilitation and
environmental concerns had been taken care of-Courts can only see if the
Authorities are discharging their duties or not.
G
Environment (Protection) Act, 1986-Section 3-Decision to construct
a dam-Environmental clearance given on the basis of available studies and
surveys which were not complete-Conditions imposed to complete
environmental safeguards pari passu with the project work-Held, the
environmental clearance cannot be said to be invalid-Constitution oflndia-
H
94
NARMADA BACHAO ANDOLAN v. U.0.1. 95
Article 32. A
Environment (Protection) Act, 1986-Section 3-Polluting industries
__.__ and projects-Precautionary Principle and Polluter-pays principle-
Applicability of-Held, would be applicable if the extent of damage likely to•
be caused is not known-Burden of proof-Held, would be on the person
who wants to change the status quo if the extent of damage likely to be B
caused is not known-Indian Evidence Act, 1872-Section 102.
Inter State Water Disputes Act, 1956-Section 5(2) and 5(4)-Award
of the Tribunal-Final and binding on parties-Third party cannot challenge
the Award
c
The Petitioner was agitating against the construction of the Sardar
Sarovar Dam since 1986. In the present case the Petitioner had challenged
the decision of the Govemment of India and the concerned State Governments
to construct the dam in the Narmada river basin by way of the present Writ
Petition filed in 1994.
D
The idea of development of the Narmada river system was first mooted
in 1946. The State of Gujarat granted administrative clearance Stage I of the
project in 1961. The project was inaugurated on 5.4.1961 and preliminary
work started. However, due to disagreement between the concerned States the
project could not be implemented.
E
The State of Gujarat filed a complaint under Section 3 of the Inter States
Water Disputes Act, 1956 stating that water dispute had arisen between the
State of Gujarat and the States of Madhya Pradesh and Maharashtra over the
use, distribution and control of the waters of Narmada river. The Government
of India constituted a Tribunal and referred the dispute to the Tribunal. F
While the dispute was still pending before the Tribunal, a forma.1
agreement was entered into on 12.7.1974 between the Chief Ministers of the
States of Madhya Pradesh, Maharashtra and Rajasthan and the Advisor to
the Governor of Gujarat sorting out several issues which the Tribunal would
otherwise have decided. However, dispute in respect of the height of the dam G
remained. The parties to the agreement agreed that the Tribunal would decide
the said issue of height after considering the submission of the parties. If
was also noted that the Narmada project should no longer be delayed in the
best regional and national interests.
The Tribunal declared its final award on 7.12.1979. The Tribunal H
96 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A examined the issues regarding allocation, height of the dam, hydrology and
other related issues. The Tribunal decided that the height of the Sardar
Sarovar Dam would be at Full Reservoir Level 455 feet. The Tribunal issued
directions regarding submergence of land, acquisition of land and the .i.....,
rehal:»ilitation of displaced persons. The Tribunal directed that no
submergence of any area should take place unless tht oustees are
B rehabilitated. The Tribunal further directed constitution of Narmada Control
Authority, an inter State administrative authority, for the purpose of securing
compliance with and implementation of the decision and directions of the
Tribunal. The Tribunal also directed constituting a Review Committee
consisting of the Union Minister for Irrigations as its Chairperson and the
C Chief Ministers of Madhya Pradesh, Gujarat, Maharashtra and Rajasthan as
its members. The Review Committee could review the decisions of the
Narmada Control Authority and the Sardar Sarovar Construction Advisory
Committee.
In order to carry out the directions of the Award. The Inter States Water
D Disputes Act, 1956 was amended and Section 6-A was inserted. Thereafter,
the Government of India framed a scheme and constituted Narmada Control
Authority to give effect to the Award of the Tribunal. In 1987 the Narmada
Control Authority created independent machinery of Environment Sub-group
to ensure that the environmental safeguards were properly planned and
E implemented.
On 15.12.1980, the Central Water Commission referred the Sardar
Sarovar Project to the Department of Science and Technology for
environmental clearance. A meeting of the Environment Appraisal Committee
of the Department of Environment was held on 12.4.1983 in which the project
F was in principle approved.
In January J 985, the Department of Environment and Forests of the
Government of India issued "Guidelines of Environmental Impact Assessment
of River Valley Projects". The Guidelines noted the undesirable consequences
G of the river valley projects and the need to consider the environmental aspects
along with other feasibility considerations. According to the Guidelines the
cost of proposed remedial and mitigative measures, such as compensatory
afforestation, to protect the environment had to be included in the cost of the
project. The Guidelines stipulated that the Union of- India should give
environmental clearance only after a) all the necessary data in respect of the
H environmental impact of the project had been collected and assessed; (b) the
NARMADA BACHAO ANDOLAN v. U.0.1. 97
assessment showed that the Project could proceed; and (c) the environmental A
safeguard measures, and their cost, had been worked out.
Thereafter, there were several meetings convened by various ministries
for discussing issues relating to environment. In October, 1986 the Ministry
of Water Resources forwarded a Note to the Ministry of Environment and
Forests detailing the surveys/studies as well as work remaining to be done B
along with the time schedule therefor. The Note observed that delay was being
caused due to inadequacy of the material for evaluation of the environmental
impact of the project. It was opined in the said report that considering the
importance and the urgency of the project and its benefits so far as power
and irrigation facilities are concerned, it should be cleared from the C,
environmental angle, subject to conditions and stipulations.
The Department of Environment and Forests made its own assessment
and opined that formulation of catchment area programme, wildlife census by
the Zoological Survey of India and survey by the Botanical Survey of India
would take about three years. It finally decided that ifthe Government should D
decide to go ahead with the project it should be done with the provision of
environment management authority with adequate power and teeth to ensure
that environment management plan is implemented Pari passu with the
engineering and other works.
The matter relating to grant of environmental clearance was referred E
to the Prime Minister's Secretariat for clearance.
On 19.12.1986 the Secretary, Ministry of Environment and Forests sent
a Note to the Secretary to the Prime Minister on the environment aspects of
the Narmada Sagar Project and Sardar Sarovar Project. In the Note, it was
mentioned that due to inadequacy of the available data, it was not possible to F
assess the impact of the loss of habitat on the wildlife and the overall loss of
biological diversity and genetic reserves. It was mentioned that the projects
were at fairly advanced stages of preparedness. The Note recommended the
,;l establishment of Narmada Management Authority with adequate powers and
teeth to ensure that the Environmental Management Plan did not remain only G
on paper but was implemented pari passu with the engineering and other
works.
The Additional Secretary to the Prime Minister prepared a Note dated
15.1.1987. The Note mentioned that the Department of Environment and
Forests had recommended conditional approval of the project. The Prime H
98 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
A Minister opined that it was perhaps good time to try for River Valley Authority.
On 24.6.1987 the Ministry" of ,Environment and For_ests granted
·conditional approval to the projects. The conditions stipulated that
(i) The Narmada Control Authority would ensure that environmental
B safeguard measures are planned and implemented pari passu
with the progress of the work on the project.
(ii) The surveys/studies assured would be carried out as per the
proposed schedule.
C (iii) The Catchment Area treatment programme and the rehabilitation
plans would be so drawn as to be completed ahead of reservoir
filling.
(rv) The Department of Environment and Forests should be kept
informed of the progress on various works periodically.
D
On 5.I0.1988 the Planning Commission approved investment in the
project with the direction to comply with the conditions laid down in the
environmental clearance of24.6.1987.
Before this Court the Petitioner contended :-
E HEIGHT OF THE DAM
I. Having regard to the hydrology, the finding of the Tribunal is not
correct and the height of the dam should be reduced from 455 feet. (This
argument was also advanced by the State of Madhya Pradesh.)
F DISPLACEMENT OF TRIBALS
2. The forcible displacement of the tribal population from the project
affected area was not in the national or public interest. It was in violation of
Article 21 of the Constitution of India. It was also in violation of Article 12 of
G the ILO Convention, to which India was a signatory, which stipulated that the
tribal population should not be removed from their lands without their free
consent except in accordance with national laws and regulations or reasons
relating to national security or in the interest of national economic
development. Article 12 further stated that when the removal of the tribal
population was necessary as an exceptional measure, they should be provided
H with land of quality at least equal to that of the land previously occupied by
NARMADA BACHAO ANDOLAN v. U.0.1. 99
them and they should be fully compensated for any resultant loss or injury. A
According to the Petitioner, .the Respondents had not shown that the
displacement of the tribal population was required as an exceptional measure.
3. The projects were not in the best national interest and was not a
solution to water problems. The projects would touch only the fringes of the
drought prone areas of Kutch and Saurashtra. B
-. RELIEF AND REHABILITATION
4. As a result of construction of the dam over 41000 families and 245
villages would be affected. The authorities have considered only the families
affected by submergence as project affected families. There is no scheme for c
rehabilitation of several other families that would be affected by the project.
5. The Narmada Control Authority has under estimated the total number
... of affected families and the land required for these families' rehabilitation•
D
6. The relief and rehabilitation p,,:1'..ages in the different States were
-- different thereby restricting the choice of the oustees. This would lead to a
situation where the oustees would be forced to shift to Gujarat, where the
rehabilitation package was more favourable.
7. There were a large number of persons living in the submergence E
area who were not farmers and would lose their livelihood due to loss of the
community and/or river. They were not being properly rehabilitated.
8. There was a need for an independent monitoring agency in respect of
re-settlement & rehabilitation as the Re-settlement & Rehabilitation Sub-
group merely endorses the assertions made by the Government. F
9. There was a clear requirement laid down by the Tribunal of village-
wise communication rehabilitation in respect of the State of Gujarat. The
' ,.._ oustees were not offered a chance to re-settle in Gujarat as a community and
thus the order of the Tribunal was violated. G
10. There was no provision for grazing land and fuel wood for the project
affected families.
J J. The rehabilitated people did not have adequate facility of irrigation
at the place of their rehabilitation. H
100 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A ENVIRONMENTAL CLEARANCE
12. The environmental clearance given to the project in 1987 was without
proper application of mind. The relevant surveys/studies were not available at
· the time of granting of the environmental clearance.
B 13. As the deadline for completion of the studies was not met till 1990,
the Ministry of Environment and Forests had declared that the environmental
clearance given to the project had lapsed. The Ministry of Environment and
c
Forests made a request to the Ministry of Water Resources for seeking
extension of the clearance but ultimately no extension was sought and given.
OTHER ENVIRONMENTAL ISSUES
..
14. As per the letter dated 24.6.1987 whereby environmental clearance
was given to the project, the catchment area treatment programme was not to
be done pari passu but was required to be completed before impoundment.
D However, the impounding began in 1994 and the catchment area treatment
programme had not been completed by then.
15. That there was need for some independent agency to examine the
various studies and action plans because if the studies and plans were not
properly done or implemented, the 'area, which were supposed to benefit, would
E end up being rendered unfit for cultivation.
16. The compensatory afforestation was being carried outside the project
impact area and on wastelands or lesser quality land, which would result in
forest of a lesser quality.
F 17. The downstream impacts of the project would destroy fisheries and
will result in salt-water ingress.
18. The area of submergence would include several sites of
archaeological importance and the.construction of the dam would mean loss
of rich historical legacy.
G
19. The impact of the project on the flora and fauna would be severe.
The studies in respect of flora and fauna had been completed only recently
and action plans were still awaited in many cases.
20. The project would have serious impacts on health around the
H submergence area and in the command area.
NARMADA BACHAO ANDOLAN v. U.0.1. 101
21. The Ministry of Environment and Forests has abdicated i.ts A
responsibility by accepting the studies and progress report of the
Environmental Sub-group at the face value and without verification.
Dismissing the Writ Petition by majority, the Court
HELD : Per Kirpal, J. {for himself and Dr. A.S. Anand, C.J.) B
- PUBLIC INTERFST LITIGATION
I.I. Public Interest Litigation was an innovation essentially to safeguard
and protect the human rights of those people who were unable to protect
themselves. With the passage of time the Public Interest Litigation C
jurisdiction has been ballooning so as to encompass within its ambit subjects
such as probity in public life, granting of largesse in the form of licences,
- protecting environment and the like. But the balloon should not be inflated so
much that it bursts. Public interest litigation should not be allowed to
degenerate to becoming Publicity Interest Litigation or Private Interest
Litigation. (218-C-DI D
1.2. While exercising jurisdiction in Public Interest Litigation cases
Court has not forsaken its duty and role as a Court of law dispensing justice
in accordance with law. It is only where there has been a failure on the part
of any authority in acting according to law or in non-action or acting in
violation of the law that the Court has stepped in. No directions are issued E
which are in conflict with any legal provisions. Directions have, in appropriate
cases, been given where the law is silent and inaction would result in violation
..
of the Fundamental Rights or other legal provisions. (218-E-Fl
JUDICIAL REVIEW
F
2.1. While protecting the rights of the people from being violated in
any manner utmost care has to be taken that the Court does not transgress
its jurisdiction. There is in our Constitutional framework a fairly clear
demarcation of powers. The Court has come down heavily whenever the
executive has sought to impinge upon the Court's jurisdiction. At the same G
time, in exercise of its enormous power the Court should not be called upon
or undertake Governmental duties or functions. The Courts cannot run the
Government nor the administration indulge in abuse or non-use of power and
get away with it. The Courts must, therefore, act within their judicially
permissible limitations to uphold the rule of law and harness their power in
public interest. It is precisely for this reason that it has been consistently H
102 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A held by this Court that in matters of policy the Court will not interfere. When
there is a valid law requiring the Government to act in a particular manner
the Court ought not to, without striking down the law, give any direction which
is not in accordance with law. In other words, the Court itself is not above the
law. 1218-F-H; 219-A-Bl
B 2.2. In respect of public projects and policies which are initiated by the
Government, the Courts should not become an approval authority. Normally
such decisions are taken by the Government after due care and consideration.
In a democracy, welfare of the people at large, and not merely ofa small section
-
of the society, has to be the concern of a responsible Government. If a
C considered policy decision has been taken, which is not in conflict with any J
law or is not ma/a fide, it will not be in public interest to require the Court to
go into and investigate those areas which are the functions of the executive.
When two or more options or views are possible and after considering them
the Government takes a policy decision it is then not the function of the Court
to go into the matter afresh and, in away, sit in appeal over such a policy
D decision. 1219-B-El
2.3. The courts, in the exercise of their jurisdiction, will not transgress
into the field of policy decision. Whether to have an infrastructural project
or not and what is the type of project to be undertaken and how it has to be
executed, are part of policy making process and the Courts are ill equipped
E to adjudicate on a policy decision so undertaken. The Court, no doubt, has a
duty to see that in the undertaking of a decision, no law is violated and people's
fundamental rights are not transgressed upon except to the extent permissible
under the Constitution.1217-G-H; 218-AI
LACH ES
F
3.1. Any challenge to a policy decision relating to an infrastructural
project must be before the execution of the project is undertaken.Any delay
in the execution of the project means over run in costs and the decision to
undertake a project, if challenged after its execution has commenced, should
G be thrown out at the very threshold on the ground of laches if the Petitioner
had the knowledge of such a decision and could have approached the Court at
that time. Just because a petition is termed as a Public Interest Litigation
does not mean that ordinary principles applicable to litigation will not apply.
Laches is one of them. 1218-A-B)
H 3.2. The Petitioner which had been agitating against the dam since 1986
NARMADA BACHAO ANDOLAN v. U.0.1. 103
is guilty of laches in not approaching the Court at an earlier point of time. A
The Narmada project, in principle, was cleared more than 25 years ago. After
the environmental clearance was given the construction of the dam was
undertaken and hundreds of crores have been invested before the Petitioner
chose to file a Writ Petition in 1994 challenging the decision to construct
the dam and the clearance as was given. 1136:H, E, Gf
B
3.3. When such projects are undertaken and hundreds of crores of
I public money is spent, individual or organisations in the garb of Public Interest
iiiiiiilL
Litigation cannot be permitted to challenge the public decision taken after a
lapse of time. It is against the national interest and contrary to the established
_.., principles of law that decisions to undertake developmental projects are C
permitted to be challenged after a number of years during which period public
money has been spent in the execution of the project. 1137-A-Bf
HEIGHT OF THE DAM
4.1. The Tribunal had in no uncertain terms come to the conclusion D
that the height of the dam should be 455 ft. It had rejected the contention of
'"> the State of Madhya Pradesh for fixing the height at a lower level. Any issue
which has been decided by the Tribunal would, in law, be binding on the
- respective States. Once the Award is binding on the States, it will not be open
to a third party like the Petitioner to challenge the correctness thereof. E
1138-B-C; 139-Df
The State of Karnataka v. State of Andhra Pradesh and Ors., 120001 9
sec 572, relied on.
4.2. One of the indicators of the living standard of people is the per capita F
- consumption of electricity. There is, however, perennial shortage of power in
India, and therefore, it is necessary that the generation increases. In India
there is more reliance now on thermal power projects. But these thermal
power projects use fossil fuels, which are not only depleting fast but also
~ contribute towards environmental pollution. Global warming due to the G
greenhouse effect has become a major cause of concern. On the other hand,
the hydel power's contribution in the greenhouse effect is negligible and it
can be termed ecology friendly. Not only this but the cost of generation of
electricity in hydel projects is significantly less. The Award of the Tribunal
has taken all these factors into consideration while determining the height
of the dam at 455 ft. 1224-E-H; 225-AI H
104 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A DISPLACEMENT OF TRIBALS
5.1. The rehabilitation package contained in the Award of the Tribunal
as improved further by the State of Gujarat and the other States primafacie
shows that the land required to be allotted to the tribals is likdy to be equal,
if not better, than what they had owned. It is apparent that the tribal population
B affected by the submergence would have to move but the rehabilitation package
was such that the living condition would be much better than what it was before.
Article 12 of the ILO Convention clearly suggested that when the removal of
the tribal population is necessary as an exceptional measure, they shall be
provided with land of quality at least equal to that of the land previously occupied
C by them and they shall be fully compensated for any resultant loss or injury.
(143-H; 144-A; 143-D; 143-G-Hl
5.2. The displacement of the tribals and other persons would not per se
result in the violation of their fundamental or other rights. The effect is to see
that on their rehabilitation at new locations they are better off than what they
were. At the rehabilitation sites they will have more and better amenities than
D which they enjoyed in their tribal hamlets. The gradual assimilation in the
main stream of the society will lead to betterment and progress. (145-G-Hl
5.3. The allegation that the Sardar Sarovar Project was not in the
national or public interest is not correct. Dams play a vital role in providing
irrigation for food security, domestic and industrial water supply, hydroelectric
E power and keeping flood waters back. There would be a positive impact on
preservation of ecology as a result from the project. The project by taking
water to drought-prone and arid areas of Gujarat and Rajasthan would
effectively arrest ecological degradation which was returning to make these
areas inhabitable due to salinity ingress, advancement of desert, ground water
F depletion, fluof'.ide and nitrite affected water and vanishing green cover. There
will be improvement of fodder availability, which will reduce pressure on
diversity and vegetation. The Sardar Sarovar Project by generating elean eco-
friendly power will save the air pollution which would othern:ise take place by
-
generation power of similar capacity. (144-A; 144-E; 145-D-F)
G Gramophone Co. of India v. B.B. Pandey, [1984) 2 SCC 534; People's
Union for Civil liberties v. Union of India, [199713 SCC 433 and Consumer
Education and Research Centre v. Union of India, 11995) 3 SCC 42, cited.
RELIEF AND REHABILITATION
6.1. In governance of the State, decisions have to be taken where there
H are conflicting interest. If for one set of people there were only one solution,
NARMADA BACHAO ANDOLAN v. U.0.1. 105
namely, construction of a dam, the same would have an adverse effect on A
another set of people whose houses and agricultural land would be submerged
in water. When a decision is taken by the Government after due consideration
and full application of mind, the Court is not to sit in appeal over such
decision. [220-C-DJ
6.2. Displacement of people living on the proposed project sites and the B
areas to be submerged is an important issue. It is a fact that people are
displaced by projects from their ancestral homes. Displacement of these people
would undoubtedly disconnect them from their past, culture, custom and
traditions, but then it becomes necessary to harvest a river for larger good.
_,,,,. A natural river is not only meant for the people close by but it should be for C
the benefit of those who can make use of it, being away from it or near by. A
properly drafted relief and rehabilitation plan would improve living standards
of displaced persons after displacement. The relief and rehabilitation packages
of the States, especially of Gujarat, are such that the living conditions of the
oustees will be much better than what they had in their tribal hamlets.
[221-C-E; 221-H; 222-AI D
> 7.1. The Award of the Tribunal is binding on the States concerned. The
said Award also envisages the relief and rehabilitation measures which are
to be undertaken. If for any reason, any of the State Governments involved
lag behind in providing adequate relief and rehabilitation then the proper E
course for a Court to take would be to direct the Award's implementation and
not to stop the execution of the project. [222-H; 223-Al
7.2. This Court, as a Federal Court of the country especially in a case
of Inter-State river dispute where an Award had been made, has to ensure
that the bindh1g Award is implemented. In this regard, the Court would have F
the jurisdiction to issue necessary directions to the State which, though
bound, chooses not to carry out its obligations under the Award. Just as an
ordinary litigant is bound by the decree, similarly a State is bound by the
Award. Just as the execution of a decree can be ordered, similarly, the
implementation of the Award can be directed. If there is a short fall in carrying
out the re-settlement and rehabilitation measures, a time bound direction can G
and should be given in order to ensure the implementation.of the Award.
Putting the project on hold is no solution. 1223-A-C)
8. There is a basic difference in the impacts of the projects in the
upstream submergence area and its impacts in the beneficiary zone of the
command area. While people, who were oustees from the submergence zone, H
106 .SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A required re-settlement and rehabilitation, on the other hand, most of the people
falling under the command area were in fact beneficiaries o£the projects and
their remaining land would get relocated with the construction of the canal
leading to greater agricultural output. (193-D-E)
9. There appears to be no material on which it can be concluded that no
B proper surveys had been carried out for determining the number of project
affected families who would be adversely affected by the construction of the
dam. Each State has drawn detailed action plan and it is after requisite study
had been made that the number of project affected families have been
identified. (1931-G-H; 192-Al
C 10. It is incorrect to say that the difference in relief and rehabilitation
packages, the package of Gujarat being the most liberal, amounts to
restricting the choice of the oustees. Relief and rehabilitation packages in
different States were different due to different geographical, local and
economic conditions and availability of land in the States. The liberal packages
D available to the Sardar Sarovar Project oustees in Gujarat are not available
to the project affected people of other projects in Gujarat. Each State has its
own package and the outsees have an option to select the one which was most
attractive to them. There is no requirement that the liberalisation of the
packages by States should be to the same extent. (192-B-D)
E 11.1. There is no basis for contending that some outside agency or
National Human Rights Commission should see to the compliance of the
Tribunal Award. There is an elaborate network of authorities which have to
see to the execution and implementation of the project in terms of the Award.
All aspects of the project are supervised and there is a Review Committee
which can review any decision of the Narmada Control Authority and each of
F the rehabilitating States have set up an independent Grievances Redressal
Authority to take care that the relief and rehabilitation measures are properly
implemented and the grievances, if any, of the oustees are redres~ed.
(196-E-GJ
G 11.2. Dam has necessarily to be regarded as an infrastructural project.
There are three stages with regard to the undertaking of an infrastructural
project. One is conception or planning, second is decision to undertake the
project and the third is the execution of the project. The conception and the
decision to undertake a project are to be regarded as a policy decision. Once
such a considered decision is taken, the proper execution of the same should
H be taken expeditiously. It is for the Government to decide how to do its job.
NARMADA BACHAO ANDOLAN v. U.0.1. 107
When it has put a system in place for the execution of a project and such a A
system cannot be said to be arbitrary, then the only role which a Court may
have to play is to see that the system works in the manner it was envisaged.
(217-B-DJ
12.1. The requirement in the Tribunal's Award was that the State of
Gujarat should establish rehabilitation villages in Gujarat in the irrigation B
command of the Sardar Sarovar Project on the norms mentioned for
rehabilitation of the families who were willing to migrate to Gujarat. This
provision could not be interpreted to mean that the oustees' families should
be resettled as a homogeneous group in a village exclusively set up for each
.... such group. The concept of community-wise re-settlement, therefore, cannot
derive support from the above quoted stipulation. Subsequent to the Tribunal's
C
Award, on the recommendation of the World Bank, the Government of Gujarat
adopted the principle that resettlement of the oustees should be relocated as
village units, village sections or families in accordance with the oustees'
preference. The oustees' choice has actively guided the resettlement process.
1193-F-HJ D
12.2. While re-settlement as a group in accordance with the outstees'
preference was an important principle/objective, the other objectives were that
the oustees should have improved or regained the standard of living that they
were enjoying prior to their displacement and they should have been fully
integrated in the community in which they were resettled. These objectives E
were easily achievable if they were resettled in the command area where the
land was twice as productive as the affected land and where large chunks of
land were readily available. This was what the Tribunal's Award stipulated
and one objective could not be seen in isolation of the other objectives. [194-EJ
12.3. The underlined principle in forming the relief and rehabilitation F
policy was not merely of providing land for project affected families but there
was a conscious effort to improve the living conditions of the project affected
families and to bring them into the mainstream. If one compares the living
conditions of the project affected families in their submerging villages with
the rehabilitation packages first provided by the Tribunal's Award and then G
liberalized by the States, it is obvious that the project affected families had
gained substantially after their resettlement. 1194-H; 195-AJ
13. Grazing land was not mandated or provided for in the Tribunal's
Award but nevertheless, the grazing land ofsix villages was available for use
of project affected families. It may be that the grazing land was inadequate H
108 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A but this problem will be faced by the entire State of Gujarat and not making
such land available for them does not in any way violate any of provisions of
the Award. (195-FJ
14. Most of the resettlement of the project affected.families were
provided irrigation facilities in the Sardar Sarovar Project command area or
B in the command areas of other irrigation projects. In many of the out of
command sites, irrigated lands were purchased. In cases where the irrigation
facilities were not functioning, the Government of Gujarat had undertaken
the work of digging tubewells in order to avoid any difficulty with regard to
irrigation in respect of those oustees who did not have adequate irrigation
C facilities. (195-G-Hl
IS. More than adequate steps are being taken by the State of Gujarat
not only to implement the Award of the Tribunal to the extent it grants relief
to the oustees but the effort is to substantially improve thereon and, therefore,
continued monitoring by this Court may not be necessary. The State of
D Madhya Pradesh seems to be in no hurry in taking steps to effectively
rehabilitate the project affected families in their home State. The State of
Madhya-Pradesh is under an obligation to effectively resettle those oustees
whose choice is not to go to Gujarat. (212-G; 214-C-Fl
ENVIRONMENTAL CLEARANCE
E
16.1. ft is not possible to accept the contention of the Petitioner that the
environmental clearance of the project was given without application of mind.
It is more than evident that the Government of India was deeply concerned
with the environmental aspects of the Narmada Sagar and Sardar Sarovar
Project. The Government was aware of the fact that number of studies and
F data had to be collected relating to environment. Keeping this in mind, a
conscious decision was taken to grant environmental clearance and in order
to ensure that environmental management plans are implemented pari passu
with engineering and other works. (160-G-H; 161-Al
G 16.2. At the time when the environmental clearance was granted by the
Prime Minister whate\'·er studies were available were taken into consideration.
It was known that the construction of the dam would result in submergence
and the consequent effect which the reservoir will have on the ecology of the
surrounding areas was also known. Various studies relating to environmental
impact had been carried out. There are different facts of environment and if
H in respect of a few of them adequate data was not available it does not mean
NARMADA BACHAO ANDOLAN v. U.0.1. 109
that the decision taken to grant environmental clearance was in any way A
vitiated. The clearance required further studies to be undertaken and this
has been and is being done. Care for environment is an on going process and
- the system in place would ensure that ameliorative steps are taken to counter
the adverse effect, if any, on the environment with the construction oftlte dam.
(177-D-Fl
B
17. There could not have been any question of the environmental
clearance granted to Sardar Sarovar Project being lapsed more particularly
when the Environmental Sub-group had been consistently monitoring the
progress of various environmental works and had been observing in its
minutes of various meetings held from time to time, about its analysis of the C
works done by the respective States in the matter of the status of studies,
surveys and environmental action plans. (164-C-D)
OTHER ENVIRONMENTAL ISSUES
18. Environmental and ecological consideration must, of course, be given D
due consideration but with proper channellisation of developmental activities
ecology and environment can be enhanced. So far a number of such river valley
projects have been undertaken in all parts of India. The Petitioner has not
been able to point out a single instance where the construction of a Dam has,
on the whole, had an adverse environmental impact. On the contrary the E
environment has improved. That being so there is not reason to suspect, with
all the experience gained so far, that the position here will be any different
and there will not be overall improvement and prosperity. (222-D; 222-FJ
19.1. The 'precautionary principle' and the corresponding burden of
proof on the person who wants to change the status quo will ordinarily apply F
in a case of polluting or other project or industry where the extent of damage
likely to be inflicted is not known. When th.ere is a state of uncertainty due
to lack of data or material about the extent of damage or pollution likely to be
caused then, in order to maintain the ecology balance, the burden of proof
that the said balance will be maintained must necessarily be on the industry G
or the unit which is likely to cause pollution. On the other hand where .the
effect on ecology or environment of setting up of an industry is known, what
has to be seen is that if the environment is likely to suffer, then what mitigative
steps can be taken to offset the same. Merely because there will be a change
is no reason to presume that there will be ecological disaster.
(175-H; 176-A-BI H
110 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A A.P. Pollution Control Boardv. Professor M. V. Mavadu, (199912 SCC
718; Sierra Club et. v. Robert F. Froehlke, 350 bF. Supp. 1280 (1973);
Tennessee Valley Authority v. Hiram G. Hill, 437 US 153, 57 L Ed 2d 117;
Arlington Coalition on Transportation v. John A. Volpe, 458 F.2d 1323 (1972)
and Environment Defence Fund, Inc. v. Corps of Engineers of United States
B Army 325 F. Supp. 749 (1971), distinguished.
Vellore Citizens' Welfare Forum v. Union of India, (199615 SCC 647,
referred to.
19.2. In the present case, what is being constructed is a large dam. The
dam is neither a nuclear establishment nor a polluting industry. The
C construction of a dam undoubtedly would result in the change of environment
but it will not be correct to presume that the construction of a large dam like
the Sardar Sarovar will result in ecological disaster. (176-C-DJ
20. The environmental clearance of24.6.1987 required the work to be
D dont: pari passu with the construction of the dams 'and the filling of the
reservoir. The Respondents had proceeded on the basis that the requirement
in the letter of24.6.1987 that catchment area treatment programme and
rehabilitation plans be drawn up and completed ahead of reservoir filling would
imply that the work are to be done pari passu as far as catchment area
treatment programme is concerned, with the filling of reservoir. The status
E of compliance with respect to pari passu conditions shows that the overall
works by and large were on schedule though, there was some ·slippage in
Madhya Pradesh. (167-D-FJ
21. There is no reason whatsoever as to why independent experts should
be required to examine the quality, accuracy, recommendations and
F implementation of the studies carried out The Narmada Control Authority
and the Environmental Sub-group in particular have the advantage of having
with them the studies which had been carried out and there is no reason to
believe that they would not be able to" handle any problem, if and when, it arises
or to doubt the correctness of studies made. (166-HI
G 22.1. Loss of forest because of any activity is undoubtedly harmful. But · ·,
it cannot be ignored and it is important to note that these large dams also
cause conversion of waste land into agricultural land and making the area
greener. Large dams can also become instruments in improving the
environment (222-A-BI
H 22.2. Wltile granting approval in 1987 to the submergence of forest
NARMADA BACHAO ANDOLAN v. U.0.1. 11 r
land and/or diversion thereof for the Sardar Sarovar Project, the Ministry of A
Environment and Forests had laid down a condition that for every hectare of
- forest land submerged or diverted for construction of the project, there should
be compensatory afforestation on one hectare of non-forest land plus
reforestation on two hectare of degraded forest The State of Gujarat had fully
complied with the condition by raising afforestation. If afforestation was taking
place on wasteland or lesser quality land, it did not necessarily follow, as was
B
contended by the Petitioners, that the forests would be of lesser quality or
quantity. (168-C-DJ
23. Until all the dams are constructed upstream and the entire flow of
river is harnessed, which is not likely in the foreseeable future, there is no C
question of adverse downstream impact and the Petitioner's assertions in this
regard are ill-conceived. In 1992 Sardar Sarovar Narmada Nigam Limited
issued an approach paper on environmental impact assessment for the river
reach downstream. The report clearly demonstrates that the construction of
dam would result into more regulated and perennial flow into the river with
an overall beneficial impact. (168-H; 170-A; 170-BI D
24. No centrally or state protected cultural sites were located in the
submergence area of the project. The concerned State Governments carried
out a complete survey of cultural and religious sites within the submergence
zone to list all Archaeological sites which, though not protected under national E
law, were of sufficient value to merit relocation. (171-Al
25. A condition of environmental clearance of 24.6.1987 as far as it
related to flora and fauna was that the Narmada Control Authority would
ensure in depth studies on flora and fauna needed for implementation of
environmental safeguard measures. A number of studies were carried out F
which indicated that with the construction of the dam, water availability and
soil moisture will increase and support varieties of plants and animals.
(172-E-F(
26. The area of public health was in no way being neglected. The
principle features of the Gujarat Work Plan included establishment of a G
hospital near the dam site, strengthening of laboratory facility including
establishment of mobile unit residual insecticidal spraying operations etc.
(173-C(
27. There is no reason to conclude that the Environmental Sub-group
is not functioning effectively. The group which is headed by the Secretary, H
112 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
"·
A Ministry of Environment and Forests is a high powered body whose work
cannot be belittled merely on the basis of conjectures or surmises. 1174-F)
DIRECTIONS
I. Construction of the dam will continue as per the Award of the Tribunal.
. 1225-G)
-
B
2. As the Relief and Rehabilitation Sub-group has cleared the
construction up to 90 meters, the same can be undertaken immediately.
......
Further raising of the height will be only pari passu with the implementation
of the relief and rehabilitation and on the clearance by the Relief and
C Rehabilitation Sub-group. The Relief and Rehabilitation Sub-group will give
clearance of further construction after consulting the three Grievances
Redressal Authorities. 1226-B)
3. The Environment Sub-group under the Secretary, Ministry of
Environment & Forests, Government of India will consider and give, at each
D stage of the construction of the dam, environment clearance before further
construction beyond 90 meters can be undertaken. 1226-C)
4. The permissfon to raise the dam height beyond 90 meters will be
given by the Narmada Control Authority, from time to time, after it obtains
the above-mentioned clearances from the Relief and Rehabilitation Sub-group
E and the Environment Sub-group. (226-D)
5. The States of Madhya Pradesh, Maharashtra and Gujarat are directed
to implement the Award and give relief and rehabilitation to the oustees in
terms of the packages offered by them and these States shall comply with any
direction in this regard which is given either by the Narmada Control
F Authority or the Review Committee or.the Grievances Redressal Authorities.
(226-F)
6. The Environment Sub-group will continue to monitor and ensure.that
all steps are taken not only to project but to restore and improve the
environment. [226-G)
G
7. The Narmada Control Authority within four weeks shall draw up an
Action Plan in relation to further construction and the relief and rehabilitation
work to be undertaken. Such an Action Plan will fix a time frame so as to
ensure relief and rehabilitation pari passu with the increase in the height of
the dam. Each State shall abide by the terms of the action plan so prepared by
H the Narmada Control Authority and in the event of any dispute or difficulty
NARMADA BACHAO ANDOLAN v. U.0.1. 113
arising, representation may be made to the Review Committee. However, each A
State shall be bound to comply with the directions of the Narmada Control
-
Authority with regard to the acquisition of land for the purpose of relief and
rehabilitation to the extent and within the period specified by the Narmada
Control Authority. (226-H; 227-A-B)
8. The Review Committee shall meet whenever required to do so in the B
event of there being any un-resolved dispute on an issue which is before the
Narmada Control Authority. In any event the Review Committee shall meet at
least once in three months so as to oversee the progress of construction of
the dam and implementation of the relief and rehabilitation programmes. If
for any reason serious differences in implementation of the Award arise and C
the same cannot be resolved in the Review Committee, the Committee may
refer the same to the Prime Minister whose decision, in respect thereof, shall
be final and binding on all concerned. [227-C-DI
9. The Grievances Redressal Authorities will be at liberty, in case need
arise, to issue appropriate directions to the respective States for. due D
implementation of the relief and rehabilitation programmes and in case of
non implementation of its directions, the Grievances Redressal Authorities
will be at liberty to approach the Review Committee for appropriate orders.
(227-El
10. Every endeavour shall be made to see that the project is completed E
as expeditiously as possible. [227-El
Per Bharucha, J. (dissenting)
1. When the Writ Petition was filed by the Petitioners, the process of
relief and rehabilitation, such as it was, was going on. The Writ Petitioners F
were not guilty of any laches in that regard. When the public interest is so
demonstrably involved, it would be against public interest to decline relief only
on the ground that the Court was approached belatedly. (246-A-B]
2. The catchment area treatment programme and the rehabilitation plans
were required to be "so drawn as to be completed ahead of reservoir filling". G
What the clause as drawn required was that the catchment area treatment
programme and the rehabilitation plans should be drawn in such a manner
that the catchment area treatment and the rehabilitation works would be
completed ahead ofimpoundment in the reservoir. This, plainly, was intended
to offset, so far as was possible in the circumstances, the adverse effect of the
impoundment of water in the reservoir upon the catchment and those who were H
114 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A required to be settled elsewhere. In fact, the impoundment began much before.
(242-C-D)
3.1. The environmental clearance was based on next to no data in regard
to the environmental impact of the Project and was contrary to the terms of
the then policy of the Union oflndia in regard to environmental clearances
--
B and, therefore, no clearance at all. (241-CI
3.2. Under its own policy, as indicated by the Guidelines of January, 1985
issued by the Department of Environment and Forests, the Union of India was
bound to give environmental clearance only after, (a) all the necessary data in
respect of the environmental impact of the Project had been collected and
C assessed; (b) the assessment showed that the Project could proceed; and (c)
the environmental safeguard measures, and their cost, had been worked out.
(242-H)
3.3. The contemporaneous Notes prepared by the Ministry of Water
Resources and the Ministry of Environment and Forests leave no manner of
D doubt that the requisite data for assessment of the environment impact of the
Project was not available when the environmental clearance thereof was
granted. The Notes make clear that the studies, censuses, mapping of areas
and field surveys for the collection of data for assessment of the environmental
impact of the Project were likely to take a further 2 to 3 years. (241-A-CI
E 3.4. The conditions upon which the environmental clearance was given
were that detailed surveys and studies would be carried out and the Narmada
Control Authority would ensure that "environmental safeguard measures"
were planned and implemented pari passu with the progress of work on the
Project. What the environmental safeguards measures the Narmada Control
F Authority was to ensure were, and what their cost would be, was not known
when the environmental clearance was given. There was, therefore, no way in
which this cost could be included in the cost of the Project, which was a
requirement of the Guidelines of January, 1985 of the Department of
Environment and Forests. [241-F-G)
G 3.5. The fact that the environmental clearance was given by the Prime
Minister and not by the Ministry of Environment and Forests, as it would
ordinarily have been done, makes no difference at all. (242-GI
4. An adverse impact on the environment can have disastrous
consequences for this generation and generations to come. This Court has
H in its judgments on Article 2 I of the Constitution of India recognised this.
NARMADA BACHAO ANDOLAN v. U.0.1. 115
This Court cannot place its seal of approval on the project without first A
ensuring that those best fitted tO do so have had the opportunity of gathering
all necessary data on the environmentafimpact of the Project and of assessing
it. They must then decide if environmental clearance to the project can be
given, and, ifit can, what environmental safeguard measures have to be adopted,
and their cost. (243-B)
B
5. It should not be deemed that there is agreement to anything stated in
the judgment of the majority for the reason that it has not been traversed in
the present judgment. [246~C)
DIRECTIONS
c
1. The Environmental Impact Agency of the Ministry of Environment
and Forests of the Union of India shall forthwith appoint a Committee of
Experts in the fields mentioned in Schedule III of the Environmental Impact
Assessment Notification, 1994. (246-D)
- 2. The Committee of Experts shall gather all necessary data on the
environmental impact of the Project. They shall be free to commission or carry
out such surveys and studies and the like as they deem necessary. They shall
D
also consider such surveys and studies as have already been carried out.
[246-E)
E
3. Upon such data, the Committee of Experts shall assess the
environmental impact of the Project and decide if environmental clearance to
the Project can be given and, if it can what environmental safeguard measures
must be adopted, and their cost. (246-F)
4. In so doing, the Committee of Experts shall take into consideration F
the fact that the construction of the dam and other work on the Project has
already commenced. (246-G)
5. Until environmental clearance to the Project is accorded by the
Committee of Experts as aforestated, further construction work on the dam
shall cease. [246-HJ G
6. The Grievance Redressal Authorities of the States of Gujarat, Madhya
Pradesh and Maharashtra shall ensure that those ousted by reason of the
Project are given relief and rehabilitation in due measure. (247-AJ
7. When the project obtains environmental clearance each of the H
116 .SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A Grievance Redressal Authorities of the States of Gujarat, Madhya Pradesh
and Maharashtra shall, after inspection, certify, before work on the further
construction of the dam can begin, that all those ousted by reason of the
increase in the height of the dam by 5 meters from its present leYel have
already been satisfactorily rehabilitated and also that suitable vacant land for
B rehabilitating all those who will be ousted by the increase in the height of the
dam by another 5 meters is already in the possession of the respective States.
[247-8-C]
8. This process shall be repeated for every successive proposed 5 mete'!"
increase in the dam height. [247-D]
c 9. If for any reason the work on the Project, now or any time in the
future, cannot proceed and the Project is not completed, all oustees who have
been rehabilitated shall have the option to ~ontinue to reside wher~ they have
been rehabilitated or to return to where they were ousted from, provided such
place remains habitable, and they shall not be made at all liable in monetary
D or other terms., on this account. (247-E]
CIVIL ORIGINAL JURISDICTION : Writ Petition (C) No. 319 of I 994.
(Under Article 32 of the Constitution of India)
WITH
E
W.P. (C) Nos. 345/1994 and 104/1997, SLP (C) No. 3608/1985, TC(C) No.
3511995 and CA No. 6014/1994.
Harish N. Salve, Solicitor General, Shanti Bhushan, M.G. Barot, Ashok
F H. Desai, T.R. Andhyarujina, C.S. Vaidyanathan, Anoop G. Chaudhary, K.N.
Shukla, Prashant Bushan, Sanjeev Kapoor, Narinder Verma, Ms. S. Divya,
K.R.R. Pillai, E.C. Agrawala, Mahesh Agrawala, Rishi Agrawala, Pallav Sisodia,
Tufail A. Khan, P. Parmeshwaran, S.N. Terdol. A.K. Srivastava, B.K. Prasad,
Kamal Trivedi, Ms. H. Wahi, Pratesh Kapoor, Subrat Birla, T.M. Pitale, D.M.
Nargolkar, S.K. Agnihotri, Ashok Kumar Singh, Sushi! Kr. Jain Addi. General
G for State of Rajasthan, A. Misra, Ms. Anjali Doshi, Ms. Madhurima Tatia,
Pallav Sisodia and A.P. Medh for the appearing parties.
The Judgments of the Court were delivered by
KIRPAL, J. Narmada is the fifth largest river in India and largest West
H flowing river of the Indian Peninsula. Its annual flow approximates to the
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 117
combined flow of the rivers Sutlej, Beas and Ravi. Originating from the A
Maikala ranges at Amarkantak in Madhya Pradesh, it flows Westwards over
a length of about 1312 km. before draining into the Gulf of Cam bay, 50 km.
West of Bharuch City. The first 1077 km. stretch is in Madhya Pradesh and
the next 35 km. stretch of the river forms the boundary between the States
of Madhya Pradesh and Maharasthra. Again, thoe next 39 km. forms the
boundary between Maharasthra and Gujarat and the last stretch of 161 km. B
lies in Gujarat.
The Basin area of this river is about l lac sq. km. The utilisation of this
river basin, however, is hardly about 4%. Most of the water of this peninsula
river goes into the sea. Inspite of the huge potential, there was hardly any
development of the Narmada water resources prior to independence.
c
In 1946, the then Government of Central Provinces and Berar and the
then Government of Bombay requested the Central Waterways, Irrigation and
Navigation Commission (CWINC) to take up investigations on the Narmada
river system for basin-wise development of the river with flood control, D
irrigation, power and extension of navigation as the objectives in view. The
study commenced in 1947 and most of the sites were inspected by engineers
and geologists who recommended detailed investigation for seven projects.
Thereafter in 1948, the Central Ministry of Works, Mines & Power appointed
an Ad~hoc Committee headed by Shri A.N. Khosla, Chairman, CWINC to
study the projects and to recommend the priorities. This Ad-hoc Committee E
recommended as an initial step detailed investigations for the following projects
keeping in view the availability of men, materials and resources:
l. Bargi Project
2. Tawa Project near Hoshangabad
F
3. Punasa Project and
4. Broach Project
Based on the recommendations of the aforesaid Ad-hoc Committee,
estimates for investigations of the Bargi, Tawa, Punasa (Narmadasagar) and G
Broach Projects were sanctioned by the Government of India in March, 1949.
The Central Water & Power Commission carried out a study of the
hydroelectric potential of the Narmada basin in the year 1955. After the
investigations were carried out by the Central Water & Power Commission,
the Navagam site was finally decided upon in consultation with the erstwhile H
118 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A Government of Bombay for the construction of the dam. The Central Water
& Power Commission forwarded its recommendations to the then Government
of Bombay. At that time the implementation was contemplated in two stages.
In Stage-I, "the Full Reservoir Level (hereinafter referred to as 'FRL') was
restricted to 160 ft. with provision for wider foundations to enable raising of
B the dam to FRL 300 ft. in Stage-II. A high level canal was envisaged in Stage-
11. The erstwhile Bombay Government suggested two modifications, first the
FRL of the dam be raised from 300 to 320 ft. in Stage-II and second the
provision of a power house in the river bed and a power house at the head
of the low level canal be also made. This project was then reviewed by a panel
of Consultants appointed by the Ministry of Irrigation & Power who in a
C report in 1960 suggested that the two stages of the Navagam dam as proposed
should be combined into one and the dam be constructed to its final FRL 320
ft. in one stage only. The Consultants also stated that there was scope for
extending irrigation from the high level canal towards the Rann of Kutch.
With the formation of the State of Gujarat on lst May, 1960, the Narmada
D Project st~od transferred to that State. Accordingly, the Government of Gujarat
gave an administrative approval to Stage-I of the Narmada Project in February,
1961. The Project was then inaugurated by late Pandit Jawaharlal Nehru on
5th April, 196 I. The preliminary works such as approach roads & bridges,
colonies, staff buildings and remaining investigations for dam foundations
E were soon taken up.
The Gujarat Government undertook surveys for the high level canal in
I 961. The submergence area survey of the reservoir enabled assessment of
the storage capability of the Navagam reservoir, if its height should be raised
beyond FRL 320 ft. The studies indicated that a reservoir with FRL + 460 ft.
F would enable realisation of optimum benefits from the river by utilising the
untapped flow below Punasa dam and would make it possible to extend
irrigation to a further area of over 20 Iakh acres. Accordingly, explorations for
locating a more suitable site in the narrower gorge ·portion were taken in hand
and finally in November, 1963, site No. 3 was found to be most suitable on
the basis of the recommendations of the Geological Survey of India and also
G on the basis of exploration and investigations with regard to the foundation
as well as construction materials available in the vicinity of the dam site.
In November, 1963, the Union Minister of Irrigation- & Power held a
meeting with the Chief Ministers of Gujarat and Madhya Pradesh at Bhopal.
H As a result of the discussions and exchange of views, an agreement (Bhopal
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 119
Agreement) was arrived at. The salient features of the said Agreement were: A
(a) That the Navagam Dam should be built to FRL 425 by the
Government of Gujarat and its entire benefits were to be enjoyed by
' the State of Gujarat.
~·-
(b) Punasa dam (Madhya Pradesh) should be built to FRL 850. The
B
costs and power benefits of Punasa Power Project shall be shared in
the ratio I :2 between the Governments of Gujarat and Madhya Pradesh.
Out of the power available to Madhya Pradesh half of the quantum
was to be given to the State of Maharashtra for a period of 25 years
for which the State of Maharashtra was to provide a loan to the extent
of one-third the cost of Punasa Dam. The loan to be given _by the c
State of Maharashtra was to be returned within a period of 25 years.
(c) Bargi Project was to be implemented by the State of Madhya
Pradesh, Bargi Dam was to be built to FRL 1365 in Stage I and FRL
1390 in Stage II and the Governments of Gujarat and Maharashtra
were to give a total loan assistance of Rs. I 0 crores for the same. D
In pursuance of the Bhopal Agreement, the Government of Gujarat
prepared a brief project report envisaging the Navagam Dam FRL 425 ft. and
submitted the same to the Central Water and Power Commission under Gujarat
Government's letter dated 14th February, 1964. Madhya Pradesh, however, did
not ratify the Bhopal Agreement. In order to overcome the stalemate following E
the rejection of the Bhopal Agreement by Madhya Pradesh, a High Level
Committee of eminent engineers headed by Dr. A.N. Khosla, the then Governor
of Orissa, was constituted on 5th September, 1964 by the Government of
India. The terms of reference of this Committee were decided by the Government
of India in consultation with the States of Madhya Pradesh, Maharashtra and
F
Gujarat. The same read as under:
...
~
(i) Drawing up of a Master Plan for the optimum and integrated
de\·elopment of the Narmada water resources.
(ii) The phasing of its implementation for maximum development of the
resources and other benefits. G
(iii) The examination, in particular, ofNavagam and alternative projects,
if any, and determining the optimum reservoir level or levels.
(iv) Making recommendations of any other ancillary matters.
The Khosla Committee submitted the unanimous report to the Government H
120 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A of India in September, 1965 and recommended a Master Plan of the Narmada
water development. In Chapter XI of the said Report, the Khosla Committee
outlined its approach to the plan of Narmada development. An extract from
this Chapter is reproduced below:
"11.1 In their meeting from 14th to 18th December, 1964 at which the
B State representatives were also present, the Committee laid down the
following basic guidelines in drawing up the Master Plan for the
optimum and integrated development of the Narmada water resources:-
!. National interest should have over-riding priority. The plan should,
therefore, provide for maximum benefits in respect of irrigation, power
C generation, flood control, navigation etc. irrespective of State
boundaries;
2. Rights and interests of State concerned should be fully safeguarded
subject to (I) above;
D 3. Requirements of irrigation should have priority over those of power;_
Subject to the provision that suitable apportionment of water between
irrigation and power may have to be considered, should it be found
that with full development of irrigation, power production is unduly
affected;
E 4. Irrigation should be extended to the maximum area within physical
limits of command, irrespective of State boundaries, subject to
availability of water; and in particular, to the arid areas along the
international border with Pakistan both in Gujarat and Rajasthan to
encourage sturdy peasants to settle in these border areas (later events
p have confirmed ·the imperative need for this); and
5. All available water should be utilised to the maximum extent possible
for irrigation and power generation and, when no irrigation is possible,
for power generation. The quantity going waste to the sea without
doing irrigation or generating power should be kept to the un-avoidabie
minimum." <
G
The Master Plan recommended by the Khosla Committee envisaged 12
major projects to be taken up in Madhya Pradesh and one, viz., Navagam in
Gujarat. As far as Navagam Dam was concerned, the Committee recommended
as follows:- ·
H I. The terminal dam should be located at Navagam.
NARMADA BACHAO ANDOLAN v. U.O.I. [KIRPAL, J.] 121
2. The optimum FRL of the Navagam worked out to RL 500 ft .. A
3. The FSL (Full Supply Level) of the Navagam canal at off-take should
be RL 300 ft ..
.--., 4. The installed capacity at the river bed power station and canal power
station should be 1000 mw and 240 mw respectively with one stand-by unit
in each power station (in other words the total installed capacity at Navagam
B
would be 1400 mw).
The benefits of the Navagam Dam as assessed by the Khosla Committee
were as follows:-
"(l) Irrigation of 15.80 lakh hectares (39.4 lakh acres) in Gujarat and c
0.4 lakh hectares (l.00 lakh acres) in Rajasthan. In addition, the Narmada
waters when fed into the existing Mahi Canal sxstem would release
Mahi water to be diverted on higher contours enabling additional
irrigation of l.6 to 2.0 lakh hectares (4 to 5 lakh acres) approximately
in Gujarat and 3.04 lakh hectares (7.5 lakh acres) in Rajasthan.
D
(2) Hydro-power generation of 95 l MW at 60% LF in the mean year
of development and 51 l MW on ultimate development of irrigation in
Gujarat, Madhya Pradesh, Maharashtra and Rajasthan."
The Khosla Committee stressed an important point in favour of high
Navagam Dam, namely, additional storage. They emphasized that this additional E
storage will permit greater carryover capacity, increased power production
and assured optimum irrigation and flood control and would minimise the
wastage of water to the sea. The Khosla Committee also observed that
instead of higher Navagam Dam as proposed, if Harinphal or Jalsindhi dams
were raised to the same FRL as at Navagam, the submergence would continue
to remain about the sarrie because the cultivated and inhabited areas lie
F
mostly above Harinphal while in the intervening 113 km (70 mile) gorge
between Harinphal and Navagam, there was very little habitation or cultivated
areas.
-,, The Khosla Committee report could not be implemented on account of
... disagreement among the States. On 6th July, 1968 the State of Gujarat made
G
a complaint to the Government of India under Section 3 of the Inter-State
Water Disputes Act, 1956 stating that a water dispute had arisen between the
State of Gujarat and the Respondent States of Madhya Pradesh and
Maharashtra over the use, distribution aild control of the waters of the Inter-
State River Narmada. The substance of the allegation was that executive H
122 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
A action had been taken by Maharashtra and Madhya Pradesh which had
prejudicially affected the State of Gujarat and its inhabitants. The State of
Gujarat objected to the proposal of the State of Madhya Pradesh to construct
Maheshwar and Harinphal Dams over the river Nannada in its lower reach and
B
also to the agreement reached between the States of Madhya Pradesh and
Maharashtra to jointly construct the Jalsindhi Dam over Narmada in its course
L
'
between the tWo States. The main reason for the objection was that if these
projects were implemented, the same would prejudicially affect the rights and
interests of Gujarat State by compelling it to restrict the height of the dam at
Navag~ to FRL 210 ft. or less. Reducing the height of the dam would mean
the permanent detriment of irrigation and power benefits that would be available
C to the inhabitants of Gujarat and this would also make it impossible for Gujarat
to re-claim the desert area in the Ranns of Kutch. According to the State of
Gujarat, the principal matters in disputes were as under:
(i) The right of the State of Gujarat to control and use the waters
of the Narmada river on well-accepted principles applicable to
D the use of waters of inter-State rivers;
(ii) the right of the State of Gujarat to object to the arrangement
between the State of Madhya Pradesh and the State of
Maharashtra for the development of Jaisindhi dam;
(iii) the right of the State of Gujarat to raise the Navagam dam to an
E optimum height commensurate with the efficient use ofNarmacia
waters including its control for providing requisite cushion for
flood control; and
(iv) the consequential right of submergence of area in the States of
Madhya Pradesh and Maharashtra and areas in the Guja~t
F State.
Acting under Section 4 of the Inter-State Water Disputes Act, 1956, the
Government of India constituted a Tribunal headed by Hon'ble Mr. Justice
V. Ramaswamy, a retired Judge of this Court. On the same day, the Government
made a reference of the water dispute to the Tribunal. The Reference being
G in the following terms:
"In exercise of the powers conferred by sub-section (I) of Section
5 of the Inter-State Water Disputes Act, 1956 (33 of 1956), the Central
Government hereby refers to the Narmada Water Disputes Tribunal for
adjudication of the water dispute regarding the inter-State river,
H Narmada, and the river-valley thereof, emerging from letter No. MIP-
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 123
5565/C- I 0527-K dated the 6th July, 1968, from the Government of . A
Gujarat".
On 16th October, 1969, the Government oflndia made another reference
of certain issues raised by the State of Rajasthan to the said Tribunal.
The State of Madhya Pradesh filed a Demurrer before the Tribunal B
stating that the constitution of the Tribunal and reference to it were ultra
vires of the Act. The Tribunal framed 24 issues which included the issues
relating to the Gujarat having a right to construct a high dam with FRL 530
feet and a canal with FSL 300 feet or thereabouts. Issues I (a), 1(b ), I (A), 2,3,
and 19 were tried as preliminary issues of law and by its decision dated 23rd
February, 1972, the said issues were decided against the respondents herein. C
It was held that the Notification of the Central Government dated 16th October,
1969 referring the matters raised by the State of Rajasthan by its complaint
was ultra vires of the Act but constitution of the Tribunal and making a
reference of the water dispute regarding the Inter-State river Narmada was not
ultra vires of the Act and the Tribunal had jurisdiction to decide the dispute D
referred to it at the instance of State of Gujarat. It further held that the
proposed construction of the Navagarrt project involving consequent
submergence of portions of the territories of Maharashtra and Madhya Pradesh
could form the subject matter of a "water dispute"· within the meaning of
Section 2(c) of the 1956 Act. It also held that it had the jurisdiction to give
appropriate direction to Madhya Pradesh and Maharashtra to take steps by E
way of acquisition or otherwise for making submerged land available to
Gujarat in order to enable it to execute the Navagam Project and the Tribunal
had the jurisdiction to give consequ~nt directions to Gujarat and other party
States regarding payment of compensation to Maharashtra and Madhya
Pradesh, for giving them a share in the beneficial use of Navagam dam, and F
for rehabilitation of displaced persons.
Against the aforesaid judgment of the Tribunal on the preliminary
issues, the States of Madhya Pradesh and Rajasthan filed appeals by special
leave to this Court and obtained a stay of the proceedings before the Tribunal
to a limited extent. This Court directed that the proceedings before the G
Tribunal should be stayed but discovery, inspection and other miscellaneous
proceedings before the Tribunal may go on. The State of Rajasthan was
directed to participate in these interlocutory proceedings.
It appears that on 31.7.1972, the Chief Ministers of Madhya Pradesh,
Maharasthra, Gujarat and Rajasthan had entered into an agreement to H
124 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A compromise the matters in dispute with the assistance of Prime Minister of
India. This led to a formal agreement dated 12th July, 1974 being arrived_ at
betwe_en the Chief Ministers of Madhya Pradesh, Maharashtra & Rajasthan
and the Advisor to the Governor of Gujarat on a number of issues which the
Tribunal otherwise would have had to go into. The main features of the
B Agreement, as far as this case is concerned, were that the quantity of water
in Narmada available for 75% of the year w_as to be assessed at 28 million acre
feet and the Tribunal in determining the disputes referred to it was to proceed
on _the basis of this assessment. The net available quantity of water for use
in Madhya Pradesh and Gujarat was fo·be regarded as 27.25 million acre feet
which was to be allocate~ .between the States. The height of the Navagam
C Dam was to be fo:ed-by ·the Tribunhl after taking into consideration various
contentions and submissions of the parties and if was agreed that the appeals
filed in this Court by the States of Madhya Pradesh and Rajasthan would be
withdrawn. It was also noted in this agreement that "development of Narmada
should no longer be delayed in the best regional and nationat interests".
I
D After the withdrawal of the appeals by the States of Madhya Pradesh
and Rajasthan, the Tribunal proceeded to decide the remaining issues between
the parties.
On 16th August, 1978, the Tribunal declared it's Award under Section
5(2) read with Section 5(4) of the Inter-State Water Disputes Act, 1956.
E Thereafter, reference numbers 1,2,3,4 & 5of1978 were filed by the Union of
India and the States of Gujarat, Madhya Pradesh, Maharashtra and Rajasthan
respectively under Section 5(3) of the Inter-State Water Disputes Act, 1956.
These references were heard by the Tribunal, which on 7th December, 1979,
gave its final order. The' same was -published in the extraordinary Gazette by
the Government of India on 12th December, 1979. In arriving at its final
F decision, the issues regarding allocation, height of dam, hydrology and other
related issues came to be s_ubjected to comprehensive and thorough
examination by the Tribunal. Extensive studies were done by the Irrigation
Commission and Drought Research Unit of India, Meteorological Department
in matters of catchment area of Narmada Basin, major tributaries of Narmada
G Basin, drainage area of Narmada Basin, climate, rainfall, variability ofrainfall,
arid and semi-arid zones and scarcity area of Gujarat. The perusal of the report
shows that the Tribunal also took into consideration various technical literature
before giving its Award.
AW ARD OF THE TRIBUNAL
H The main parameters of the decision of the Tribunal were as under:
NARMADA BACHAO ANDOLAN v. U.0.1. [KiRPAL, J.) 125
(A) DETERMINATION OF THE HEIGHT OF SARDAR SAROVAR A
DAM
The height of the Sardar Sarovar Darn was determined at FRL 455 ft ..
The Tribt1:nal was ofthe view that the FRL +436 ft. was required for
irrigation use alone. ·1n order to generate power throughout the year,
. ·. it would be necessary to provide all the live storage above MDDL for B
·· which an FRL · +453 ft. with MDDL +. 362 ft. ·would obtain gross
,, capacity of 7.44 MAF. Therefore, the .Tribunal .was of the .y~ew that
· FRL of the Sardar Sarovar Dam should be + 455 ft. providing gross
storage of 7:70 MAf ..It directed the State qf Gujarat to took up and
... ·complete the constru~ti?.n of the _dam. . . .
"' ~,.: .c ' ""-. f.
c
;
(b) Geological and. SeismologiCal
-
aspects o(.the
. dam site.
The Tribunal accepted the recommend~tions of the Standing Cprnmittee
· u~der Central Water &l?ower Commissi.on that there sh'ould.be seismic
co-~ffi~ient of 0. i 0 g for the dam.
D
·. (c) RELIEF
- '
AND.. REHABILITAION:
.. • r-
The final Award contained dl~ecti.ons regarding submergence, land
· ;'acquisition· and 'rehabilitation ofOispl~ced persons; The award d~fined
... ·the fu~arii~g of th.eland, oustee ~nd family: The Cujarat.Govemment
· was: to pay to Madhya Pradesh and Maharasthra all C<?sts· including E
compen's'ation, charges, expenses incurred by them for and in respect
.of compuiso_ry acquisition of land. Further, the.Tribunai had provided-
fOr rehabi!itation of oustees and civic amen"ities to be" provided to the
oustees,· The award also provided. 'that if the State or' Gujarat was
·unable to·.
re:~ettie' the ou;ste~s or thei ~ustees bei~g u.iiwilling to p
occupy the area offered by the States, then .the oustees will be re- .
settled by home .State and all expenses for this were to be borne by
Gujarat. An important mandatory provision regarding rehabilitation
was_ the one contained in Clause XI ~uh-clause IV(6)(ii) .which stated
th~t no submergence of any area woufd take place unless the· oustees
were renabilitated. · · G
(D) ALLOCATION OF THE NARMADA WATERS:
The Tribunal determined th~ utilizable quantum of water of the Narmada
at Sardar Sarovar Dam site on the basis -of 15% <l.ependability at 28
MAF. It further ordered that out of the utilizable quantum of Narmada H
' '
126 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A water, the allocation between the States should be as under:
Madhya Pradesh : 18.25 MAF
Gujarat : 9.00 MAF
Rajasthan : 0.50 MAF
B Maharasthra : 0.25 MAF
(E) PERIOD OF NON REVIEWABlLilY OF CERTAIN AWARD TERMS:
The Award provided for the period of operation of certain clauses of
the final order and decision of the Tribunal as being subject to review
c only after a period of 45 years from the date of the publication of the
decision of the Tribunal in the official gazette. What is important to
note however is that the Tribunal's decision contained in clause II
relating to determination of 75% dependable flow as 28 MAF was
non-reviewable. The Tribunal decision of the determination of the
D utilizable quantum of Narmada water at Sardar Sarovar Dam site on the
basis of 75% dependability at 28 MAF is not a clause which is
•·
included as a clause whose terms can be reviewed after a period of
45 years.
The Tribunal in its Award directed for the constitution of an inter-State
E Administrative Authority i.e. Narmada Control Authority for the purpose of
securing compliance with and implementation of the decision and directions
of the Tribunal. The Tribunal also directed for constitution of a Review
Committee consisting of the Union Minister for Irrigation (now substituted by
Union Minister for Water Resources) as its Chairperson and the Chief Ministers
of Madhya Pradesh, Maharashtra, Gujarat and Rajasthan as its members. The
F Review Committee might review the decisions of the Narmada Control
Authority and the Sardar Sarovar Construction Advisory Committee. The
Sardar Saro var Construction Advisory Committee headed by the Secretary,
Ministry of Water Resources as its Chairperson was directed to be constituted
for ensuring efficient, economical and early execution of the project .
G Narmada Control Authority is a high powered committee having the
Secretary, Ministry of Water Resources, Government oflndia as its Chairperson,
Secretaries in the Ministry of Power, Ministry of Environment and Forests,
Ministry of Welfare, Chief Secretaries of the concerned four States as Members.
In addition thereto, there are number of technical persons like Chief Engineers
H as the members.
NARMADA BACHAO ANDOLAN v. U.O.l. [KIRPAL, J.] 127
Narmada Control Authority was empowered to constitute one or more A
sub-committees and assign to them such of the functions and del~gate such
of its powers as it thought fit. Accordingly, the Narmada Control Authority
-- constituted the following discipline based sub-groups:
(i) Resettlement and Rehabilitation sub-group under the Chairmanship
of Secretary, Ministry of Welfare; B
(ii) Rehabilitation Committee under Secretary, Minister of Welfare to
supervise the rehabilitation process by undertaking visits to R&R
sites and submergence villages.
(iii) Environment Sub-group under the Chairmanship of Secretary, C
Ministry of Environment and Forests;
(iv) Hydromet Sub-group under the Chairmanship of Member (Civil),
Narmada Control Authority;
(v) Power Sub-group under the Chairmanship of Member (Power) D
Narmada Control Authority;
(vi) Narmada main Canal Sub-committee under the chairmanship of
Executive Member, Narmada Control Authority.
The Award allocated the available water resources of the Narmada river E
between the four States. Based on this allocation, an overall plan for their
utilisation and development had been made by the States. Madhya Pradesh
was the major sharer of the water. As per the water resources development
plan for the basin it envisaged in all 30 major dams, 135 medium dam projects
and more than 3000 minor dams. The major terminal dam at Sardar Sarovar was
in Gujarat, the remaining 29 being in Madhya Pradesh. Down the main course F
of the river, the four major dams were the Narmada Sagar (now renamed as
Indira Sagar), Omkareshwar and Maheshwar all in Madhya Pradesh and Sardar
Sarovar in Gujarat. Rajasthan was to construct a canal in its territory to utilize
its share of 0.5 MAF.
Relavant Details of the Sardar Sarovar Dam: G
As a result of the Award of the Tribunal, the Sardar Sarovar Dam and related
constructions, broadly speaking, are to comprise of the following:
(a) Main dam across the flow of the river with gates above the crest
level to regulate the flow of water into the Narmada Main Canal. H
128 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A (b) An underground River Bed Power through which a portion of the
water is diverted to generate powe.r (1200 MW). This w~ter joins the
main channel of the Narmada river downstream of the dam.
(c) A saddle dam locate~ by the side of main reservoir thrqugh 'Yhich. -
water to the main canal.system flows.
B
(d) A Canal Head Po~er House located at the toe of the .sad~le dain,
through which -~he water .flowing to the ·maip can~I system .'is to be
used to. geri~rate _power (250 MW). · . . ' '
(e) The main canal'system-~nown a5 Narmada main canaf458 KM ..
C long which is to carry away the ~ater ~eant for irrigation ~nd drinking .
purposes to the canal systems of Gujarat and Rajasthan.
Expected benefits from the project:
The benefits expected to flow from the implementation of the Sardar
D Sarovar Project had been estimated as follows:
Irrigation: 17.92 lac hectare of land spread over 12 districts, 62 talukas
and 3393 villages (75% of which is drought-prone areas) in Gujarat and 7~000
hectares in the arid area~ of Barmer and Jallore districts. of Rajasthan. -
Drinking Water facilities to 8215 viliages and 135 urban centers in
E Gujarat both within and outside c'Ommand. These include 5825 .villages and ·.
100 urban centers of Saurashtra and Kachchh which are _outside the command.
In addition, 881 villages' affected due to high contents of fluoride will get
potable water.
Power Generation: 1450 Megawatt.
F
Annual Employment Potential:
7 lac man-years during construction
6 lac man-years in post construction.
G Protection against advancement of,little Rann of Kutch· and 'Raja8than ·.
desert. ·· . ' - . ·
Flood protection to riverine reac'1es measuring 30,000 hac, 210 villages
including Bharuch city and 7.5 lac population.
H Benefits to:
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 129
(a) Dhumkhal Sloth Bear Sanctuary. A
(b) Wild Ass Sanctuary in Little Rann of Kachchh
(c) Black Buck Sanctuary at Velavadar.
(d) Great Indian Bustard Sanctuary in Kachchh
(e) Nat Sarovar Bird Sanctuary.
B
Development of fisheries: Deepening of all village tanks of command
which will increase their capacities, conserve water, will recharge ground
water, save acquisition of costly lands for getting earth required for
constructing canal banks and will reduce health hazard.
Facilities of sophisticated communication system in the entire command. C
Increase in additional annual production on account of
(Rs. in crores)
Agricultural production 900 D
Domestic water supply 100
Power Generation 440
Total 1440
POST A WARD CLEARANCES: E
In order to meet the financial obligations, consultations had started in
1978 with the World Bank for obtaining a loan. The World Bank sent its
Reconnaissance Mission to visit the project site and carried out the necessary
inspection. In May, 1985, the Narmada Dam and Power Project and Narmada F
Water Delivery and Drainage Project were sanctioned by the World Bank
under International Development Agency, credit No. 1552. Agreement in this
respect was signed with the Bank on I 0 .5 .1985 and credit was to be made
available from 6th January, 1986.
With regard to the giving environmental clearance, a lot of discussion G
took place at different levels between the Ministry of Water Resources and
the Ministry of Environment. Ultimately on 24th June, 1987 the Ministry of
Environment and Forests, Government of India accorded clearance subject to
certain conditions. The said Office Memorandum containing the environmental
clearance reads as follows:
H
130 SUPREME COURT REPORTS (2000) SUPP. 4 S.C.R.
A "OFFICE MEMORANDUM
Subject : Approval of Narmada Sagar Project, Madhya Pradesh and
B
Sardar Sarovar Project, Gujarat from environmental angle.
The Narmada Sagar Project, Madhya Pradesh and Sardar Sarovar
Project Gujarat have referred to this Department for environmental
-
clearance.
2. On the basis of examination of details on these projects by the
Environmental Appraisal Committee for River Valley Projects and
discussions with the Central and State authorities the following details
C were sought from the project authorities:
I. Rehabilitation Master Plan
2. Phased Catchment Area Treatment Scheme
3. Compensatory Afforestation Plan
D 4. Command Area Development
5. Survey of Flora and Fauna
6. Carrying capacity of surrounding area.
. 7. Seismicity and
E 8. Health Aspects
3. Field surveys are yet to be completed. The first set of information
has been made available and complete details have been assured to
be furnished in 1989.
F 4. The NCA has been examined and its terms of reference have been
amplified to ensure that environmental safeguard measures are planned
and implemented in depth and in its pace of implementation pari passu
with the progress of work on th.e projects.
5. After taking into account all relevant facts the Narmada Sagar
G Project, Madhya Pradesh and the Sardar Sarovar Project, Gujarat State
are hereby accorded environmental clearance subject to the following
conditions.
(i) The Narmada Control Authority (NCA) will ensure that
environmental safeguard measures are planned and implemented
H
NARMADA BACHAO ANDOLAN v. U.O.I. [KIRPAL, J.] 131
pari passu with progress of work on project. A
(ii) The detailed surveys/studies assured will be carried out as per
the schedule proposed and details made available to the
Department for assessment.
(iii) The Catchment Area treatment programme and the Rehabilitation B
plans be so drawn as to be completed ahead of reservoir filling.
(iv) The Department should be kept informed of progress on various
works periodically.
6. Approval under Forest (Conservation) Act, 1980 for diversion of C
forest land will be obtained separately. No. work should be initiated on forest
area prior to this approval.
7. Approval from environmental and forestry angles for any other
irrigation, power or development projects in the Narmada Basin should be
obtained separately. D
Sd/-
(S. MUDGAL)
DIRECTOR (IA)"
In November, 1987 for monitoring and implementation of various E
environmental activities effectively, an independent machinery of Environment
Sub-Group was created by Narmada Control Authority. This Sub-Group was
appointed with a view to ensure. that the environmental safeguards were
properly planned and implemented. This Sub-Group is headed by the Secretary,
Ministry of Environment and Forests, Government of India, as its Chairperson
and various other independent experts in various fields relating to environment F
as its members.
After the clearance was given by the Ministry of Environment and
Forests, the Planning Commission, on 5th October, 1988, approved investment
for an estimated cost of Rs. 6406 crores with the direction to comply with the
conditions laid down in the environment clearance accorded on 24th June, G
1987.
According to the State of Gujarat and Union of India, the studies as
required to be done by the O.M. dated 24th June, 1987, whereby environmental
clearance was accorded, have been undertaken and the requisite work carried H
132 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A out. The construction of the dam had commenced in 1987.
In November, 1990 one Dr. B.D. Sharma wrote a letter to this Court for
setting up of National Commission for Scheduled Castes and Scheduled
Tribes including proper rehabilitation of oustees of Sardar Sarovar Dam. This
letter was entertained and treated as a writ petition under Article 32 of the
B Constitution being Writ Petition No. 120 I of 1990. ·
On 20th September, 1991, this Court in the said Writ Petition bearing No.
1201 of 1990 gave a direction to constitute the Committee headed by Secretary
(Welfare) to monitor the rehabilitation aspects of Sardar Sarovar Project.
c The Narmada Bachao Andolan, the petitioner herein, had been in the
forefront of agitation against the construction of the Sardar Sarovar Dam.
Apparently because of this, the Government of India, Ministry of Water
Resources vide Office Memorandum dated 3rd August, l 993 constituted a
Five Member Group to be headed by Dr. Jayant Patil, Member, Planning
D Commission and Dr. Vasant Gowarikar, Mr. Ramaswamy R. Iyer, Mr. L.C. Jain
and Dr. V.C. Kulandaiswamy as its members to continue discussions with the
Nannada Bachao Andolan on issues relating to the Sardar Sarovar Project.
Three months time was given to this Group to submit its report.
During this time, the construction of the dam continued and on 22nd
E February, 19.94 the Ministry of Water Resources conveyed its decision
regarding closure of the construction sluices. This decision was given effect
to and on 23rd February, 1994 closure often construction sluices was effected.
In April, 1994 the petitioner filed the present writ petition inter atia
F
-
praying that the Union of India and other respondents should be restrained
from proceeding with the construction of the dam and they should be ordered
to open the aforesaid sluices. It appears that the Gujarat High Court had
passed an order staying the publication of the report of the Five Member
Group established by the Ministry of Water Resources. On 15th November,
1994, this Court called for the report of the Five Member Group and the
G Government of India was also directed to give its response to the said report.
By order dated 13th December, 1994, this Court directed that the report
of the Five Member Group be made public and responses to the same were
required to be filed by the States and the report was to be considered by the
Narmada Control Authority. This Report was discussed by the Narmada
H Control Authority on 2nd January, 1995 wherein disagreement was expressed
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 133
by the State of Madhya Pradesh on the issues of height and hydrology. A
Separate responses were filed ir. this Court to the said Five Member Group
Report by the Government of India and the Governments of Gujarat and
Madhya Pradesh.
On 24th January, 1995, orders were issued by this Court to the Five
Member Group for submitting detailed further report on the issues of B
(a) Height
(b) Hydrology
(c) Resettlement and Rehabilitation and environmental matters.
c
Dr. Patil who had headed the Five Member Group expressed his unwillingness
to continue on the ground of ill-health and on 9th February, 1995, this Court
directed the remaining four members to submit their report on the aforesaid
issues.
On 17th April, 1985 the Four Member Group submitted its report. The D
said report was not unanimous, unlike the previous one, and the Members
were equally divided. With regard to hydrology, Professor V.C. Kulandaiswamy
and Dr. Vasant Gowariker were for adoption of 75% dependable flow of 27
MAF for the design purpose, on the basis of which the Tribunal's Award had
proceeded. On the other hand, Shri Ramaswamy R. Iyer and Shri L.C. Jain
were of the opinion that for planning purposes, it would be appropriate to opt E
for the estimate of23 MAF. With regard to the question relating to the height
of the dam, the views of Dr. Gowariker were that the Tribunal had decided FRL
455 ft. after going into exhaustive details including social, financial and
technical aspects of the project and that it was not practicable at the stage
when an expenditure of Rs. 4000 crores had been incurred and an additional F
contract amounting to Rs. 2000 crores entered into and the various parameters
and features of the project having been designed with respect to FRL 455 ft.
that there should be a reduction of the height of the dam. The other three
Members proceeded to answer this question by first observing as follows:
"We must now draw conclusions from the foregoing analysis, but a G
preliminary point needs to be made. The SSP is now in an advanced
stage of construction, with the central portion of the dam already
raised to 80 m.; the canal constructed upto a length of 140 Kms. ; and
most of the equipment for various components of the project ordered
and some of it already wholly or partly manufactured. An expenditure
of over Rs. 3800 crores is said to have been already incurred on the H
134 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A project; significant social costs have also been incurred in terms of
displacement and rehabilitation. The benefits for which these costs
have been and are being incurred have not materialised yet. In that
situation, any one with a concern for keeping project costs under
check and for ensuring the early commencement of benefits would
generally like to accelerate rather than retard the completion of the
-
B project as planned. lf any suggestion for major changes in the features
of the project at this juncture is to be entertained at all, there will have
to be the most compelling reasons for doing so."
lt then addressed itself to the question whether there were any compelling
reasons. The answer, they felt, depended upon the view they took on the
C displacement and rehabilitation problem. The two views which, it examined,
were, firstly whether the problem of displacement and rehabilitation was
manageable and, if it was, then there would be no case of reduction in the
height. On the other hand, if relief and rehabilitation was beset with serious
and persistent problems then they might be led to the conclusion that there
D should be an examination of the possibility of reducing submergence and
displacement to a more manageable size. These three Members then considered
the question of the magnitude of the relief and rehabilitation problem. After
taking into consideration the views of the States of Madhya Pradesh and
Gujarat, the three Members observed as follows:
E "We find that the Government of India's idea of phased construction
outlined earlier offers a practical solution; it does not prevent the FRL
from being raised to 455' in due course ifthe necessary conditions are
satisfied; and it enables the Government of Madhya Pradesh to take
stock of the position at 436' and call a halt if necessary. We would,
however, reiterate the presumption expressed in paragraph 3.9.2. above
F namely that no delinking of construction from R&R is intended and
that by "phased construction" the Government of India do not mean
merely tiered construction which facilitates controlled submergence in
phases. We recommend phased construction in a literal sense, that is
to say, that at each phase it must be ensured that the condition of
G advance completion of R&R has been fulfilled before proceeding to
the next phase (i.e. the installation of the next tier of the gates). This
would apply even t~ the installation of the first tier. "Judicious
operation of the gates" (while necessary) cannot be a substitute for
the aforesaid condition."
H The possibility of further construction when the FRL 436 ft. was reached or
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 135
a stoppage at that stage was left open by the Members. With regard to the A
environment it observed that this subject had been by and large covered in
the first FMG report.
RIVAL CONTENTIONS
On behalf of the petitioners, the arguments of Sh. Shanti Bhushan, B
learned senior counsel, were divided into four different heads, namely, general
issues, issues regarding environment, issues regarding relief and rehabilitation
and issues regarding review of Tribunal's Award. The petitioners have sought
to contend that it is necessary for some independent judicial authority to
review the entire project, examine the current best estimates of all costs
(social, environmental, financial), benefits and alternatives in order to determine C
whether the project is required in its present form in the national interest or
whether it net;<;is .to be re-structured/modified. It is further the case of the
petitioners that -no work should proceed till environment impact assessment
has been fully done and its implications for the projects viability being
assessed in a transparent and participa~ory manner. This can best be done, D
it is submitted, as a part of the comprehensive review of the project.
While strongly championing the cause of environment and of the tribals
who are to be ousted as a result of the submergence, it was submitted that
the environmental clearance which was granted in 1987 was without any or
proper application of mind as complete studies in that behalf were not available E
and till this is done the project should not be allowed to proceed further. With
regard to relief and rehabilitation a number of contentions were raised with
a view to persuade this Court that further submergence should not take place
and the height of the dam, if at all it is to be allowed to be constructed, should
be considerably reduced as it is not possible to have satisfactory relief and
rehabilitation of the oustees as per the Tribunal's Award as a result of which F
their fundamental rights under Article 21 would be violated.
While the State of Madhya Pradesh has partly supported the petitioners
inasmuch as it has also pleaded for reduction in the height of the dam so as
to reduce the extent of submergence and the consequent displacement, the G
other States and the Union of India have refuted the contentions of the
petitioners and of the State of Madhya Pradesh. While accepting that initially
the relief and rehabilitation measures had lagged behind but now adequate
steps have been taken to ensure proper implementation of relief and
rehabilitation at least as per the Award. The respondents have, while refuting
other allegations, also questioned_ the bona jides of the petitioners in filing H
136 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R. ·
A this petition. It is contended that the cause of the tribals and environment is
being taken up by the petitioners not with a view to benefit the tribals but
the real reason for filing this petition is to see that a high dam is not erected
per se. It was also submitted that at this late stage this Court should not
adjudicate on the various issues raised specially those which have been
B decided by the Tribunal's Award.
We first propose to deal with some legal issues before considering the
various submissions made by Sh. Shanti Bhushan regarding environment,
relief and rehabilitation, alleged violation of rights of the tribals and the need
for review of the project.
c LACHES
As far as the petitioner is concerned, it is an anti-dam organisation and
is opposed to the construction of the high dam. It has been in existence since
1986 but has chosen to challenge the clearance given in 1987 by filing a writ
D petition in 1994. It has sought to contend that there was lack of study
available regarding the environmental aspects and also because of the
seismicity, the clearance should not have been granted. The rehabilitation
packages are dissimilar and there has been no independent study or survey
done before decision to undertake the project was taken and construction
E started~
The project, in principle, was cleared more than 25 years ago when the
foundation stone was laid by late Pandit Jawahar Lal Nehru. Thereafter, there
was an agreement of the four Chief Ministers in 1974, namely, the Chief
Min!sters of Madhya Pradesh, Gujarat, Maharashtra and Rajasthan for the
F project to be undertaken. Then dispute arose with regard to the height of the
dam which was settled with the award of the Tribunal being given in 1978.
For a number of yea~s, thereafter, final clearance was still not given. In the
meantime some environmental studies were conducted. The final clearance
was not given because of the environmental concern which is quite evident.
Even though complete data with regard to the environment was not available,
G the Government did in 1987 finally give environmental clearance. It is thereafter
that the construction of the dam was undertaken and hundreds of crores have
been invested before the petitioner chose to file a writ petition in 1994
challenging the decision to construct the dam and the clearance as was given.
In our opinion, the petitioner which had been agitating against the dam since
H 1986 is guilty of latches in not approaching the Court at an earlier point of
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 137
time. A
When such projects are undertake1_1 and hundreds of crores of public
money is spent, individual or organisations in the garb of PIL cannot be
permitted to challenge the policy decision taken after a lapse of time. It is
against the national interest and contrary to the established principles of law
that decisions to undertake developmental projects are permitted to be B
challenged after a number of years during which period public money has
been spent in the execution of the project.
The petitioner has been agitating against the construction of the dam
since 1986, before environmental clearance was given and construction started.
It has, over the years, chosen different paths to oppose the dam. At it's C
instance a Five Member Group was co~stituted, but it's report could not
result in the stoppage of construction pari passu with relief and rehabilitation
measures. Having failed in it's attempt to stall the project the petitioner has
resorted to court proceeding:; by filing this writ petition long after the
environmental clearance was given and construction started. The pleas relating D
to height of the dam and the extent of submergence, environment studies and
clearance, hydrology, seismicity and other issues, except implementation of
relief and rehabilitation, cannot be permitted to be raised at this belated stage.
This Court has entertained this petition with a view to satisfy itself that
there is proper implementation of the relief and rehabilitation measurers at E
least to the extent they have been ordered by the Tribunal's Award. In short
it was only the concern of this Court for the protection of the fundamental
rights of the oustees under Article 21 of the Constitution of India which led
to the entertaining of this petition. It is the Relief and Rehabilitation measures
that this Court is really concerned with and the petition in regard to the other
issues raised is highly belated. Though it is, therefore, not necessary to do F
so, we however presently propose to deal with some of the other issues
raised.
A WARD-BINDING ON THE STATES
It has been the effort on the part of the petitioners to persuade this G
Court to decide that in view of the difficulties in effectively implementing the
Award with regard to relief and rehabilitation and because of the alleged
adverse impact the construction of the dam will have on the environment,
further construction of the dam should not be permitted. The petitioners
support the contention on behalf of the State of Madhya Pradesh to the effect H
138 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
\.
A that the height of the dam should be reduced in order to decrease the number
of oustees. In this case, the petitioners also submit that with regard to
hydrology, the adoption of the figure 27 MAF is not correct and the correct
figure is 23 MAF and in view thereof the height of the dam need not be 455
feet. ~
B The Tribunal in this Award has decided a number of issues which have
been summarised hereinabove. The question which arises is as to whether it
is open to the petitioners to directly or indirectly challenge the correctness
of the said decision. Briefly stated the Tribunal had in no uncertain terms
come to the conclusion that the height of the dam should be 455 ft. It had
C rejected the contention of the State of Madhya Pradesh for fixing the height
at a lower level. At the same time in arriving at this figure, it had considered
the relief and rehabilitation problems and had issued directions in respect
thereof. Any issue which has been decided by the Tribunal would, in law, be
binding on the respective states. That this is so has been recently decided
by a Constitution Bench of this Court in The State of Karnataka v. State of
D Andhra Pradesh and others, (2000) 3 Scale 505. That was a case relating to
a water dispute regarding inter-State river Krishna between the three riparian .--
States and in respect of which the Tribunal constituted under the Inter-State
Water Disputes Act, 1956 had given an Award. Dealing with the Article 262
and the scheme of the Inter-State Water Disputes Act, this Court at page 572
E observed as follows:
"The inter-State Water Disputes Act having been framed by the
Parliament under Article 262 of the Constitution in a complete Act by
itself and the nature and character of a decision made thereunder has
to be understood in the light of the provisions of the very Act itself.
F A dispute or difference between two or more State Governments
having arisen which is a water dispute ~nder Section 2(C) of the Act
and complaint to that effect being made to the Union Government
under Section 3 of the said Act the Central Government constitutes
a Water Disputes Tribunal for the adjudication of the dispute in
question, once it forms the opinion that the· dispute cannot be settled
G by negotiations. The Tribunal thus constituted, is required to
investigate the matters referred to it and then forward to the Central
Government a report setting out the facts as found by him and giving
its decision on it as provided under sub-Section (2) of Section 5 of
the Act. On consideration of such decision of the Tribunal if the
H Central Government or any State Government is of the opinion that
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 139
the decision in question requires explanation or that guidance is A
needed upon any 'point not originally referred to the Tribunal then ·
within three months from the date of the decision, reference can be
made to the Tribunal for further consideration and the said Tribunal
then forwards to the Central Government a further report giving such
explanation or guidance as it deems fit. Thereby the original decision B
of the Tribunal is modified to· the extent indicated in the further
decision as provided under Section 5(3) of the Act. Under Section 6
of ,the Act the Central Government is duty bound to publish the
decision of the Tribunal in the ·official Gazette whereafter the said
decision becomes final and binding on the parties to·the dispute and
has to be given effect to, by them. The language of the provisions C
of Section 6 is clear and unambiguous and unequivocally indicates
th.at it is only the decision of the Tribunal which is required to be
published in the Official Gazette and on such publication that decision
becomes final and binding on the parties."
Once the Award is binding on the States, it will not be open to a third party D
like. the petitioners to. challenge the correctness thereof. In terms of the
Award, the ~tate of Gujarat has a right to construct a dam upto the height
of 455 ft. and, at-the same time, the oustees have a right to demand relief and
re-settlement as directed in the Award. We, therefore, do not propose to deal
with any contention which, in fact, seems to challenge the correctness of an E
Issue decided by the Tribunal.
GENERAL ISSUES RELATING TO DJS-PLACEMENT OF TRIBALS AND
ALLEGED VIOLATION OF THE RIGHTS UNDER ARTICLE 21 OF THE
CONSTITUTION:
The submission of Sh. Shanti Bhushan, l~arned senior counsel for the F
·petitioners was that the forcible displacement of tribals and other marginal
farmers from their land and other sources of livelihood for a project which was
not in the national or public interest was a violation of their fundamental
rights under Article 2.1 of the Constitution of India read with ILO Convention
107 to which India· is a signatory. Elaborating this contention, it was submitted G
that this Court had held in a large numBer of cases that international treaties
and covenants could be read into the domestic law of the country and could
be used by the courts to elucidate the interpretation of fundamental rights
guaranteed by the Constitution. Reliance in support of this contention was
placed on Gramaphone Co. of India Ltd. v. B.B. Pandey, [1984] 2 SCC 534,
PUCL v. Union ofIndia, [ 1997] 3 SCC 433 and CERC v. Union of India, [ 1995) H
140 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A 3 SCC 42. In this connection, our attention was drawn to the ILO Convention
l 07 which stipulated that tribal populations shall not be removed from their
lands without their free consent from their habitual territories except in
accordance with national laws and regulations for reasons relating to national
security or in the interest of national economic development. It was further
B stated that the said Convention provided that in such cases where removal
of this population is necessary as an exceptional measure, they shall be
provided wi.th lands of quality at least equal to that of lands previously
occupied by them, suitabl~ to provide for their present needs and future
development. Sh. Shanti Bhushan further contended that while Sardar Sarovar
Project will displace and have an impact on thousands of tribal families it had
C not been proven that this displacement was required as an exceptional measure.
He further submitted that given the seriously flawed assumptions of the
project and the serious problems with the. rehabilitation and environmental
mitigation, it could not be said that the project was in the best national
interest, It was also submitted that the question arose whether the Sardar
Sarovar project .could be said to be in the national and public interest in view
D of its current best estimates of cost, benefits and evaluation of alternatives
and specially in view of the large displacement of tribals and other marginal
farmers involved in the project. Elaborating this contention,' it "was contended
that serious doubts had been raised about the benefits of the project - the
very rationale which was sought to justify the huge displacement and the
E massive environmental impacts etc. It was contended on· behalf of the
petitioners that a project which was sought to be' justified on the grounds of
providing a permanent solution to water problems of the drought prone areas
of Gujarat would touch only the fringes of these areas, namely, Saurashtra and
Kutch and even this water, which was allocated on paper, would not really
accrue due to host of reasons. It was contended that inspite of concentrating
F on small scale decentralized measures which. were undertaken on a large scale
could address the water problem of these drought prone areas. Huge portions
of the State resources were being diverted to the Sardar Sarovar Project and
as a result the small projects were ignored and the water problem in these
areas persists. It was submitted that the Sardar Sarovar Project. could be
G restructured to minimise the displacement. .
Refuting the aforesaid arguments, it has been submitted on behalf of
the Union of .India and the State of Gujarat that the petitioners have given
a highly exaggerated picture of the submergence and other impacts of this
project. It was also submitted that the petitioner's assertion that there was
H large-scale, re-location and uprooting of tribals 'was not factually correct.
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.) 141
According to the respondents, the project would affect only 245 villages in A
Gujarat, Maharashtra and Madhya Pradesh due to pondage and backwater
effect corresponding to I in I 00 year flood. The State-wise break up of
affected villages and the number of project affected families (PAFs) shows
that only four villages would be fully affected (three in Gujarat and one in
Madhya Pradesh) and 241 would be partially affected (16 in Gujarat, 33 in B
Maharasthra and 192 in Madhya Pradesh). The total project affected families
who would be affected were 40827. The extent of the submergence was
minimum in the State of Madhya Pradesh. The picture of this submergence
as per the Government of Madhya Pradesh Action Plan of I 993 is as follows:
"Abadi will be fully submerged in 39 villages and partially in 116 C
villages, agricultural land will be affected upto l 0% in 82 villages, l I
to 25% in 32 villages, 26 to 50% in 30 villages, 51 to 75% in 14 villages,
76 to 90% in 4 villages and I 00% in only 1 village. In 21 villages, only
abadi will be affected and Government land only in 9 villages. Thus,
in most of the villages, submergence is only partial."
D
The submergence area of the SSP can be divided into two areas:
(i) Fully tribal, hilly area covering the initial reach of about 105 villages
with mainly subsistence economy. It includes 33 villages of
Maharasthra, 19 of Gujarat and about 53 of Madhya Pradesh~ .
(ii) Mixed population area in the plains ofNimad, with a well developed E
economy and connected to the mainstream. This area includes about
140 villages in Madhya Pradesh.
These two areas have quite different topographic and habitation features
which result in totally different types of submergence impacts. The state of
the hilly area to be affected by its submergence and where most of the tribal F
population exists is described by the Government of Madhya Pradesh Action
Plan, 1993 as follows:
"The Narmada flows in hilly gorge from the origin to the Arabian Sea.
The undulating hilly terrain in the lower submergence area of Sardar G
Sarovar Project exhibit naked hills and depleted forests. Even small
forest animals area very rarely seen because of lack of forest cover
and water. The oft quoted symbiotic living with forests is a misnomer
in this area because the depleted forests have nothing to offer but
fuel wood. Soil is very poor mostly disintegrated, granite and irrigation
is almost nil due to undulating and hilly land. Anybody visiting this H
142 SUPREME COURT REPORTS. [2000) SUPP. 4 S.C.R.
A area finds the people desperately sowing even in the hills with steep
gradient. Only one rain fed crop of mostly maize is sown and so there
is no surplus economy.
PAPs inhabiting these interior areas find generous rehabilitation and
resettlement packages as a means to assimilate in the mainstream in
B the valley."
In 193 vi II ages of Madhya Pradesh to be affected by the project, a very
high proportion of the houses would be affected whereas the land submergence
was only 14. l %. The reason for this is that the river be4 is a deep gorge for
C about 116 km. upstream of the dam and as a result the reservoir will be long
(214 km), narrow (average width of 1.77 km) and deep. The result of this is
that as one goes further upstream, the houses on the river banks are largely
affected "'.l'hile agricultural land which is at a distance from the river banks is
spared. A majority of33014 families of Madhya Pradesh (which would include
15018 major sons) would lose only their houses and not agricultural lands
D would be required to be resettled in Madhya Pradesh by constructing new
houses in the new abadi. According to the Award, ag'ricultural land was to
. be allotted-only ifthe project affected families lost 25% or more of agricultural
land and on this basis as per the Government of Madhya Pradesh, only 830
project affected families of Madhya Pradesh were required to be allotted
E agricultural land in Madhya Pradesh.
According to'the Government of Gujarat the tribals constituted bulk of
project affected families who would be affected by the dam in Gujarat and
Maharasthra, namely, 97% and 100% respectively. Out of the oustees of
project affected families of Madhya Pradesh, tribals constituted only 30%
F while 70% were non-tribals. The total number of tribal project affected families
were 17725 and out of these, 9546 are already re~settled .. It was further the
case of the respondents that in Madhya Pradesh the agricultural land of the
tribal villages was affected on an average to the extent of28% whereas in the
upper reaches i.e. Nimad. where the agriculture was advanced, the extent of
G submergence, on an average, was only 8.5%. The surveys conducted by
HMS Gour University (Sagar), the Monitoring and Evaluation Agency set up
by the Government of Madhya Pradesh, reveal that the major resistance to
relocation was from the richer, non-tribal families ofNimad who feared shortage
of agriculture labour if the landless labourers from the areas accepted re-
settlement. In the Bi-Annual report, 1996 of HMS Gour University, Sagar, it
H was observed as follows:
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 143
"The pre-settlement study of submerging villages has revealed many A
startling realities. Anti-dam protagonists presents a picture that tribals
and backward people are the worst sufferers of this kind of
development project. This statement is at least not true in case of the
people of these five affected villages. Though, these villages comprise
a significant population of tribals and people of weaker sections, but B
majority of them will not be a victim of displacement. Instead, they will
gain from shifting. T~e present policy of compensation is most
beneficial for the lot of weaker section. These people are living either
as labourers or marginal farmers. The status of oustee will make them
the owner of two hectares of land and a house. In fact, it is the land-
owning class which is opposing the construction of dam by playing C
the card oftribals and weaker ~ections. The land-owners are presently
enjoying the benefit of cheap labour in this part of the region.
Availability of cheap labour is boon for agricultural activities. This
makes them to get higher tetum with less inputs."
It is apparent that the tribal population affected by the submergence would D
have to move but the rehabilitation package was such that the living condition
would be much better than what it was before there. Further more though 140
villages of Madhya Pradesh would be affected in the plains of Nimad, only
8.5% of the agricultural land of these villages shall come under submergence
due to SSP and as such the said project shall have only a marginal impact E
on the agricultural productivity of the area.
While accepting the legal proposition that International Treaties and
Covenants can be read into the domestic laws of the country the submission
of the respondents was that Article 12 of the ILO Convention No. 107
stipulates that "the populations concerned shall not be removed without their F
free consent.from their habitual territories except in accordance. with national
laws and regulations relating to national security, or in the interest of national
economic development or of the health of the said populations".
The said Article clearly suggested that when the removal of the tribal
~0pulation is necessary as an exceptional measure, they shall be provided G
with land of quality atleast equal to that of the land previously occupied by
them and they shall be fully compensated for any resulting loss or injury. The
rehabilitation package contained in the Award of the Tribunal as improved
further by the State of Gujarat and the other States prima facie shows that
the land required to be allotted to the tribals is likely to be equai, if not better, H
144 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A than what they had owned.
The allegat.ion that the said project was not in the national or public
interest is not correct" seeing to the need of water for burgeoning population
which is most critical and important. The population of India, which is now
one billion, is expected to reach a figure between 1.5 billion and 1.8 billion in
B the year 2050, w~mld necessitate the need of2788 billion cubic meter of water
annually in India to be above water stress zone and 1650 billion cubic metre
to avoid being water scarce country. The i;tlain source of water in India is
rainfall which occurs in about 4 months in a year and the temporal distribution
of rainfall is so un~ven that the annual averages have very little significance
C for all practical purposes. According to the Union of India, one third of the
country is always under threat of drought not necessarily due to deficient
rainfall but many times due to its uneven occurrence. To feed the increasing
population, more food grain is required and effort has to be made to provide
safe drinking water, which, at present, is a distant reality for most of the
population specially in the rural areas. Keeping in view the need to augment
D water supply, it is necessary that water storage capacities have to be increased
adequately in order to ward off the difficulties in the event of monsoon failure
as well as to meet the dC?mand during dry season. It is estimated that by the
year 2050 the country needs to create storage of at least 600 billion cubic
meter against the existing storage of 174 billion cubic meter.
E Dams play a vital role in providing irrigation for food security, domestic
and industrial water supply, hydroelectric power and keeping flood waters
back. On full. development, the Narmada has a potential of irrigating over 6
million hectares of land and generating 3000 mw of power. The present stage
of developm~nt is very low with only 3 to 4 Maf of waters being used by the
·F party States for irrigation and drinking water. against 28 Maf availability of
water at 75% dependability as fixed by NWDT and about I 00 MW power
developed. 85% of the waters are estimated as flowing waste to sea. The
project will· provide safe and c'lean drinking water to 8215 villages and 135
towns in Gujarat and 131 villages in desert areas of Jalore district of Rajasthan,
G though against these only 241 villages are getting submerged partially and
only 4 villages fully due to the project.
The cost and benefit of the project were examined by the World Bank
m 1990 and the following passage speaks for itself:
H "The argument in favour of the Sardar Sarovar Project is that the
NARMADA BACHAO ANOOLAN v. U.0.1. [KIRPAL, .I:) 145
benefits are so large that they substantially outweigh the ·costs of the A
immediate human and environmental disruption. Without the dam, the
long term costs for people would be much greater and lack of an
income source for future generations would put increasing pressure
on the environment. If the waters of the Narmada river continue to
flow to the sea unused there appears to be no alternative to escalatin~ B
human deprivation, particularly in the dry ateas of Gujarat. The project
·has the potential to feed as many as 20 million people, provide domestic
and industrial water for about 30 million, employ about 1 million, and
provide valuable peak electric power in an area with high unmet power
demand (farm pumps often get only a few hours power per day). In
addition, recent research shows. substantial economic "multiplier" C
effects (investment and employment triggered by development) from
irrigation development. Set against the futures of about 70,000 project.
affected people, even without the multiplier effect, the ratio of
beneficiaries to affected persons is well over 100: !.. .. "
There is merit in the contention of the respondents that there would be a D
positive impact on preservation of ecology as a result from the project. The
SSP would be making positive contribution for preserv~tion of environment
in several ways. The project by taking water to drought-prone and arid parts
ofqujarat and Rajasthan would effectively arrest ecological degradation which .
was returning to make these areas inhabitable due to salinity ingress,
advancement of desert, ground water depletion, fluoride and nitrite affected E
water and vanishing green cover. The ecology of water scarcity areas is under
stress and transfer of Narmada water to these areas will lead to sustainable
agriculture and spread of green cover. There will also be improvement of
fodder availability which will reduce pressure on biodiversity and vegetation.
• The SSP by generating clean eco-friendly hydropower will save the air pollution F
which would otherwise take place by thermal generation power of similar
capacity.
The displacement of the tribals and other persons would not per se
result in the violation of their fundamental or other rights. The effect is to see
that on their rehabilitation at new locations they are better off than what they G
were. At the rehabilitation sites they will have ·more and better amenities than
which they enjoyed in their tribal hamlets. The gradual assimilation in the ..
main stream of the society will lead to betterment and progress.
ENVIRONMENTAL ISSUES
The four .issues raised under this head by Sh. Shanti Bhushan are as H
146 SUPREME COURT REPORTS [2000] SU.PP. 4 S.C.R.
A unCler:
I. Whether the execution of a large project, having diverse and far
reaching environm.ental impact, without the proper study and
understanding of its environmental impact and without proper
planning of mitigative measures is a violation of fundamental
B rights of the affecteq people guaranteed under Article 21 of the
Constitution of India ?
II. Whether the diverse environmental impacts of•he Sardar Sarovar
Project ha.ve been properly stl}died and ·understood ?
..
c Ill. Whether any independent authority· has examined the
environmental costs and mitigative measures to. ~e undertaken
in order to decide whether the environmental costs are acceptable
and mitigative measures practical ? .
'
IV. Whether the environmental conditions imposed .by the Ministry
D of Environment have been violated and if so, what is the.legal
effect of the violations ?
It was submitted by Sh. Shanti Bhushan that a large project having·
diverse and far reaching environmental impacts i!1 the concerned States wotild
require a proper study and understanding of the environmental impacts. He
E contended that the study and planning with regard to environmental impacts
must precede construction. According. to Sh. Shanti Bhoshan, when the
envirpnmental clearance was given in 1987, proper study and analysis of the
· environmental impacts and mitigative measures, which were required to be
taken, were not available and, therefore, this clearance was not valid. The
decision to construct the dam was stated to be. political one and was not a
F considered decision after taking into account the environmental impac!s of
the project. The execution of SSP without a comprehensive assessment and
evaluation ·of its environmental impacts and a decision regarding its
acceptability was alleged to be a violation of the rights of the affected people
under Article 21 of the Constitution of India. It was further submitted that no
G independent aµthority has examined vehemently the envirnnmental costs and
mitigative measurers to be unpertaken in order to decide whether the
environmental costs are acceptable and mitigative measures practical. With
regard to tile enviro'!mental clearance given in June, 1987, the submission of·
· Sh. Shanti Bhushan was that this was the conditional clearance and· the
·conditions imposed by the Ministry of Environment and Forests had been
H violated. The letter granting clearance, it was submitted, disclosed that even
NARMADA·BACHAO A!NDOLAN v: U.0.1. [KIRPAL, J.] 147
the basic minimum studies and plans required for the environmental impact A
assessment had not been done. Further more it was contended that in the
year 1990, as the deadline for completion of the studies was not met, the
Ministry of Environment and Forests had declared that the clearance had
lapsed. The Secretary of the said Ministry had requested the Ministry of
Water Resources to seek extension of the clearance but ultimately no extension B
was sought or given and the studies and action plans continued to lag to the
- extent that there was no comprehensive environmental impact-assessment of
the project, proper mitigation plans were absent and the costs of the
environmental measures were neither fully assessed nor included in the project
costs. In support of his contentions, Sh. Shanti Bhushan relied upon. the
report of a Commission called the Independent Review or the Morse C
Commission. The said Commission had been set up by the World Bank and
it submitted its report in June, 1992. In its report, the Commission had adversely
commented on practically all· aspects of the project and in relation to
environment, it was stated as under:
"Important assumptions upon which the projects are based are now D
questionable or are known to be unfounded. Environmental and social
trade-off have been made, and continue to be made, without a full
understanding of the consequences. As· a result, benefits tend to be
over-stated, while social and environmental costs are frequently
understated. Assertions have been substituted for analysis. E
We think that the Sardar Sarovar Projects as they stand are flawed,
that resettlement and rehabilitation of all those displaced by the
projects· is not' possible under the prevailing circumstances, and that
the environmental impacts of the projects have n.ot been properly
considered or a~equately addressed. F
The history of environmental aspects of Sardar Sarovar is a history
of non-compliance. There is no comprehensive impact statement. The
• nature and magnitude of environmental problems and solutions remain
elusive."
G
Sh. Shanti Bhushan submitted that it had become necessary for some
independent judicial authority to review the entire project, examine the·current
best estimates of all costs (social, environmental, financial), benefits and
alternatives ·in order to determine whether the project is required in its·present
form in the national interest, or whether it needs to be restructured/modified. H
148 SUPREME COURT REPORTS (2000) SUPP. 4 S.C.R.
A Sh. Shanti Bhushan further submitted that environmental impacts of the
projects were going to be massive and full assessment of these impacts had
not been done. According to him the latest available studies show that
studies and action plans had not been completed and even now they were
lagging behind pari passu. It was also contended that ntere listing of the
B studies does not imply that everything is taken care of. Some of the studies
were of poor quality and based on improper data and no independent body.
had subjected these to critical evaluation.
RE: ENVIRONMENTAL CLEARANCE:
As considerable stress was laid by Sh. Shanti Bhushan challenging the
C validity of the environmental clearance granted in 1987 inter alia on the
ground that it was not preceded by adequate studies and .it was not a
considered opinion and there was non-application of mind while clearing the
project, we first propose to deal with the contention.
The events after the Award and upto the environmental clearance granted
D by the Government vide its letter dated 24th June, 1987 would clearly show
that some studies, though incomplete, had been made with regard to different
aspects of the environment. Learned counsel for the respondents stated that
in fact on the examination of the situation, the claim made with regard to the
satisfactory progress was not correct. In order to carry out the directions in
E the Award about the setting up of an authority, the Inter-State Water Disputes
Act, 1956 was amended and Section 6-A was inserted to set out how a
statutory body could be constituted under the Act. On 10th September, 1980
in exercise of the· powers conferred by Section 6-A of the Act the Central
Government framed a scheme, constituted the Narmada Control Authority to
give effect to the decision of the Award.
F
In January, 1980, the Government of Gujarat submitted to the Central
Water Commission a detailed project report in 14 volumes. This was an ·
elaborate report and dealt wi.th various aspects like engineering details, canal
systems, geology of area, coverage of command area etc. On 15th February,
J980 the Central Water Commission referred SSP to the then Department of ' •
G Environment in Department of Science & Technology. At that point of time,
environmental clearance was only an administrative requirement. An
environmental checklist was forwarded to Government of Gujarat on 27th·
February, 1980 which sought to elucidate information including following
ecological aspects:
H (i) Excessive sedimentation of the reservoir
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 149
(ii) Water logging A
(iii) Increase in salinity of the ground water
(iv) Ground water recharge
(v) Health hazard-water borne diseases, industrial ponution etc.
(vi) Submergence of important minerals B
(vii)Submergence of monuments
(viii) Fish culture and aquatic life
(ix) Plant life-forests
(x) Life of migratory birds
c
(xi) National Parle and Sanctuaries
(xii) Seismicity due to filling of reservoir
The Government of Gujarat accordingly submitted information from September,
1980 till March, 1983. The information was also submitted on physio-social D
and economic studies for Narmada Command Area covering cropping pattern,
health aspects, water requirement etc. A note of influence of Navagam dam
on fish yield including impact on downstream fisheries was also submitted.
The techno-economic appraisal of the project was undertaken by the
Central Water Commission which examined water availability, command area E
development, construction etc. The project was considered in the 22nd meeting
of the Technical Advisory Committee on Irrigation, Flood Control and Multi-
purpose projects held on 6.1.1983 and found it acceptable subject to
environmental clearance.
At this point of time, the matter was handled by the Department of F
Science and Technology which also had a Department dealing with
Environment. Environmental Appraisal Committee of the Department of
Environment, then headed by a Joint Secretary, had in its meeting held on
12.4.1983 approved the project, in principle, and required that further data be
collected. This Environmental Appraisal Committee dealt with the project on G
two other occasions, namely, on 29.3.1985 when it deferred meeting to await
report of Dewan Committee on soil conservation and thereafter on 6.12.1985
when it deferred the meeting to await comments from the Forest Department.
As stated hereafter, subsequently the Secretary of newly constituted Ministry
of Environment and Forests took up further consideration of this project
along with other higher officials. H
150 ':UPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A After the project was approved, in principle, studies and collections of
data were continuing. In May, 1983 the Namiada Planning Group, Government
of Gujarat after completion of preliminary surveys submitted work plans for
· various activities such as cropping pattern, health aspects, water requirements,
distribution system, lay out and operation, develop~ent pla~ of the command,
B drainage and ground water development.
In July, 1983, a study report on "Ecology and Environmental Impact of
Sardar Sarovar Dam and its Environs" prepared by MS University was also
submitted by Govemment_ofGujarat, covering the issues as mentioned below:
-
*Climate
c *Geology
*Soil
*Land use
*Forest and Wildlife, Aquatic Vegetation
D *Water Regime (Salinity, Tidal movements etc.)
*Fisheries
*Health
*Seismicity
E A review meeting was convened by the Secretary, Ministry of Water
Resources in January, 1984 which was attended by a representative of the
Department of Environm~nt. During this meeting, it was emphasized that the
issues regarding catchment area treatment, impact on wildlife, health, water
logging etc. should be studied in depth for assessment. The issue of charging
l' -of cost of catchment area treatment to the project was also discussed. To sort
out this matter, a meeting was subsequently convened by the Member,
Planning Commission on 23rd May, 1984 in which the Ministry of Environment
& Forests took a stand that there was a need for an integrated approach to
basin development covering the catchment and command area. A project
report, therefore, should be prepared to cover these aspects. Since the
G catchment area for Narmada Sagar and Sardar' Sarovar was very vast, it was
decided that an Inter-Departmental Committee should be set up by the Ministry
of Agriculture under the Chairmanship of Dr. M.L. Dewan. This group could
submit its report only in August, 1985 covering areas of catchment of Narmada
and Sardar Sarovar and recommended that at least 25-30% of the area might
H require treatment for these projects.
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.) 151
The consid.eration of the project in the Ministry, therefore, got deferred A
for this report on catchment 'area treatment. During this time, Government of
Madhya Pradesh entrusted the studies on flora for Narmada Valley Project to
Botanical Survey of India and other ,related surveys were being carried out.
Even though there was a request on I 0th June, 1_985 from the Chief Minister
of Gujarat to the Mi,nister of State for Environment and Forests for delinking B
of catchment area treatment works on clearance of the project, but this
request was not agreed.
By this time the approval of SSP was being considered by the Secrl!tary,
Ministry of Environment and Forests who invited other high officials in a
review meeting which was held on 31st December, 1985 under his chairmanship. C
In this meeting, detailed presentations were made by the State officials of
Gujarat, Madhya Pradesh and Maharasthra as well as the ex~erts who were
involved in preparation of plans. The Secretary, Ministry of Environment and
For~sts assessed and reviewed readiness on various environmental aspects
like Catchment Area Treatment, Cpmpensatory Afforesation, Rehabilitation,
Command area Development, Labour force and health issues, aquatic species, D
seismicity etc. and discussed the available reports in detail in the prese~ce
of the officers of the Central/State Governments; Botanical Survey of India,
·senior officers of Forest Department, Planning Commission, Agriculture
Department, Additional Inspector of Forests, Government of India, J?eputy
Inspector General, Assistant. Inspector General of Forest, Government of
India, senior officers of the Ministry of Environment and Forests, Secretary, E
Irrigation.
As a follow up, the Government of Maharashtra submitted environmental
data regarding affected areas in Maharashtra. This included:
*Impact assessment on wild life F
*Impact assessment on genetics, specifically identifying the plant
types which are likely to be lost as a result of submergence.
*Socio anthropological studies on tribals
*The suitability of alternative land suggested for compensatory G
afforestation for growing.
*Data regarding.alternate ·land in large blocks.
*Arrangements made for exploitation of mineral resources going under
submergence. H
152 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A *Alternative fuels to the labourers.
*Micro-climatic changes.
*Arrangements made for treatment of catchment area including swoil
conservation afforestation.
B *Steps taken for preserving archaeological and historical monuments.
*Proper land use
*Actions taken by Government of Maharashtra in pursuance of Dewan
Committee Report.
C *Arrangements for monitoring for environmental impact for the project.
*Data related to rehabilitation of project affected persons.
The Government of Gujarat also forwarded to the Government of India
work plans on the following:
D Forests and Wildlife
Fish and Fisheries
Health aspects
The work plan on forests and wildlife incorporated actions to be taken on the
E recommendations of the Inter-Departmental Committee headed by Dr. Dewan
on soil conservation and afforestation works in the catchment area.
In March, 1986, a meeting was convened by the Ministry of Water
Resources in order to discuss the issues of fisheries, flora/fauna, health,
archaeology with the officers of the Botanical Survey of India, Zoological
F Survey of India, Archaeological Survey of India and the officers of the
various departments of the State and Centre to gear up the preparation of the
environmental work plans.
The next meeting was held on 11th April, 1986. The Secretary, Ministry
G of Environmental and Forests, who chaired the meeting of senior officials,
representatives of States and other agencies, sought additional information
to be made available by 30th April, 1986 before assessment and management
decision.
In October, 1986, the Ministry of Water Resources prepared and
H forwarded to the Ministry of Environment and Forests, a note on environmental
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 153
aspects of the two projects and noted the urgency of the decision. It also A
considered the importance of the project, should the project be taken at all,
environmental aspects of the project and ultimately rehabilitation, compensatory
afforestation, fauna and flora, catchment area treatment, public health aspect,
prevention of water logging. It then considered what remained to be done and
enumerated the same with time schedule as follows:
B
I. Madhya Pradesh to complete the detailed survey of population likely
to be affected in all phases of N.S.P. ...... Three years
2. Maharashtra to prepare a detailed rehabilitation plan for 33 villages
under phase I of SSP .... Three years
c
3. Madhya Pradesh to identify degraded forest lands twice the forest
area to be submerged for compensatory afforestation. ..... Six months
4. Survey of flora in Nannada valley assigned to Botanical Survey of
India. .... Two years
5. Survey of Wildlife by Zoological Survey of India. .... Two years D
6. Aerial photographs and satellite imagery to be analysed by All India·
Soil and Land Use Survey Organisation and National Remote Sensing Agency
and critically degraded areas in catchment.
Field Surveys ... Three years. E
Pilot studies to detennine measures for CAT In 25000 ha .
..... Three years after Aerial survey.
In this note two options were considered - one to postpone the clearance
and. the otherwas to clear it with certain conditions with appropriate monitoring
authorities to ensure that the action is taken within the time bound programme. F
It was concluded that in the light of the position set out, it was necessary
that the project should be cleared from the environmental angle, subject to
conditions and stipulations outlined.
The Department of Environment and Forests made its own assessment G
through a note of the Secretary, Ministry of Environment and Forests. It took
the view that following surveys/stu~ies as set out therein might take at least
2-3 years. It noted in this regard that:
(i) The estimate of Ministry of Water Resources on analysis of
aerial photographs and satellite imageries as 2-3 years. ·
H
~-
154 SUPRE~E COURT REPORTS [2000] SUPP. 4 S.C.R.
A . (ii) Catchme_nt area treatment programme can be fonnulated by three
years thereafter;
(iii) Wildlife census by Zoological Survey of India would take at
least three years; '
(iv) Survey by Botanical Survey of India would take three years.
B
It further took the view that it was. essential that there should be a strong
management authority. It finally concluded that if the Government should
'decide to go ahead with the project it should be done with provision of
environmental management authority with adequate powers and teeth to
I
ensure that environment management plan is implemented pari passu with
C engineering and other works. lt concluded that effective implementation of
the engineering and environmental measures simultaneously will go long a
way and that such a project could be implemented by. harmonizing
environmental conservation needs with 'the developmental effort.
D The Ministry of Environment and Forests had not given environmental
ciearance of N~rmada Sagar and Sardar Sarovar Dam despite all discussions
which had taken place. The documents filed along with the affidavit of Shri
P.K. Roy, Under Secretary, Prime Minister's Office dated 27th April, 2000
indicate that there was difference of opinion with regard to the grant of
environmental clearance between the Ministry of Water Resources and the
E Ministry of Environment & Forests. This led to the matter being referred to
the P.rime Minister's Secretariat fo.r clearance at ~he highest level. A note
dated 20th November, 1986 prepared by the Ministry of Water Resources was
forwarded to the Prime Minister Secretariat as well as to the Min'istry of
Environment and Forests after dealing with the environmental aspects relating
F to rehabilitation, catchment area treatment, command area development,
compensatory· afforestation, flora and .fauna. This note i.ndicated that there
were two options with regard to the clearance of the said project. One was
to await for two to three years for.the completion of the operational plans and
other detailed studies a·nd the second option was that the project should be
given the n_ecessary clearance subject to the stipulation with regard to the .. 4;.;..t
G action to be taken in connection with vario.us · environm~ntal aspects and
appropriate monitoring arrangements to ensure that the actions were tak~n in
a time bound manner. The Ministry of Water Resources recomm~ded that it
should be possible to give environmental clearance of the project and ensure
that the conditions are properly. met through a process of clear assignment
H of responsibility and frequent monitoring. The modus operandi for instituting
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 155
a monitoring system could be discussed at the meeting. A
On 26th November, 1986, a meeting took place which was attended,
inter a/ia, by the S.ecretary, Ministry of Water Resources, Secretary, Ministry
of Environment & Forests, Additional Secretary, Prime MiRister Secretariat
and representatives of the Governments of Madhya Pradesh and Gujarat
regarding the environmental aspects of the Narmada Sagar and Sardar Sarovar B
Project. The minutes of the meeting, inter alia, disclosed "it was decided that
the Government of Gujarat would identify lands for allocation to the project
affected persons of Madhya Pradesh within a specified period of time. The
meeting also envisaged the arrangement of a Monitoring and Enforcement
Authority to monitor the project and to ensure that the actions on the C
environmental aspects proceed according to the schedule and pari passu
with the rest of the project". This Authority was not to be mainly a advisory
one but was to be given executive powers of enforcement including the power
to order stoppage of construction activity in the event of its being of the
opinion that there was lack of progress in action on the environmental front.
D
On 19th December, 1986, the Secretary, Ministry of En_vironment and
Forests sent to the Secretary to the Prime Minister a combined note on the
environmental aspects of both the projects, namely, Narmada Sagar and Sardar
Sarovar Project. In this note, it was, inter a/ia, stated that there was absence
and inadequacy on some important environmental aspects even though the
Sardar Sarovar Project was in a fairly advance stage of preparedness. The E
note also recommended the establishment of the Narmada Management
Authority with adequate powers and teeth to ensure that the Environmental
Management Plan did not remain only on paper but was implemented; and
implemented pari passu with engineering and other works. In the end, in the
note, it was stated as follows: F
"If, despite the meagre availability of data and the state of readiness
on NSP, the Government should decide to go ahead with the project
it is submitted that it should do so only on the basis of providing a
Management Authority as outlined above with the hope that the
public opposition, not just by vested interests but by credible G
professional environmentalists, can be overcome. Effective
implementation of the engineering and environmental measurers
simultaneously would go a long way to prove ~hat even such a project
can be implemented by harmonising environmental conservation needs
with the development effort.
H
156 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A The choice is difficult but a choice has to be made."
Along with this note was the statement showing the cost and the benefits
of the Narmada Sagar and the Sardar Sarovar dam. The same reads as follows:
"COSTS NARMADASAGAR SARDAR SAROVAR
B
l. Dam construction Rs. 1400 crores Rs. 4240 crores
( 1981 price level ) (1982·price level)
2. Loss of forest Rs. 320 crores -r-
c 3. Environmental
loss of forests
cost of Rs. 30923 crores + - Rs. 8190 crores
~
4. Catchment area development Rs. 300 crores Not available
5. Command area development Rs. 243.7 crores Rs. 604.0 crores
D Rs. 300.0 crores
(conjunctive use)
6. Loss of Mineral Reserves
7. Diversion of 42 km Railway line
E 8. Population affected 129396 (1981 census)
86572 (Excluding
ropulation with land
submerged for short
period every year)
F 9. Land submerged 91348 ha 39134 ha
Benefits
10. Area irrigated 123000 ha 1792000 ha
Net culturable land 140960 ha 2120000 ha
G 11. Power Generations 223.5 MW(firm power) 300 MW
I 000 MV (Installed 1450 (Installed
capacity) 118.3 MW
in 2023 A.O."
After a series of meetings held between the Secretary to Prime Minister's
H office as well as the Ministry of Water Resources, a detailed note dated 15th
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 157
January, 1987 was prepared by Mrs. Otima Bordia, Additional Secretary to the A
Prime Minister. The notes opened by saying that Narmada Sagar and Sardar
Sarovar multipurpose projects have been pending approval of the Government
of India for a considerable amount of time. The States of Madhya Pradesh
and Gujarat have been particularly concerned and have been pressing for
their clearance. The main issues of environmental concern related to the
rehabilitation of the affected population, compensatory afforestation, treatment B
of the catchment area, command area developmerit, pertaining particularly to
drainage, water logging and salinity. The said note mentioned that the
Department of Environment and Forests had sent a note with the approval
of the Minister for Environment and Forests and had recommended conditional
approval to the Narmada Sagar and Sardar Sarovar Projects subject to three C
conditions:
(i) Review of design parameters to examine the feasibility of
modifying the height of the dam;
(ii) Preparation in due time, detailed and satisfactory plans for D
rehabilitation, catchment area treatment, compensatory
afforestation and command area development;
(iii) Setting up of Narmada Management Authority with adequate
powers and teeth to ensure that environmental management
plans are implemented pari passu with engineering and other
~~ E
It is further stated in the note that the Ministry of Water Resources and
the State Governments had no difficulty in accepting conditions (ii) and (iii).
With regard to review of design parameters and dam height, the Ministry of
Water Resources had examined the same after taking into consideration the F
comments of the Central Water Commission and concluded that the reduction
of the FRL of the Narmada Sagar project would not be worthwhile. The
Secretary to the Prime Minister had discussed the matter with the Secretary,
Ministry of Water Resources and Secretary, Ministry of Environment and
Forests and it was agreed that the recommendation of the Minister of
Environment and Forests of giving clearance on the condition that items (ii) G
and (iii) referred to hereinabove be accepted. The note also stated that in view
of the technical report, reduction in the dam height did not appear to be
feasible. This note of Mrs. Otima Bordia recommended that the Prime Minister's
approval was sought on giving conditional clearance. On this note, Mrs. Serla
Grewal, Secretary to the Prime Minister noted as follows:
H
158 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A "Proposal at para 17 may kindly be approved. This project has been
pending clearance for the last 7 years and both the C.Ms. of Gujarat
and Madhya Pradesh are keenly awaiting the clearance of the same.
The agency, which is proposed to be set up to monitor the
implementation of this project, will fully take care of the environmental
degradation about which P.M. was concerned. The Ministry of
B Environment and Forests have recommended clearance of this project
subject' to conditions which will take care of P.M's apprehensions. I
shall request Secretary, Water Res~urces, who will be Chairman of the
Monitoring Agency, to see that no violation of any sort takes place
and P.M's office will be kept informed of the progress of this project
c every quarter. The matter is urgent as last week C.M. Gujarat had
requested for green signal to be given to him before 20th January.
P.M. may kindly appr?ve."
The Prime Minister Shri Raj iv Gandhi, instead of giving the approval, made
D. the following note:
"Perhaps this is a good time to try for a River Valley Authority.
Discuss"
It appears that the Ministry of Environment and Forests gave its clearance
E to the setting up of Inter-Ministerial Committee and on 8th April, 1987,
following note was prepared and forwarded to the Prime Minister.
"This case has got unduly delayed. P.M. was anxious that speedy
action should be taken. As such, since the Ministry of Environment
have given its clearance subject to setting up of an Inter-Ministerial
Committee as indicated at 'A' above, we may give the necessary
F clearance. The three Chief Ministers may be requested to come bver
early next week to give their clearance in principle for the setting up
of a River Valley Authority so that simultaneous action can be initiated
for giving practical shape to this concept. The clearance of the project,
however, should b~ communicated within two weeks as I have been
G informed by Shri Shiv Shanker and Shri Bhajan Lal that interested
parties are likely to start an agitation and it is better if clearance is
communicated before mischief is done by the interested parties."
Along with another affidavit of Shri P.K Roy, Under Secretary, Prime
Minister's Office dated 2nd May, 2000, some correspondence exchanged
H between Legislature and the Prime Minister has also been placed on record
NARMADA BACHAO ANDOLAN v. U.O.I. [KIRPAL, J.] 159
relating to the granting of the environmental clearance by the Prime Minister. A
On 31st March, 1987, Shri Shanker Sing Vaghela, the then Member of
Parliament, Rajya Sabha had written a letter to the Prime Minister in which it
was, inter a/ia, stated that the foundation stone for the Narmada Project had
been laid 25 years ago by the late Pandit Jawahar Lal Nehru and that after
the Tribunal's Award, Mrs. Indira Gandhi had cleared the project in 1978, but B
still the environmental clearance had not so far been given. It was also stated
in his letter that the project was now being delayed on account of so-called
environmental problems. It was further stated in his letter that the Sardar
Sarovar Project, when completed, will solve more of the pressing problems of
environment than creating them. To this letter of Shri Vaghela, the Prime
Minister sent a reply dated 8th April, 1987 stating as follows: C
"I have seen your letter of 31st March regarding the Narmada Project:
All aspects have to be carefully considered before decisions are taken
on a project of this size. This is being done.
The environment and ecological factors cannot be dis-regarded.
We cannot also dismiss the needs of our tribal people. Safeguards are D
required to ensure that rehabilitation plans are effective.
All these aspects are being examined and a decision will be taken
soon."
On 30th April, 1987, a press note was released by the Government of India, E
in which it was stated that in a meeting presided over by the Prime Minister,
it was agreed by the Chief Ministers of Madhya Pradesh and Gujarat and
representatives of the Maharashtra Government that a high level River Valley
Authority would be set up for the control and development of the river basin.
This press note also stated that the Narmada Sagar and the Sardar Sarovar
Project on the river Narmada had been cleared. Soon, thereafter Shri Ahmad F
Patel, Member of Parliament from Gujarat wrote a letter dated 14th April, 1987
to Shri Rajiv Gandhi expressing his gratitude for according clearance to the
Narmada multi-purpose project. This letter was replied to on 22nd April, 1987
by Shri Rajiv Gandhi who thanked Shri Patel for writing his letter dated 14th
April, 1987 regarding the Narmada project. On 20th April, 1987, Shri Shanker G
Singh Vaghela wrote another letter to the Prime Minister. While thanking him
for clearing the project, it was stated that there was apprehension about the
environment and ecological factors and also about the needs of the tribal
people. The Prime Minister was requested "to clarify to the peopJe of Gujarat
whether or not these aspects have finally been cleared or not and all the
doubts on this front have been finally set at rest or not". On 4th May, 1987 H
160 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A the Prime Minister replied to this letter in which it was stated as follows:
"There should be no grounds for any misunderstanding in this regard.
The Narmada Project has been cleared while at the same time ensuring that
environmental safeguards will be enforced and effective measures taken for ·
the rehabilitation of the tribals. You could ask the Ministry of Water Resources
B or the State Government for details."
Lastly, we need make reference to a letter dated 10th June, 1987 written by
Smt. Chandraben Sureshbhai Shrimali, an M.L.A. of Gujarat and the reply of
the Prime Minister thereto. In the said letter dated 10th June, 1987, Smt.
Shrimali thanked the Prime Minister for clearing the Nannada project and it
C was stated that the dry land of Gujarat and Saurashfra would be fertilised
through Nannada Vojna. To this, reply dated 30th June, 1987 of the Prime
Minister was as follows:
Thank you for your letter of 10th June. The visit to Surendranagar
was useful and educative. We are all looking forward to the early
D implementation of the Sardar Sarovar project. The question of
environmental protection also needs serious attention. I wish you and
the people of Surendranagar a good monsoon.
From the documents and the letters referred to hereinabove, it is more
than evident that the Government of India was deeply concerned with the
E · environmental aspects of the Nannada Sagar and Sardar Sarovar Project.
Inasmuch as there was some difference of opinion between the Ministries of
Water Resources and Environment & Forests with regard to the grant of
environmental clearance, the matter was referred to the Prime Minister.
Thereafter, series of discussions took place in the Prime Minister's Secretariat
and the concern of the Prime Minister with regard to the environment and
F desire to safeguard the interest of the tribals resulted in some time being
taken. The Prime Minister gave environmental clearance on 13th April, I 987
and formal letter was iss1,1ed thereafter on 24th June, 1987.
It is not possible, in view of the aforesaid state of affairs, for this Court
G to accept the contention of the petitioner that the environmental clearance of
the project was given without application of mind. It is evident, and in fact
this was the grievance made by Shri Vaghela, that the environmental clearance
of the project was unduly delayed. The Government was aware of the fact that
number of studies and data <had to be collected relating to environment.
Keeping this in mind, a conscious decision was taken to grant environmental
H clearance and in order to ensure that environmental management plans are
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.) 161
implemented pari passu with engineering and other works, the Narmada A
Management Authority was directed to be constituted. This is also reflected
from the letter dated 24th June, t 987 of Shri Mudgal giving formal clearance
to the project:
Re: OTHER ISSUES RELATING TO ENVIRONMENT
B
Prior to the grant of the environmental clearance on 24th June, 1987,
sufficient studies were made with regard to different aspects of environment
on the basis of which conditional clearance was granted on 24th June, 1987,
one of the condition· of clearance being that the balance studies should be
completed within a stipulated time frame. According to the Government of
Gujarat, the conditions imposed in the environmental clearance granted on C
June 24, 1987 were:
(a) The NCA would ensure that the environmental safeguard
measures are planned and· implemented pari passu with the
progress of work on the project.
D
(b) The detailed survey/studies assur~d will be carried out as per
the schedule proposed and details made available to the
department for assessment.
(c) The catchment area treatment programme and rehabilitation plans
be so drawn so as to be completed ahead of reservoir filling.
E
(d) The department should be informed of progress on various
works periodically.
It was further submitted by the Government of Gujarat that none of
these conditions were linked to any concrete time frame.
(a) The first condition casts a responsibility on the NCA to ensure F
that the environmental aspects are always kept in view. The best
way to attain the first and the fourth condition - was to create
an environmental sub-group headed by the Secretary in the
Ministry of Environment and Forest. ·
(b) The second condition - the conducting of surveys by its very G
nature - could not be made time bound. Tile surveys related to
various activities to undo any damage or threat to the environment
not only by the execution of the project but in the long term.
Therefore, any delay in the conduct of surveys was not critical.
Besides, a perusal of the latest status report on environment H
162 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
A shows that a large number of surveys were carried out right from
1983 and also after 1987.
(c) The third condition has already stood fully complied with as
observed by Environment Sub-Group. _.
(d) The fourth condition again involved keeping the department
B informed.
It was submitted that the concept of "lapsing" is alien to such ,..;.
conditions. In other words, formal environmental and forest clearances granted
by the Ministry of Environment and Forests, Government of India are not
C lapsed and ar~ very much alive and subsisting.
With regard to the lapsing of the clearance granted in 1987, it was
contended by Mr. Harish Salve that a letter dated 25th May, 1992 was written
by the Secretary, Ministry of Environment and Forests, Government of India
to the Secretary, Ministry of Water Resources stating, inter a/ia, that the
D conditions of clearance of the project were not yet met and, therefore, a formal
request for extension of environmental clearance, as directed by Review
Committee of Narmada Control Authority, may be made and failing which, a
formal notification may be issued revoking the earlier clearance. It is, however,
an admitted position that no formal notification has ever been issued revoking
and/or cancelling the aforesaid two clearances at any point of time by the
E Ministry of Environment and Forests, Government of India. The Secretary,
Ministry of Environment and Forests has continued to hold and chair the
meetings of Environment Sub-Group, Narmada Control Authority closely
monitoring the execution of SSP for ensuring thaj, environmental safeguard
measures are implemented pari passu with the progress of work. On 11th
August, 1992, a letter was written by Narmada Control Authority to the
F Secretary, Ministry of Environment and Forests sending action plan and
status in respect of environmental safeguard measures taken and also stating
amongst other details, the following:
"A number of letters were exchanged between the MOWR and MOEF
and a great deal of discussion took place both in the Environment
G Sub-Group and NCA as to whether an application for extension of
time as above is at all necessary. After a detailed discussion in the
last NCA meeting on 25th July, 1992, it has been decided that NCA
should clearly indicate the additional time required for the completion
of the remaining studies like flora and fauna and some aspects of
H fisheries and a revised action plan based· thereon be also sent
\
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 163
expeditiously." A
xxxxx
xxxxx
"Keeping in view the fact and circumstances mentioned above, I
request you to kindly agree to the schedule of the studies and the B
follow up actions as presented here. A brief account of the action
plan together with bar charts are enclosed, presenting a pictorial
view."
On 15th December, 1992, a letter was written to the Secretary, Ministry
of Environment and Forests, more particularly stating as under, amongst other C
things:
"The Narmada Control Authority has already prepared an action plan
and status on the environmental measures of Sardar Sarovar Project
and submitted to the Ministry of Environment and Forests vide their
letter No. NCA/EM/683 dated 11.8.1992 for concurrence. As may be D
seen from their report on action, so far there is no safeguard measures.
During field season of every year this will be closely reviewed to
attain pari passu objectives so that the submergence during monsoon
is taken care of.
E
The above actions are scheduled to be completed by June, 1993. No
doubt, action in Maharashtra is lagging. The matter was taken up with
the Chief Secretary of Maharashtra. A copy of his reply dated 7.11.1992
is enclosed. You will observe that the reasons for the lag are largely
due to the un-cooperative and agitational approach adopted by some
people. F
Taking all these into account, you will appreciate that the action plans
are adequate."
The Minister for Water Resources, Government of India wrote a letter on 27th
January, 1993 to the Minister of St~te for Environment and Forests stating G
that there had been no violation of environmental safeguard measurers. On
7th July, 1993, the Secretary, Ministry of Water Resources, Government of
India wrote a letter to the Secretary, Ministry of Environment and Forests,
Government of India, more particularly stating as under:
"Progress of all the environmental works is summarised in the sheet H
164 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A enclosed herewith. I share your concern for initial delay in some of
the studies but now it seems that the work has started in full swing.
However, there is a need to keep a close watch and I am advising the
NCA for the same."
By letter dated 17th September, 1993, the Minister of State for Environment
B and Forests, Government.of India wrote to the Minister for Water Resources,
Government of India appreciating the efforts made by the concerned State
Governments in making the environmental plans. The exchange of the aforesaid
correspondence and the conduct of various meetings of the Environment
· Sub-group from time to time under the Chairmanship of the Secretary, Ministry
C of Environment and Forests, disspells the doubt of the environment clearance
having been lapsed. In· other words, there could not have been any question
of the environmental clearance granted to SSP being lapsed more particularly
when the Environment Sub-group had been consistently monitoring the
progress of various environmental works and had been observing in its
minutes of various meetings held from time to time, about its analysis of the
D works done by the respective States in the matter of the status of studies,
surveys and environmental action plans in relation with:
(i) phased catchment area treatment;
(ii) compensatory afforestation;
E (iii) command area development;
(iv) survey of flora, fauna etc.
(v) archeological and anthropological survey;
(vi) seismicity and rim stability of reservoir
(vii) health aspects and
F
(viii) fisheries development of SSP and NSP reservoirs.
Sh. Shanti Bhushan in the course of his submissions referred to the
report of the Morse Committee in support of his contentions that the project
was flawed in more ways than one.
G The Morse Committee was constituted, as already noted, by the World
Bank. Its recommendations were forwarded to the World Bank. Apart from the
Criticism of this report from other quarters, the World Bank itself, did not
accept this report as is evident from its press release dated 22nd June, t 9n
where it was, inter a/ia, stated as follows:
H "The Morse Commission provided a draft of its report to the Bank for
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 165
management' comments several weeks prior to the final release of the A
document. About two weeks before this release, the commission
provided a draft of its findings and recommendations. The final version
of the report is the sole responsibility of its authors; the report was
not cleared by the World Bank.
On resettlement and rehabilitation (R&R), ~ank management agrees B
with the description of the R&R situation in each of the three states
and with the report's conclusions about the sh~rtcomings in the
preparation and appraisal of the project's R&R aspects. We also agree
that work should have been done earlier on the issue of people
affected by the canal in Gujarat. However, we do not share the view C
that resettlement would be virtually impossible even if Maharashtra
and Madhya Pradesh adopted the liberal resettlement package provided
for displaced people by the State of Gujarat. Given the experience so
far, and the fact that most of the impact of submergence on people
will not occur until 1997, there is still time to develop meaningful R&R
packages and programs in consultation with the affected peopl~s. D
Efforts are being intensified to achieve this.
On envi.ronment, bank management agrees with the independent review
on the need for a more effective central management in the Narmada
Basin on environment impact studies and mitigation programms.
Management also agrees on the need to accelerate work on estuary E
studies and health matters in Gujarat. However, management does not
share the review's conclusions about the environmental severity of
the study delays. Command area issues are being addressed, including
issues of water logging and salinity. On water availability (hydrology),
Bank Management disagrees with the finding that there is insufficient F
impoundment of water upstream of the Sardar Sarovar Dam site to
make the irrigation system work as designed."
The Government of India yide its letter dated 7th August, 1992 from the
Secretary, Ministry of Environment and Forests did not accept the report and
commented adversely on it G
In view of the above, we do not propose, while considering the
petitioners' contentions, to place any reliance on the report of Morse Committee.
It was submitted on behalf of the petitioners that the command area
development was an important aspect as the benefits of the project depended H
166 SUPREME COURT REPORTS (2000) SUPP. 4 S.C.R.
A on this and if proper studies and plans were not done and not implemented,
the very areas that were supposed to benefit will end up being rendered unfit
for cultivation and the water logging and salinisation could refer vast areas
of the command unproductive. It was also submitted that still there was no
integrated command area environmental impact assessment. After referring to
B the status reports and studies regarding the command area development, it
was submitted that there was need for some independent agency to examine
the various stYdies, action plans and the experience and to see whether there
was ground to believe that the proposed measures will work or not. It was
contended that master plan for drainage and command area development was
still not in place and even the full studies had not been done.
c
While refuting the aforesaid contentions it was argued on behalf of
learned counsel for the respondents that the SSP will provide irrigation water
for a cultivable command area of 1.9 million hectares in Gujarat and 75,000
hectares in Rajasthan. The introduction of fresh water to the drought-prone
areas of Gujarat will create obvious benefits for the farming communities. In
D order to safeguard these benefits, control and monitoring was suggested by
the Secretary, Ministry of Environment and Forests and Chairman of the
Environment Sub-group in the following areas from time to time:
- drainage, water logging and soil salinity;
E - water quality;
- forest loss;
- potential impact on flora and fauna;
- effects on public health;
F - socio-economic impacts.
Pursuant thereto fifty in-depth studies had been carried out by the State
Governments of Gujarat and Rajasthan and some of the studies were still in
progress. One of the ma:in objectives of carrying out these studies was to
prevent excessive use of ground wa!er and water-logging.
G
There is no reason whatsoever as to why independent experts should
be required to examine tl)e quality, accuracy, recommendations and
implementation of the studies carried out. The Narmada Control Authority
and the Environmental Sub-group in particular have the advantage of having
with them the studies which had been carried out and there is no reason to
H believe that they wou,ld not be able to handle any problem, if and when, it
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 167
arises or to doubt the correctness of the studies made. A
It was submitted by Sh. Shanti Bhushan that the catchment area treatmem
programme was not to be done pari passu but was required to be completed
before the impoundment. This contention was based on the terms of the letter
dated 24th June, I 987 wherein conditional environmental clearance was granted,
inter alia, on the condition that "the catchment area treatment programme B
and rehabilitation plans be drawn so as to be completed ahead of reservoir
filling". Admittedly, the impounding began in 1994 and the submission of Sh.
Shanti Bhushan was that catchment area treatment programme had not been
completed by them and, therefore, this very important condition had been
grossly violated. Reference was also made to the Minutes of the Environmental C
· Sub-group meetings to show that there had been slippage in catchment area
treatment work.
The clearance of June, 1987 required the work to be done pari passu
with the construction of the dams and the filling of the reservoir. The area
wherein the rainfall water is collected and drained into the river or reservoir D
is called catchment area and the catchment area treatment was essentially
aimed at checking of soil erosion and minimising the silting in the reservoir
within the immediate vicinity of the reservoir in the catchment area. The
respondents had proceeded on the basis that the requirement in the letter of
June, 1987 that catchment area treatment programme and rehabilitation plans
be drawn up and completed ahead of reservoir filling would imply that the E
work was to be done pari passu, as far as catchment area treatment programme
is concerned, with the filling of reservoir. Even though the filling of the
reservoir started in 1994, the impoundment Award was much less than the
catchment area treatment which had been affected. The status of compliance
with respect to pari passu conditions indicated that in the year 1999, the F
reservoir level was 88.0 meter, the impoundment area was 6881 hectares (19%)
and the area where catchment treatment had been carried out was 128230
hectares being 71.56% of the total work required to be done. The Minutes of
the Environmental Sub-group as on 28th September, 1999 stated that catchment
area treatment works were nearing completion in the states of Gujarat and
Maharashtra. Though, there was some slippage in Madhya Pradesh, however, G
overall works by and large were on schedule. This clearly showed that the
'monitoring of the catchment treatment plan was being done by the
Environmental Sub-group quite effectively.
With regard to compensatory afforestation it was contended by Sh.
Shanti Bhushan that it was being carried out outside the project impact area. H
168 SUPREME COURT REPORTS (2000) SUPP. 4 S.C.R.
A Further, it was submitted that the practice of using waste land or lesser quality
land for compensatory afforestation means that the forest will be of lesser
quality. Both of these together defeated the spirit of the compensatory
afforestation. It was contended that the whole compensatory afforestation
programme was needed to be looked at by independent experts.
B While granting approval in 1987 to the submergence of forest land and/
or diversion thereof for the SSP, the Ministry of Environment and Forests had
laid down a condition that for every hectare of forest land submerged or
diverted for construction of the project, there should be compensatory
afforestation on one hectare of non-forest land plus reforestation on two
C hectare of degraded forest. According to the State of Gujarat, it had fully
complied with the condition by raising afforestation in 4650 hectares of non-
forest areas and 9300 hectares in degraded forest areas before 1995-96 against
the impoundment area of 19%. The pari passu achievement of afforestation
in Gujarat was stated to be 99.62%.
D If afforestation was taking place on waste land or lesser quality land,
it did not necessarily follow, as was contended by the petitioners, that the
forests would be of lesser quality or quantity.
It was also contended on behalf of the petitioners that downstream
impacts of the project would include not only destruction· of downstream
E fisheries, one of the most important ones in Gujarat on which thousands of
people are dependent but will also result in salt water ingress. The project,
it was contended, will have grave impacts on the Narmada Estuary and unless
the possible impacts were properly studied and made public and mitigation
plans demonstrated with the requisite budget, one could not accept the claim
F that these matters were being looked into. The need to assess the problem
was stated to be urgent as according to the petitioners rich fisheries
downstream of the dam, including the famed Hilsa would be almost completely
destroyed. The salinity ingress threatened the water suppl!' and irrigation use
of over 210 villages and towns and Bharuch city. All these would not only
have serious economic and other impacts but would also directly destroy the
G livelihoods of at least I 0000 fisher families.
Again all these contentions were based on the Morse Committee Report
which the World Bank and the Union of India had already rejected. That apart,·
according to the respondents, in 1992 Sardar SarovarNarmada Nigam Limited
issued an approach paper on environmental impact assessment for the river
H reach downstream. This provided technical understanding of the likely
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 169
hydrological changes and possible impact in relation thereto. It was further A
submitted by learned counsel for the respondents that the potential for
environmental changes in the lower river and estuary had to be seen in the
context of the long term development of the basin. The current stage was
clearly beneficial. The three stages could be identified as follows:
Stage I covers the period roughly from the completion of Sardar Sarovar Dam B
to the year 2015. Events occurring during this stage include (a) SSP Canal
Command will have reached full development and requires diversion of some
water, (b) the upstream demand will reach about 8 MAF and (c) the Narmada
Sagar Dam will have been built and placed in operation.
Stage 2 covers the period from 2015 and 2030 during which the demands C
upstream of SSP continue to grow and will reach about 12 MAF still below
·the volume of 18 MAF that Madhya Pradesh can take in a 75% year.
Stage 3 covers the period upto and beyond full basin development.
The report given by Mis. H.R. Wallingford in March, 1993 in respect of the D
down stream impacts of Sardar Sarovar Dam observes, inter a/ia, as under:
"The overall conclusion of the team undertaking the assessment
described in this report is that there are no down stream impacts
whose magnitude and effect are such as to cause doubts to be cast
over the wisdom of proceeding with the Sardar Sarovar Projects E
provided that appropriate monitoring and mitigation measurers are
applied. Much of this work is already in progress under the auspices
of the NPG, SSNNL and NCA. The recommendations in this report are
intended to provide a synthesis of their work and suggestions as to
whether it might be modified to enhance its usefulness."
F
The said Mis. H.R. Wallingford in the findings of 1995 stated as
under:
"It is thought unlikely that any significant negative environmental
impacts will occur over the next 30 years as a result of the project.
Some possible adverse effects have been identified the main one G
being the effect of flood attenuation on Hi Isa migration. These needs
to be monitored and more studies undertaken to better understand the
conditions which trigger spawning. Beneficial impacts in this period
include reduced flooding and more reliable dry season flows as well
as an overall improvement of the health and well being of the people
to the reliable domestic water supply, improved nutrition and enhanced H
170 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A economic activity."
The above report clearly demonstrates that the construction of dam would
result into more regulated and perennial flow into the river with an overall
beneficial impact. It is also evident that until all the dams are constructed
upstream and the entire flow of river is harnessed, which is not likely in the
B foreseeable future, there is no question of adverse impact including the
fishing activity and the petitioner's assertions in this regard are ill-conceived.
The area of submergence was stated to be rich in archaeological remains
but it still remained to be studied. It was contended that there was danger
ofrich historical legacy being lost and even a small increase in the dam height
C would threaten to submerge many of the sites listed in the report of the
Archaeological Survey of India. There were stated to be five monuments
which would be affected at the dam height of 90 meter or above and no work
was stated to have commenced to protect any of the five monuments.
According to the State of Gujarat; the Ancient Monuments and
D Archaeological Sites and Remains Act, 1958 charged the Central and/or State
Department of Archaeology with responsibility for the protection of important
cultural sites. Under the Act, sites were classified into three categories as
follows:
E Type I: Monuments of national importance which are protected by the Central
Government;
Type 2 : monuments of religious or cultural importance which are protected
by the State Government; and
F Type 3 : monuments which are neither Centrally nor State protected, but
which are considered to be an important part of cultural heritage.
Under the same law, authorities charged with the protection of the monuments
are permitted to take suitable measures to ensure the preservation of any
protected site under threat from decay, misuse or economic activity.
G
In the case of Sardar Sarovar, where several sites may be submerged, the
NOWT award stipulated that the entire cost of relocation and protection
should be chargeable to Gujarat. Relocation work was to be supervised by
the Depart~ent of Archaeology under the provisions of the Ancient
H Monuments and Archaeological Sites and Remains Act, 1958.
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 171
The three State Governments carried out a complete survey of cultural A
and religious sites within the submergence zone. The principle of these
surveys was to list all Archaeological sites, identify and name any site under
State protection and further identify sites of religious or cultijral significance
which, although not protected under national law, were of sufficient value to
merit relocation. So far as the State of Gujarat is concerned the Department B
of Archaeology surveyed archeological sites in nineteen villages of
submergence zone in Gujarat under the title of "Archaeological Survey of
Nineteen Villages in Gujarat submerged by Sardar Sarovar Reservoir, 1989."
In addition to baseline studies on archaeological aspects, work had
been carried out on the anthropological heritage of Narmada Basin, including C
examination of evidence of ancient dwellings and cultural artifacts. The principal
studies in this behalf are described below:
Anthropological Survey oflndia: Narmada Salvage Plan: The Narmada
... Salvage ·Plan contains detailed background data on
palaeoanthropological, human ecological and other aspects of the D
Narmada Valley. By May, 1992, surface scanning of 17 sample villages
coming under the submergence had been carried out and 424 specimens
including ancient tools etc. had been collected.
Anthropological Survey of India. Peoples of India: This project
entailed a complete survey of 33 tribes of India including those of E
Narmada Basin. The study covered all aspects of tribal culture in India
and was published in 61 volumes in 1992.
Summary of current situation and progress, Government of Gujarat
Survey of villages in Complete for all items in the State
F
submergence zone
Identification of cultural sites Complete for all items in the State
Collection of data and Complete
documentation of sites
G
Selection of appropriate sites Complete
Action Plan Complete
It was further submitted on behalf of respondents that no centrally or State
protected cultural sites were located in the submergen~e area of the project. H
172 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A In Gujarat, the Department of Archaeology concluded that the temples of
Shoolpaneshwar and Hampheshwar were important monuments and should
be moved to a higher level. Sites were selected for constructing new
Shoolpaneshwar and Hampheshwar temples in consultation with temple
trustees. Shoolpaneshwar had been relocated and reconstructured near Gora,
about 15 Km downstream from the present location. Hampheshwar was also
B constructed at higher ground in consultation with the temple trustees and
pranpratistha was also planned on 22nd to 24th April, 2000 i.e. before the
temple was submerged.
In relation to flora and fauna studies, it was contended by the petitioners
C that the studies had finished only recently and the action plans were awaited
in many cases. In the meanwhile, extensive deforestation of the submergence
zone had taken place, as also part of the area had been submerged, even as
the studies have been on. It was also contended that the impact on some of
these Wild Ass Sanctuary in Kutch would be very severe.
D The guidelines of the Ministry of Environment and Forests required
that while seeking environmental clearance for the hydropower projects, surveys
should. be conducted so that the status of the flora and fauna present could
be assessed. A condition of environmental clearance of 1987 as far as it
related to flora and fauna was that the Narmada Control Authority would
ensure in-depth studies on flora and fauna needed for implementation of
E environmental safeguard measurers. It is the case of the respondents that
number of studies were carried out and reports submitted. It was observed
that the submergence area and catchment area on the right bank of the
proposed reservoir exhibited a highly degraded ecosystem which was in
contract to the left bank area where there was fairly go.od forest cover which
F formed part of Shoolpaneshwar Wildlife Sanctuary. With regard to the study
of fauna, the said report indicated that a well-balanced and viable eco-system
existed in the Shoolpaneshwar Sanctuary. Moreover, with the construction of
dam, water availability and soil moisture will increase and support varieties
of plants and a~imals.
G It was also contended on behalf of petitioners that the whole project
will have sedous impacts on health, both around the submergence area and
.in the command. The preventive aspects had not been given attention. There
was no linkage between the studies and work.
On behalf of State of Gujarat, it was contended that large number of
H studies had been carried out on the health profile of villagers including
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 173
studies on water related diseases in SSP command area including the area A
downstream of the dam. The study of M.S. University in 1983 and other
studies concluded that the most common diseases in the basin were Malaria,
- Scabies, Dysentery and Diarrhoea. Of these only a threat to Malaria needed
to be of concern. The study concluded that the incidence of hygiene related
diseases other than Malaria could be reduced by better water availability. The
Gujarat Work Plan covered villages within IO KMs radius of the reservoir
B
including re-settled population and made provision for the monitoring,
surveillance and control of Malaria. The principal features of the Gujarat Work
Plan included establishment of a hospital at Kevadia near the dam site,
strengthening of laboratory facility including establishment of mobile unit
residual insecticidal spraying operations etc. This showed that the area of C
public health was in no way being neglected.
The petitioner was also critical of the functioning of the Environmental
Sub-group as it was contended that the claims of the studies and progress
report were accepted at the face value and without verification. It was also
contended that the Ministry of Environment and Forests had grossly abdicated D
its responsibility. This submission was based on the premise that clearance,
which had been granted, had lapsed and the Ministry of Environment and
Forests did not insist on the Ministry of Water Resources for its renewal and
further more the Ministry of Environment and Forests had not taken any
cognizance of the criticism about environmental aspects contained in the E
Morse Committee Report. Lastly the Five Member Group in its first report was
critical in many respects and pointed out studies which had remained
incomplete but no cognizance was taken by the Ministry of Environment and
Forests. The repeated abdication, it was submitted, of the responsibility by
the Ministry of Environment and Forests indicated that it was not taking the
whole issue with the seriousness it deserved. F
On behalf of the State of Gujarat, it was contended that various alleged .
dangers relating to environment as shown by the petitioners were mostly
based on the recommendations of the Morse Committee Report and Five
Member Group. While the report of Morse Committee does not require our
attention, the same not having been accepted either by the World Bank or G
the Government of India. Para 4.5.2 of the report ofFive Member Group which
relates to creation of the Environment Sub-group commends it's establishment,
it's observation about its powers is as follows:
"4.5.2. It must be noted that the Environmental Sub-group is not a
body which merely observes and reports, but watchdog body which H
174 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
A can recommend even the stoppage of work if it feels dissatisfied with
the progress on the environment front. The recommendations of the
Environmental Sub-Group will have to be considered by the NCA, and
if there is any difference of opinion at that level, it will have to be
referred to. the Review Committee, which has the Minister of Water
and Environment and Forests as a member. It seems doubtful whether
B any more effective mechanism could have been devised or made to
work within the framework of our existing political and administrative
structures, particularly in the context of a federal system. Secretary
(Environment & Forests) has, in fact, been given a special position in
the NCA inasmuch as he can insist on matters being referred to the
c Review Committee and at the Review Committee the Minister of
Environment and Forests forcefully plead the environmental cause; he
can also make the environmental point of view heard at the highest
level. If in spite of all these arrangements, the environmental point of
view fails to be heard adequately, and if project construction tends to
take an over-riding precedence, that is a reflection of the relative
D political importance of these two points of view in our system. This
can be remedied only in the long term through persuation and
education, and not immediately through. institutional arrangements
which run counter to the system." (Emphasis added)
E Apart from the fact that we are not convinced that construction of the
dam will result in there being an adverse ecological impact there is no reason
to conclude that the Environmental Sub-group is not functioning effectively.
The group which is headed by the Secretary, Ministry of Environment and
Forests is a high powered body whose work cannot be belittled merely on
the basis of conjectures or surmises.
F
Sh. Shanti Bhushan, learned Senior Counsel while relying upon A.P.
Pollution Control Board v. Professor M V. Mayadu, [1999] 2 SCC 718
submitted that in cases pertaining to environment, the onus of proof is on
the person who wants to change the status quo and, therefore, it is for the
respondents to satisfy. the Court that there will be no environmental
G degradation.
In A.P. Pollution Control Board's case this Court was dealing with the
case where an application was submitted by a company to the Pollution
Control Board for permission to set up an industry for production of "BSS
Castor Oil Derivatives". Though later on a letter of intent had been received
H by the said company, the Pollution Control Board did not give its no-objection
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 175
certificate to the location of the industry at the site proposed by it. The A
Pollution Control Board, while rejecting the application for consent, inter alia,
stated that the unit was a polluting industry which fell under the red category
of polluting industry and it would not be desirable to locate such an industry
in the catchment area of Himayat Sagar, a lake in Andhra Pradesh. The appeal
filed by the company against the decision of the Pollution Board was accepted B
by the appellate authority. A writ petition was filed in the nature of public
interest litigation and also by the Gram Pancliayat challenging the order of
the appellate authority but the same was dismissed by the High Court. On
the other hand, the writ petition filed by the company was allowed and the
High Court directed the Pollution Board to grant consent subject to such
conditions as may be imposed by it. C
It is this decision which was the subject-matter of challenge in this
Court. After referring to the different concepts in relation to environmental
cases like the 'precautionary principle' and the 'polluter-pays principle', this
Court relied upon the earlier decision of this Court in Ve/lore Citizens~
Welfare Forum v. Union of India, [1996) 5 SCC 647 and observed that there D
was a new concept which places the burden of proof on the developer or
industrialist who is proposing to alter the status quo and has become part
of our environmental law. It was noticed that inadequacies of science had led
to the precautionary principle and the said 'precautionary principle' in its tum
had led to the special principle of burden of proof in environmental cases E
I where burden as to the ab~ence of injurious effect of the actions proposed
is placed on those who want to change the status quo. At page 735, this
Court, while relying upon a report of the International Law Commission,
observed as follows:
The precautionary principle suggests that where there is an p
identifiable risk of serious or irreversible harm, including, for example,
extinction of species, widespread toxic pollution is major threats to
essential ecological processes, it may be appropriate to place the
burden of proof on the person or entity proposing the activity that
is potentially harmful to the environment.
G
It appears to us that the 'precautionary principle' and the corresponding
burden of proof on the person who wants to change the status quo will
ordinarily apply in a case of polluting or other project or industry where the
extent of damage likely to be inflicted is not known. When there is a state
of uncertainty due to lack of data or material about the extent of damage or
pollution likely to be caused then, in order to maintain the ecology balance, H
176 SUPREME COURT REPORTS [ 1998] I S.C.R.
A the burden of proof that the said balance will be maintained must necessarily
be on the industry or the unit which is likely to cause pollution. On the other
hand where the effect on ecology or _environment of setting up of an industry
is known, what has to be seen is that if the environment is likely to suffer,
then what mitigative steps can be taken to off set the same. Merely because
there will be a change is no reason to presume that there will be ecological
B disaster. It is when the effect of the project is known then the principle of
sustainable development would come into play which will ensure that mitigative
steps are and can be taken to preserve the ecological balance. Sustainable
development means what type or extent of development can take place which
can be sustained by nature/ecology with or without mitigation.
c In the present case we are not concerned with the polluting industry
which is being established. What is being constructed is a large dam. The
dam is neither a nuclear establishment nor a polluting industry. The construction
of a dam undoubtedly would result in the change of environment but it will
not be correct to presume that the construction of a large dam like the Sardar
D Sarovar will result in ecological disaster. India has an experience of over 40
years in the construction of dams. The experience does not show that
construction of a large dam is not cost effective or leads to ecological or
environmental degradation. On the contrary there has been ecological
upgradation with the construction of large dams. What is the impact on
E environment with the construction of a dam is well-known in India and,
therefore, the decision in A.P. Pollution Control Board's case (supra) will
have no application in the present case.
Reference was made by Sh. Shanti Bhushan to the decision of the
United States District Court in the case of Sierra Club et. v. Robert F.
F Froehlke, 350bF. Supp.1280 (1973). In that case work had begun on Wall\sville
Project which, inter a/ia, consisted of a construction of a low dam. It was the
case of the plaintiff that the construction of the project would destroy hundreds
of thousands of trees and enormous grain, fish and other wild life will lose
their habitat and perish. It was contended that the defendants were proceeding
in violation of law by not complying with the requirements of National
G Environmental Policy Act, 1969, [NEPA]. Plaintiff, inter a/ia, sought an
injunction for restraining the undertaking of the project in violation of the said
Act. The District Court held that notwithstanding the substantial amount of
work had already been done in connection with the project but the failure to
satisfy full disclosure requirement of NEPA injunction would be issued to halt
H any further construction until requirements of NEPA had been complied with,
NARMADA BACHAO ANDOLAN v. U.O.l. [KIRPAL, J.] 177
that even though there was no Act like NEPA in India at the time when A
environmental clearance was granted in 1987, nevertheless by virtue of
Stockholm Convention and Article 21 of the Constitution the principles of
Sierra Club decision should be applied.
In India notification had been issued under Section 3 of the
Environmental Act regarding prior environmental clearance in the case of
B
undertaking of projects and setting up of industries including Inter-State
River Project. This notification has been made effective from 1994. There was,
at the time when the environmental clearance was granted in 1987, no obligation
to obtain any statutory clearance. The environmental clearance which was
granted in 1987 was essentially administrative in nature, having regard and C
concern of the environment in the region. Change in environment does not
per se violate any right under Article 21 of the Constitution of India especially
when ameliorative steps are taken not only to preserve but to improve ecology
and environment and in case of displacement, prior relief and rehabilitation
measures take place pari passu with the construction of the dam.
D
At the time when the environmental clearance was granted by the Prime
Minister whatever studies were available were taken into consideration. It was
known that the construction of the dam would result in submergence and the
consequent effect which the reservoir will have on the ecology of the
surrounding areas was also known. Various studies relating to environmental E
impact, some of which have been referred to earlier in this judgment, had been
carried out. There are different facets of environment and if in respect of a
few of them adequate data was not available it does not mean that the
decision taken to grant environmental clearance was in any way vitiated. The
clearance required further studies to be undertaken and we are satisfied that
this has been and is being done. Care for environment is an on going process F
and the system in place would ensure that ameliorative steps are taken to
counter the adverse effect, if any, on the environment with the construction
of the dam.
Our attention was also drawn to the case of Tennessee Valley Authority G
v. Hiram G. Hill, 437 US 153, 57 L Ed 2d 117, 98 S Ct (2279) where the
Tennessee Valley Authority had begun construction of the Tellico Dam and
reservoir project on a stretch of Little Tennessee River. While major portion
of the dam had been constructed the Endangered Species Act 1973 was
enacted wherein a small fish popularly known as the "Snail darter" was
declared an endangered species. Environmental groups brought an action in H
178 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A the United States District Court for restraining impounding of the reservoir
on the ground that such an action would violate the Endangered Species Act
by causing the snail darter extinction. The District Court refused injunction
but the same was granted by the United States Court of Appeal. On further
appeal the US Supreme Court held that the Endangered Species Act prohibited
the authority for further impounding the river. The said decision has no
B application in the present case because there is no such act like the Endangered
Species Act in India or a declaration similar to the one which was issued by
the Secretary of the Interior under that Act. What is, however, more important
is that it has not been shown that any endangered species «existS\in the area
of impoundment In Tennessee Valley Authority case it was an accepted
C position that the continu.ed existence of snail darter which was an endangered
species would be comJ)1~~_ely jeopardised.
Two other decisions were referred to by Sh. Shanti Bhushan - Arlington
Coalition on Transportation v. John A. Volpe, [458 F.2d 1323 (1972)] and
Environmental Defense Fund, Inc. v. Corps of Engineers of United States
D Army, [325 F.Supp. 749 ( 1971 )]. In both these decisions it was decided that the
NEPA would be applicable even in case of a_ project which had commenced
prior to the coming into force of the said Act but which had not been
completed. In such cases there was a requirement to comply with the provisions
of NEPA as already noticed earlier. The notification under Section 3 of the
.E Environment Protection Act cannot be regarded as having any retrospective
effect. The said not_ifi.cation _dated 27th January 1994, inter alia, provides as
follows:
"Now, therefore, in exercise of the powers conferred by sub-section
(l) and clause (v) of sub-section (2) of Section 3 of the Environment
(Protection) Act, 1986 (29of1986) read with clause (d) of sub-rule (3)
F of rule 5 of the Environment (Protection) Rules, 1986, the Central.
Government hereby directs that on and from the date of publication
of this notification in the Official Gazette expansion or modernization
of any activity (if pollution load is to exceed the existing one) or a new
project listed in Schedule I to this notification, shall not be undertaken
G in any part of India unless it has been accorded environmental clearance
by the Central Government in accordance with the procedure hereinafter
specified in this notification."
This notification is clearly prospective and inter alia prohibits the undertaking
of a new· project listed in Schedule I without prior environmental clearance of
H the Central Government in accordance with the procedure now specified. In
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 179
the present case clearance was given by the Central Government in 19~7 and A
at. that time no procedure was prescribed by any statute, rule or regulation.
· The procedure now provided in 1994 for getting prior clearance cannot apply
retrospectively to the project whose construction commenced nearly eight
years prior thereto.
RELIEF AND REHABILITATION B
It is contended by the petitioner that as a result of construction of dam
over 41,000 families will be affected in three States spread over 245 villages.
The number of families have increased from 7000 families assessed by the
Tribunal. It was further contended that the submergence area can be broadly
divided into two areas, fully tribal area which covers the initial reach of about C
100 or so villages which are almost I 00 % tribal and hilly. These include all
the 33 villages of Maharashtra, all 19 of Gujarat and many of the Madhya
Pradesh. The second part of the submergence area is the mixed population
area on the Nimad plains with a very well developed economy that is well
connected to the mainstream. While the tribal areas are stated to be having
a rich and diverse resource base and the self sufficient economy, the lack of D
so-called modem amenities like roads, hospitals and schools are far more a
reflection of the neglect and disregard by the Government over tht'. last fifty
years than on anything else. Of the 193 villages stated to be affected by
Sardar Sarover submergence 140 lie in the Nimad plains. The population of
these villages are a mixture of caste and tribal and these villages have all the E
facilities like schools, post offices, bus service etc.
It was contended that whereas the project authorities talk only about
the families affected by submergence, none .of the other families affected by
the project are considered as PAFs nor has any rehabilitation package been
designed for them. These non-recognised categories for whom no rehabilitation F
package is given are stated to be those persons living in submergence area
who are not farmers but are engaged in other occupation like petty traders,
village shop-keepers who are to be affected by submergence; colony affected
- people whose lands were taken in 1960 to build the project colony, warehouses
etc.; canal affected people who would be losing 25 per cent of their holdings
because of the construction of the canals; drainage affected people whose
G
lands will be acquired for drainage; I 0,000 fishing families living downstream
whose livelihood will be affected; lands of the tribals whose catchment
treatment area has been carried out; persons who are going to be affected by
the expansion Shoolopaneshwar Sanctuary; persons going to be affected by
Narmada Sagar Project and Garudeshwar Weir. It was contended that there H
180 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A was an urgent need to assess comprehensively ,the totality of the impact and
prepare category specific rehabilitation policies for all of them.
It was also submitted that the total number of affected families in all the
three States as per the Master Plan prepared by the Narmada Control Authority •
is 40727. According to the petitioner, however, this figure is an under-estimate
B and the estimate of the land required for these PAFs is also on a much lower
side. The basis for making this submission is:
(l) In each village there are many persons left out of the Government
list of declared PAFs. These are joint holders [non recognised as landed
oustees or PAFs] and the adult sons.
c
(2) Incorrect surveys have been conducted and the affected persons
have serious apprehensiorts about the validity of the surveys since at many
places the level markings are suspect, in many cases the people '1affected at
higher levels have been given notices for lower levels, many others at the
same levels have been left out and so on. It is also alleged that there have
D been short-comings in the policies and if they are corrected many more
oustees will be entitled to PAFs status. Further more the cut off date for PAFs
in Madhya Pradesh including adult soh is linked to the· date of issuance of
notification. Since land acquisition process is still incomplete the number of
adult sons entitled to land would increase with the issuance of fresh Section
E 4 Notification.
From the aforesaid it was contended that the total impact in terms of
number of oustees as well as land entitlement will be muc~ larger than what
is considered in the Master Plan.
F It is also submitted that there was major lacunae in the said policy like
the three States having dissimilar policy for R&R. This difference in
rehabilitation packages of different States, with the package of Gujarat bein£
more favourable, is leading to a situation where the oustees are forced to shift
to Gujarat. The other lacunae which are stated to have mafly serious prob.terns
..... _
G are alleged to be non provision for fuelwood and grazing land with fodder.
No provision for rehabilitation of people involved in non-agricultural
occupation. According to the petitioner the number of affected people even
by submergence have been underestimated. The policy regime governing
them has many serious lacunae. The increase in the numbers is due to lack
of proper surveys and planning and the provision of just and due entitlements
H to the PAFs. Since this process of providing just entitlements is still incomplete,
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 181
and the policies need a thorough review, the numbers and entitlements are A
likely to go up further. Even the magnitude of the task of R&R cannot be
assessed properly till the above are considered and proper policies introduced.
It is also contended that before embarking on the Sardar Sarovar Project
it was necessary that the Master Plan for rehabilitation of the families to be B
affected is completed. According to the petitioner the Master Plan which was
submitted in the Court cannot be regarded as an acceptable Master Plan
inasmuch as it has no mention of people affected by Sardar Sarovar project
other than those affected by submergence and it has no estimate of resource
base of the oustees in their original village. Further the plan makes no
estimation of the forest land, grazing land and resources being used by the C
oustees. The Master Plan persists with the discriminatory and differential
policies which are less than just to the oustees. There is also no planning for
community resettlement even though the Award of the llJarmada Tribunal
made detailed provision regarding rehabilitation of the oustees which required
that there should be village wise community rehabilitation. D
In support of this contention reliance is placed on the following
stipulation for rehabilitation contained in the Award of the Narmada Tribunal
"That Gujarat shall establish rehabilitation villages in Gujarat in the
irrigation command of the SSP on the norms hereafter mentioned for
rehabilitation of the families who are willing to migrate to Gujarat." The E
submission is that no specific rehabilitation village, as envisaged by the
Tribunal's Award, has been established in Gujarat. The issue of community
re-settlement is stated to be not merely an issue of community facility but is
a more fundamental issue. The issue is really one of preserving social fabric
and community relation of the oustees which, ;tis alleged, is being destroyed
due to dispersal of the community who are being resettled at different sites. F
Dealing with the situation of those oustees who have been resettled in
Gujarat it is submitted by the petitioner that there are large number of
grievances of the said outstees in 35 re-settlement sites. With the passage of
time the number of problems overall would become much more, is the G
contention. The petitioner finds fault with the quality of land which has been
given in Gujarat to the oustees contending that large number of oustees have
been given land outside the command area of irrigation and in some re-
settlement sites there is a serious water-logging problem. It also contends that
though some amenities have been provided but they are not adequate. It is
also the case of the petitioner that sufficient land for re-settlement of the H
182 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A oustees from Madhya Pradesh is' not available in Gujarat despite the claim of
the State of Gujarat to the contrary.
With regard to Maharashtra it is contended by the petitioner that the
·official figure of the total number of PAFs affected in Maharashtra is not
correct and the number is likely to be more than 3113 PAFs estimated by the
-
B State of Maharashtra. Further-more adequate land of desired quality has not
been made available for resettlement till 90 mtr. and even thereafter. Reference
·is made to the affidavit of the State of Maharashtra in which it is stated that
it proposes to ask for the release of 1500 hecta~es of forest land for re-
settlement and the submission on behalf of the petitioner is that release of
C such land shall be in violation of Forest Conservation Act, 1980 and is not
in public interest for forest cover will be further .depleted.
With regard to the State of Madhya Pradesh it is submitted that as per
n
the award the. PAFs have a right to choose whether to go to Gujarat or to
stay in the home State. The ·State of Madhya Pradesh is stated to have
D planned the whole re-settlement based on the assumption that overwhelming
proportion of oustees entitled to land will go to Gujarat yet even for the
limited. number of oustee~ who are likely to stay in Madhya Pradesh the
submission is that no land is available. The petitioner also disputes the
averment of the State of Madhya Pradesh that the oustees have been given .
E a choice as to whether they would like to go to Gujarat or stay in the home
State. According to the petitioner the majority of the oustees would prefer to
stay in the home State that is Madhya Pradesh but sufficient land for their
· resettlement in Madhya Pradesh is not available. According to the petitioner
the State of Madhya Pradesh has stated that it does not have land for any
PAFs above 830 and even for 830 PAFs the land is not available. It is also
F submitted that the Madhya Pradesh Government cannot wriggle out of its
responsibility to provide land for the oustees by offering them cash
compensation. The petitioner finds fault with the effort of the State of Madhya
Pradesh to push the oustees to Gujarat whose rehabilitation scheme is more
attractive and beneficial than that of Madhya Pradesh.
G
The petitioner further contends that one of the fundamental principle
laid down is that all the arrangements and resettlement of the oustees should
be made one year in advance ofsubmersion. lil B.D. Sharma v. Union of
India's case this Court has held that resettlement and rehabilitation has to be
do.ne at least six months in advance of submersion, complete in all respects.
H It is, therefore, contended that since offers to the Madhya Pradesh oustees
NARMADA BACHAO ANDOLAN v. U.O.I. [KIRPAL, J.] 183
affected at 90 mtr. to be settled in Madhya Pradesh has not be~n made, there A
cannot be any question of fuf'ther construction till one year after the
resettlement of these PAFs at 90 mtr.
- The petitioner is also critical of the functioning of the R&R Sub-group
and it is contended that the said Sub-group has not taken any cognizance
of the various issues and problems enumerated by the petitioner. It is submitted B
that in assuring that the relief and rehabilitation arrangements are being done
the said R&R Sub-group merely accepts the assertions of the Government
rather than verifying the claims independently. There is also a complaint
regarding the manner in which the R&R Committee takes decision on the spot
when it makes frequent visits. It i.s contended that the decisions which are C
taken in an effort to solve the grievantes of the oustees is done in the most
insensitive way. The R&R Sub-group, it is contended, is an official agency
of the Government itself being a Sub-group of the NCA, which is pushing the
project ahead and the question raised by the petitioner is as to how can the
same body which is building a project and executing the R&R be also
monitoring it. D
It is a case of the petitioners that there is a need for independent
monitoring agency in the three States ~ho should be asked to monitor the
R&R of the oustees and see to the compliance with the NOWT award. No
construction should be permitted to be undertaken without clearance from
E.
this authority. Lastly it is contended that large number of grievances are
persisting even after twenty years and the pace of resettlement has been slow.
The petitioner seems to have contended that_ the relief and rehabilitation can
be manageable only if the height of the dam is significantly lessened which
will red.uce submersion and displacement of people.
In order to consider the challenge to the execution of the project with F
reference to Relief and Rehabilitation it is essential to see as to what is the
extent and the nature of submergence.
The Sardar Sarovar Reservoir level at 455 ft. would affect 193 villages
in Madhya Pradesh, 33 villages in Maharashtra and 19 villages in Gujarat. The
submergence villages are situated on the banks of river Narmada having G
gentle to steep slopes of the Satpura hills. A village is considered affected
even when the water level touches the farm/hut at lowest level. It may be
noted that only 4 villages (3 villages in Gujarat and I village in Madhya
Pradesh) are getting submerged fully and the rest 241 villages are getting
affected partially. H
184 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A The state-wise land coming under submergence (category-wise) is given
below:
STATES
(In Hectares)
SI. No Type of Gujarat Maharashtra Madhya Total
B land Pradesh
Cultivated land 1877 1519 7883 11279
Forest Land 41(i6 6488 2731 13385
Other land
c including river
bed 1069 1592 10208 12869
Total land 7112 9599 20822 37533
The aforesaid table shows that as much as 12869 hectares of the
D
affected land is other than agricultural and forest and includes the river bed
area.
When compared to other similar major projects, the Sardar Sarovar
Project has the least ratio of submergence to the area benefited ( 1.97% only).
E The ratio of some of the existing schemes is as much as 25% as can be seen
from the table below:
Sr. Name of State Benefite d Sub me Irrigation Percentage
No. Project Area (in ha) rgence benefit of area
Area. per ha submerged
F (in ha) Suber- to area
gence irrigated
Hirakud Orissa 251150 73892 3.40 29.42
G Shriram- Andhra
sagar Pradesh 230679 44517 524 19.14
Gandhisa- Madhya
gar Pradesh 503200 66186 7.60 13.15
H Paithan Mahara- 278000 35000 7.94 1529
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, .I.] 185
shtra A
Tungbha- Kamataka 372000 37814 9.84 10.16
dra
,,. Pench Maharashtra 94000 7750 12.13 824
B
Nagarjun- Andhra 895000 28500 31.40 3.18
sagar Pradesh
Bhakra Himachal 676000 16800 4024 2.48
Pradesh
Sardar Gujarat 1903500 37533 50.71 1.97 c
Sarovar
Countering the assertion that the construction of the dam would result
in large scale relocation and uprooting of tribals, the factual position seems
to be that the tribals constitute bulk of PAFs in Gujarat and Maharasthra, D
namely, 97% and I 00% respectively. In the case of Madhya Pradesh, the
tribals PAFs are only 30% while 70% are non-tribals.
The tribals who are affected are in indigent circumstances and who
have been deprived of modem fruits of development such as tap water,
education, road, electricity, convenient medical facilities etc. The majority of E
the project affected families are involved in rain-fed agricultural activities for
their own sustenance. There is partial employment in forestry sector. Since the
area is hilly with difficult terrain, they are wholly dependent on vagaries of
monsoon and normally only a single crop is raised by them. Out of the PAFs
of Madhya Pradesh who have re-settled in Gujarat, more than 70% are tribal F
families. Majority of the total tribal PAFs are stated to have already been re-
settled in Gujarat after having exercised their option. It is the contention of
the State of Gujarat that the tribals in large number have responded positively
to the re-settlement package offered by that state.
In Madhya Pradesh, the agricultural lands of the tribal villages are G
affected on an average to the extent of 28% whereas in the upper reaches i.e.
Nimad where the agriculture is advanced, the extent of submergence, on an
average, is only 8.5%. The surveys conducted by HMS Gour University
.., (Sagar) the Monitoring and Evaluation Agency, set up by Government of
Madhya Pradesh, reveals that the major resistance to relocation is from the H
186 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
A richer, non-tribal families ofNimad who fear shortage of agricultural labour if
the landless labourers from the areas accept re-settlement.
The displacement of the people due to major river valley projects has
occurred in both developed and developing countries. In the past, there was
B no definite policy for rehabilitation of displaced persons associated with the
river valley projects in India. There were certain project specific programmes
for implementation on temporary basis. For the land acquired, compensation
under the provisions of Land Acquisition Act, 1~94 used to be given to the
project affected families. This payment in cash did not result in satisfactory
resettlement of the displaced families. Realising the difficulties of displaced
C persons, the requirement of relief and rehabilitation of PAFs in the case of
Sardar Sarovar Project was considered by the Narmada Water Disputes Tribunal
and the decision and final order of the Tribunal given in 1979 contains
detailed directions in regard to acquisition of land and properties, provision
for land, house plots and civic amenities for the re-settlement and rehabilitation
of the affected families. The re-settlement policy has thus emerged and
D developed along with Sardar Sarovar Project.
The Award provides that every displaced family, whose more than 25%
of agricultural land holding is acquired, shall be entitled to and be allotted
irrigable land of its choice to the extent of land acquired subject to ttie
E prescribed ceiling of the State concerned with a minimum of two hectares
land. Apart from this land based rehabilitation policy, the Award further
provides that each project affected persons will be allotted a house plot free
of cost and re-settlement and rehabilitation grant. The civic amenities required
by the Award to be provided .at places of re-settlement include one primary
school for every 100 families, one Panchayat Ghar, one dispensary, one seed
F store, one children's park, one village pond and one religious place of worship
for every 500 families, one drinking water well with trough and one tree
platform for very 50 families; approach road linking each colony to main read;
electrification; water supply, sanitary arrangement etc. The State Governments >
have liberalised the policies with regard to re-settlement and have offered
packages more than what was provided for in the Award e.g the Governments
G of Madhya Pradesh; Maharashtra and Gujarat have extended the R&R benefits
through their liberalised policies even to the encroachers, landless/displaced
persons, joint holders, Tapu land (Island) holders and major sons· (18 years
old) of all categories of affected persons. The Government of Maharasthra
has decided to allot one hectare of agricultural land free of cost even to
H unmarried major <;laughters of all categories of PAFs.
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 187
In the environmental clearance granted by the Ministry of Environment A
and Forests vide its letter dated 24th June, 1987, one of the conditions
stipulated therein was for information from the project authorities on various
- action plans including Rehabilitation Master Plan of 1989.
It is the contention of the . petitioners that the failure to prepare a
"Master Plan" constitutes non-compliance with the requirement of the
Tribunal's Award as well as environmental clearance. The Tribunal's Award
B
- does not use the expression 'Master Plan' but as per clause XI Sub-clause
IV(2)(iii), what is required, is as under:
"The three States by mutual consultation shall determine within two
years of the decision of the Tribunal, the number and general location C
of rehabilitation villages required to be established by Gujarat in its
own territory."
It is with regard to this clause in the Award that, presumably, the
aforesaid lettP-r of 24th June, 1987 granting environmental clearance required D
the preparation of the new Master Plan.
In 1988 when the project was first cleared by the Planning Commission
from investment ~ngle, it was estimated that 12180 families would be atfe:.•..u
in three States. Based on these numbers, the State Governments independently
prepared their action plans and announced their R&R policy based on E
Tribunal's Award. On the basis of the said action plans the Narmada Control
Authority submitted Rehabilitation Master Plan to the Ministry of Environment
and Forests along with its letter dated 3/4.5.1989. Out of the total population,
which is affected 'by the submergence, large number are tribals and hence
attention was paid by the State Governments to liberalise their policies for
protecting the socio-economic and cultural milieu and to extend the R&R F
benefits even to other categories of persons who were not covered -by the
Tribunal's Award. This led to the liberalisation of the R&R packages by the
three States which packages have been referred to hereinabove. As a result
of the liberalisation of the packages, the number of PAFs as estimated in 1992
by the State Governments were 30144. Based on the material available, the G
. three State Governments prepared individual action plans in 1993 but those
action plans were integrated by the Narmada Control Authority first in 1993
and again in 1995 as an integrated Master Plan to present a holistic picture
of the R&R programme. The Master Plan deals with socio-economic and
cultural milieu of PAFs, the legal framework, R&R policy and procedures,
implementation machinery, organisation for R&R, monitoring and evaluation, H
188 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A empowerment of women and youth, special care for vulnerable groups, financial
plans for R&R etc. As per the 1990 Master Plan the total PAFs have increased
to 40227 from 30144 due to addition of l 00 more genuine PAFs in Maharashtra.
This Master Plan includes village-wise, category-wise PAFs and their preference
in R&R to settle in home State or in Gujarat.
B The reason for increase in number of PAFs has been explained in the
Master Plan and the reasons given, inter a/ia, are:
(a) After CWC prepared backwater level data, the number of PAFs
in Madhya Pradesh (MP) increased by 12000 PAFs as their
houses are affected in a l in I 00 years flood.
c
(b) Government of Gujarat (GOG) included major sons of the dyke
villages as PAFs.
(c) Cut off date for major sons was extended by GOG and
Government of Maharashtra (GOM).
D ...
(d) PAFs affected in MP, have increased due to delay in publication
of Section 4 notification under the Land Acquisition Act.
(e) Persons socially or physically cut off due to impounding of
water in reservoir, are also considered as PAFs by all the three
E States.
(f) All the three States decided to consider encroachers as PAFs.
(g) Major unmarried daughters in Maharashtra are considered as a
separate family by Government of Maharashtra.
F (h) Some genuine PAFs were earlier left out (as many stayed in
remote areas or used to undertake seasonal migration to towns
and developed areas in search of casual work).
As far as the State of Gujarat is concerned, its contention is that the
task of R&R is not impossible as recognised by the FMG-l in its 1994 report
G and according to the State, it is fully ready and prepared to re-settle in Gujarat
all the PAFs upto FRL 455 ft.
On 13th November, 1996, a meeting of the Review Committee of the
Narmada Control Authority chaired by the Union Minister of Water Resources
H was held. This meeting was attended by the Chief Ministers of all the States
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 189
including Rajasthan and representatives of Ministry of Environment and A
Forests, Ministry of Social Justice and Empowerment, Government of India.
In the meeting it was unanimously decided that the reviews of the
- implementation of re-settlement and rehabilitation measures will be undertaken
for every five meter height of the dam jointly. by the concerned R&R Sub-
group and Environmental Sub-group so that work could progress pari passu B
with the implementation measurers. In its meeting held on 6th January, 1999,
-· R&R Sub-Group of Narmada Control Authority observed that arrangements
made by the States for R&R of the balance families pertaining to the dam
height EL 90 meter were adequate and a meeting of the party States should
be convened shortly to finalise the action plan. Pursuant thereto a special
Inter-State Meeting was convened under the chairmanship of the Secretary C
to the Government of India, Ministry of So:ial Justice and Empowennent on
21st January, 1999 at New Delhi and action plan for re-settl~ment and
rehabilitation for balanced families of dam height EL 90 meter was finalised
for implementation by the States. It is the case of the State of Gujarat that
it had issued notices and made offers in January, 1998 to PAFs affected at
RL 90 meter in connection with the selection of land and their re-settlement D
in Gujarat. According to it, even in respect of PAFs affected at RL 95 meter,
notices were issued in January, 1999 and to the PAFs included in the
subsequent list, notices were issued in September 1999. The process of land
selection by PAFs who had opted to resettle in Gujarat at RL 95 meter was
already started. According to the Union of India, the Master Plan was under E
implementation and the progress of R&R at various elevations of dam viz. EL
90 meter, EL 95 meter, EL 110 meter and FRL 138.68 meter has been made.
The measures which have been implemented for sustainable development
with regard to preserving the socio-cultural environment of the displaced
F~
persons in the States of Maharashtra, Gujarat and Madhya Pradesh are stated
to be as follows:
* Three choices to the people for the selection of relocation sites.
* Integration of the displaced person with the neighbouring villages
by organising medical check-up camps, animal husbandry camps, G
festivals, eye camps, rural development seminar for village workers
etc.
* Establishment of rehabilitation committees at different levels.
* Respect of traditional beliefs, rituals and rights at the starting of H
190 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A house construction, the day and time of leaving the old house and
village and the day and time of occupying the new house etc.
* The sacred places at the native villages are being recreated along
with their settlements at new sites. ....
I
* Installation of all the religious deities with the due consultation of
B religious heads.
•
* Promotion of cultural milieu viz. Social festivals, religious rights,
rights of passage, presence of priests, shaman, kinsmen, clansmen etc.
-
* Special consideration for the preservation of holistic nature of the
0
C culture.
* P_roper use of built-in-mechanism of cultural heritage of the displaced
persons.
* Launching of culturally appropriate development plan.
D * Genuine representation of the traditional leader."
The Tribunal had already made provision of various civic amenities
which were further liberalised by the State Governments during implementation.
The exist~ng development programmes were strengthened for ensuring
sustainable development at the rehabilitation sites. These were Integrated
E Rural Development Programme (IRDP) for agriculture, business and village
industries; Integrated Child Development Scheme (ICDS) for nutrition, health
and education; Jawahar Rojgar Yojna (JRY); aids for improved seeds, fertilizers,
irrigation, animal husbandry; Training Rural Youth for self-employment
(TRYSEM); Employment Guarantee Scheme (EGS), Social Assistance; Industrial
F Training Institute (ITI); Tribal Development Programme (TOP), financial benefits
to the backward classes, economically weaker sections, tribals and other
backward classes (OBC), eye camps, subsidies to farmers (seed, tractorisation,
fertilizers, diesel, etc.) agricultural prices support subsidy etc.
Other benefits which were extended for improving the quality of life of
G the re-settled PAFs included fodder farm, mobile sale, shop of fodder, seeds
cultivation training, initial help in land preparation for agricultural activities,
better seeds and fertilizers, access to finance, special programme for women
in the traditional skills enterpreneurship development, employment skill
formation, different plantation programmes, special emphasis for pasture
management, environment awareness and education programme, programmes
H for bio-gas/smokeless chulhas, safe drinking water supply, electricity, lift
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 191
irrigation, fertilizers kit distribution, gypsum treatment of soil etc. A
The project authorities in these three States of Madhya Pradesh, Gujarat
and Maharashtra represented that comprehensive health care was available
in tribal areas where the displaced families had been re-settled. It was contended
that extensive preventive health measures like mass immunization, anti-malaria B
programme, family welfare programmes, child development schemes etc. had
been undertaken. What is important is that primary health centres were
established at relocation sites for all necessary health facilities to the PAFs.
The submission on behalf of Union of India was that there was a well-
established mechanism of Government of India for coordination and monitoring C
of Re-settlement & Rehabilitation (R&R) programmes in case of Sardar Sarovar
Project. The R&R Sub-group and Rehabilitation Committee of Narmada Control
Authority are responsible for applying its independent mind on R&R. The
-
Sub-group convenes its meeting regularly to monitor and review the progress
of R&R while Rehabilitation Committee visits the submergence area'i/relocation
sites to see whether the rehabilitation is taking place physically and to hear D
the individual problems of the PAPs. The R&R group, keeping in view the
progress of relief and rehabilitation, has not permitted the height to be raised,
until and unless it is satisfied that adequate satisfactory progress has been
made with regard to R&R. Whereas at an earlier point of time in \ 994, the
construction schedule had required the minimum block level to be raised to E
85 meters, the R&R Sub-group had permitted the same to be raised to EL 69
meter only during that period to match the R&R activity. It was in the meeting
of R&R Sub-group on 6th January, 1999 after the R&R Sub-group had reviewed
the progress and had satisfied itself that the land for re-settlement in Gujarat,
Maharashtra and Madhya Pradesh, which were available, was more than
required for the re-settlement of the balanced PAFs that it cleared the F
construction upto the dam height EL 90 meters. The action plan for the same
had been approved and is under implementation by the States concerned.
The petitioners had contended that no proper surveys were carried out
to determine the different categories of affected persons as the total number G
of affected persons had been shown at a much lower side and that many had
been denied PAF status. From what is being stated hereinabove, it is clear
that each State has drawn detailed action plan and it is after requisite study
had been made that the number of PAFs have been identified. The number
has substantially increased from what was estimated in the Tribunal's Award.
The reason for the same, as already noticed, is the liberalisation of the R&R H
192 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A packages by the State Governments. Except for a bald assertion, there appears
to be no material on which this Court can come to the conclusion that no
proper surveys had been carried out for determining the number of PAFs who
would be adversely affected by the construction of the dam.
Re-settlement and rehabilitation packages in the three States were
B different due to different geographical, local and economic conditions and
availability of land in the States. The liberal packages available to the Sardar
Sarovar Project oustees in Gujarat are not even available to the project
affected people of other projects in Gujarat. It is incorrect to say that the
difference in R&R packages, the package of Gujarat being the most liberal,
C amounts to restricting the choice of the oustees. Each State has its own
package and the oustees have an option to select the one which was most
attractive to them. A project affected family may, for instance, chose to leave
its home State of Madhya Pradesh in order to avail the benefits of more
generous package of the State of Gujarat while other PAFs similarly situated
may opt to remain at home and take advantage of the less liberal package of
D the State of Madhya Pradesh. There is no requirement that th~ liberalisation
of the packages by three States shquld be to the same extent and at the same
time, the States cannot be faulted if the package which is offered, though not
identical with each other, is more liberal than the one envis·aged in the
Tribunal's Award.
E
Dealing with the contention of the petitioners that there were large
number of persons who were living in the submergence area and were not
farmers and would lose their livelihood due to loss of the community and/or
loss of the river and were not being properly rehabilitated, Mr. Harish Salve,
learned Senior Counsel contended that this averment was not true. According
F to him, all the families in the 105 hilly tribal villages were agriculturists,
cultivating either their own land or Government land and all of whom would
be eligible for alternative agricultural land in Gujarat. Only a small number of
non-agriculturists, mainly petty shopkeepers were found in these villages of
tribal areas. In Gujarat there were 20 such non-agriculturists families out of
G a total of 4600 affected families and all of these had been re-settled as per their
choice so that they could restart their business. In Maharashtra out of 3213
affected families, not a single family was stated to fall under this category.
Amongst the affected families of Madhya Pradesh, the figure of such non-
agriculturists family was also stated to be not more than couple of l 00. In our
opinion it is neither possible nor necessary to decide regarding the number
H of people likely to be so affected because all those who are entitled to be
NARMADA BACHAO ANDOLAN v. U.0 .1. [KIRPAL, J.] 193
rehabilitated as per the Award will be provided with benefits of the package A
offered and chosen.
With regard to the colony affected people whose 1380 acres of land was
acquired in six villages for the construction of a colony, most of th~ landholders
had continued to stay in their original houses and about 381 p·ersons were B
stated to have been provided permanent employment in the project works. At
the time, the land was acquired in I 962-63, compensation was paid and in
addition thereto, the Government of Gujarat devised a special package in
August, 1992 providing ex-gratia payment upto Rs. 36000.00 to the land losers
for purchase of productive assets or land for those who had not received
employment in the project. C
Dealing with the contention of the petitioners that there will be 23500
canal affected families and they should be treated at par to that of oustees
- in the submergence area, the respondents have broadly submitted that there
is a basic difference in the impacts of the projects in the upstream submergence
area and its impacts in the beneficiary zone of the command area. While D
people, who were oustees from the submergence zone, required re-settlement
and rehabilitation, on the other hand, most of the people falling under the
command area were in fact beneficiaries of the projects and their remaining
land would now get relocated with the construction of the canal l_eading to
greater agricultural output. We agree with this view and that is why, in the E
Award of the Tribunal, the State of Gujarat was not required to give to the
canal affected people the same relief which was required to be given to the
oustees of the submergence area.
Dealing with the contention of the petitioners that the oustees were not
offered a chance to re-settle in Gujarat as a community and that there was a p
clear requirement of village-wise communication rehabilitation which had not
been complied with, the contention of the respondents was that no provision
of Tribunal's Award had been shown which caused any such obligation on
the Government of Gujarat. What the Award of the Trib1,mal required is re-
1 settlement of the PAFs in Gujarat at places where civic amenities like dispensary,
schools, as already been referred to hereinabove, are available. G
Subsequent to the Tribunal's Award, on the recommendation of the
World Bank, the Government of Gujarat adopted the principle of re-settlement
that the oustees shall be relocated as village units, village sections or families
in accordance with the outstees preference. The oustees' choice has actively
guided the re-settlement process. The requirement in the Tribunal's Award H
194 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A was that the Gujarat shall establish rehabilitation villages in Gujarat in the
irrigation command of the Sardar Sarovar Project on the norms mentioned for
rehabilitation of the families who were willing to migrate to Gujarat. This
provision could not be interpreted to mean that the oustees families should
be resettled as a homogeneous group in a village exclusively set up for each
such group. The concept of community wise re-settlement, therefore, cannot
B derive support from the above quoted stipulation. Besides, the norms referred
to in the stipulation relate to provisions for civic amenities. They vary as
regards each civic amenity vis-a-vis the number of oustees families. Thus, one
panchayat ghar, one dispensary, one childrens' park, one s.eed store and one
village pond is the norm for 500 families, one primary school (3 rooms) for 100
C families and a drinking water well with trough and one platform for every 50
families. The number of families to which the civic amenities were to be
provided was thus not uniform and it was not possible to derive therefrom
a standardised pattern for the establishment of a site which had nexus with
the number of oustees' families of a particular community or group to be
resettled. These were not indicators envisaging re-settlement of the oustees
D families on the basis of tribes, sub-tribes, groups or sub-groups.
While re-settlement as a group in accordance with the oustees preference
was an important principle/objective, the other objectives were that the oustees
should have improved or regained the standard of living that they were
E enjoying prior to their displacement and they should have been fully integrated
in the community in which they were re-settled. These objectives were easily
achievable if they were re-settled in the command area where the land was
•
twice as productive as the affected land and where large chunks of land were
readily available. This was what the Tribunal's Award stipulated and one
objective could not be seen in isolation of the other objectives.
F
The Master Plan, 1995 of Narmada Control Authority also pointed out
that "~he Bhils, who are individualistic people building their houses away
from one another, are getting socialised; they are learning to live together".
Looking to the preferences of the affected people to live as a community, the
Government of Gujarat had basically relied on the affected families' decision
G as to where they would like to relocate, instead of forcing them to relocate
as per a fixed plan.
The underlined principle in forming the R&R policy was not merely of
providing land for PAFs but there was a conscious effort to improve the living
H conditions of the PAFs and to bring them into the mainstream. If one compares
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 195
the living conditions of the PAFs in their submerging villages with the A
rehabilitation packages first provided by the Tribunal's Award and then
liberalised by the States, it is obvious that the PAFs had gained substantially
after their re-settlement. It is for this reason that in the Action Plan of 1993
of the Government of Madhya Pradesh it was stated before this Court that
"therefore, the re-settlement and rehabilitation of people whose habitat and B
environment makes living difficult does not pose any problems and so the
rehabilitation and re-settlement does not pose a threat to environment". In the
affidavit of Dr. Asha Singh, Additional Director (Socio & CP), NVDA, as
produced by the Government of Madhya Pradesh in respect of visit to R&R
sites in Gujarat during 21st to 23rd February, 2000 for ascertaining the status
relating to grievances and problems of Madhya Pradesh PAFs resettled in C
Gujarat, it was, inter alia, mentio'1ed that "the PAFs had informed that the
land allotted to them is of good quality and they take the crops of Cotton,
Jowar and Tuwar. They also stated that their status has improved from the
time they had come to Gujarat but they want that water should start flowing
in the canals as soon as possible and in that case they will be able to take
three crops in one year as their land is in the command area." Whereas the D
conditions in the hamlets, where the tribals lived, were not good enough the
rehabilitation package ensured more basic facilities and civic amenities to the
re-settled oustees. Their children would have schools and children's park,
primary health centre would take care of their health and, of course, they
would have electricity which was not a common feature in the tribal villages. E
Dealing with the contention of the petitioners that there was no provision
for grazing land and fuel wood for the PAFs, it is rightly contended by the
State of Gujarat that grazing land was not mandated or provided for in the
Tribunal's Award but nevertheless, the grazing land of six villages was available
for use of PAFs. It may be that the grazing land was inadequate but this F
problem will be faced by the entire State of Gujarat and not making such land
available for them does not in any way violate any of the provisions of the
Award.
With regard to providing irrigation facilities, most of the re-settlement G
of the project affected families were provided irrigation facilities in the Sardar
Sarovar Project command area or in the command areas of other irrigation
projects. In many of the out of command sites, irrigated lands were purchased.
In cases where the irrigation facilities were not functioning, the Government
of Gujarat had undertaken the work of digging tubewells in order to avoid any
difficulty with regard to irrigation in respect of those oustees who did not H
196 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R ..
A have adequate irrigation facilities. It was contended that because of the delay
in the construction of the project, the cut off date of I st January~ 19'i!7 for
extending R&R facilities to major sons were not provided. The Tribunal's
Award had provided for land for major sons as on, 16.8.1978. The Government
of Gujarat, however, extended this benefit and offered rehabilitation package
B by fixing the cut off date of 1.1.1987 for granting benefits to major sons.
According to the Tribunal's Award, the sons who had become major one year
prior to the issuance of the Notification for land acquisition ·were entitled to
be allotted land. The Land Acquisition Notification had been issued in 1981-
82 and as per the Award, it was only those sons who had become major one
year prior to. that date who would have become eligible for allotment of land.
C But in order to benefit those major sons who had attained majority later, the
Government of Gujarat made a relaxation so as to cover all those who became
major upto 1.1.1987. The Government of Gujarat was under no obligation to
do this and would have been quite within its right mer~ly to comply with the
provisions of the Tribunal's Award. This being so, relaxation of cut off date
so as to give extra benefit to those sons who attained age of majority at a
D later date, cannot be faulted or criticised.
Dealing with the contention of the petitioners that there is a need for
a review of the project and that an independent agency should monitor the
R&R of the oustees and that no construction should be permitted to be
E undertaken without the clearance of such an authority, the respondents are
right in submitting that there is no warrant for such a contention. The
Tribunal's Award is final and binding on the States. The machinery of Narmada
Control Authority has been envisaged and constituted under the Award
itself. It is not possible to accept that Narmada Control Authority is not to
be regarded as an independent authority. Of course some of the members are
F Government officials but apart from the Union of India, the other States are
also represented in this Authority. The project is being undertaken by the
Government and it is for the Governmental authorities to execute the same.
With the establishment of the R&R Sub-group and constitution of the
Grievances Redressal Authorities by the States of Gujarat, Maharashtra and
G Madhya Pradesh, there is a system in force which will ensure satisfactory re-
settlement and rehabilitation of the oustees. There is no basis for contending
that some outside agency or National Human Rights Commission should see
to the compliance of the Tribunal Award.
MONITORING OF REHABILITATION PROGRAMME
H The Ministry of Water Resources, Government of India is the Nodal
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 197
Ministry for the Sardar Sarovar Project and other Union Ministries involved A
are the Ministries of Environment and Forests and Social Justice and
Empowerment. As a consequence of the Tribunal's Award, Narmada Control
Authority was created to co-ordinate and oversee the Q¥erall work of the
project and to monitor the R&R activities including environmental safeguard
measures. The Review Committee of the Narmada Control Authority consists
of the Union Minister of Water Resources as its Chairman, the Union Ministry B
of Environment and Forests and the Chief Ministers of Gujarat, Madhya
Pradesh, Maharashtra and Rajasthan as Members. This Review Committee
may suo moto or on the application of any party State or the Secretary,
Ministry of Environment and Forests review any decision of the Narmada
Control Authority. In the Narmada Control Authority, Re-settlement & C
Rehabilitation (R&R) Sub-group has been created for closely monitoring the
R&R progress. This Sub-group is headed by the Secretary, Government of
India, Ministry of Social Justice & Empowerment and is represented by
Members/Invitees of participating States, academic institutions having expertise
in R&R, independent socio-anthropological experts and non-Governmental
Organisations. The functions of this Sub-group are as follows: D
I. To monitor the progress of land acquisition in respect of
submergence land of Sardar Sarovar Project and Indira (Narmada)
Sagar Project (ISP).
2. To monitor the progress of implementation of the action plan of E
rehabilitation of project affected families in the affected villages
of SSP and ISP in concerned states.
3. To review the R&R action plan from time to time in the light of
results of the implementation.
- 4. To review the reports of the agencies entrusted by each of the
State in respect of monitoring and evaluation of the progress in
F
the matter of re-settlement and rehabilitation.
5. To monitor and review implementation of re-settlement and
rehabilitation programmes pari passu with the raising of the dam
height, keeping in view the clearance granted to ISP and SSP
G
from environmental angle by the Government of India and the
Ministry of Environment a~d Forests.
6. To coordinate states/agencies involved in the R&R programmes
of SSP and ISP.
H
198 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A 7. To undertake any or all activities in the matter of re-settlement
and rehabilitation pertaining to SSP and ISP.
REHABILITATION COMMITIEE
This Court vide order dated 9.8.1991 in B.D. Sharma v. Union of India
B and others, [ 1992] Suppl. 3 sec 93 directed the formation of a Committee
under the chairmanship of the Secretary, Ministry of Social Justice &
Empowerment, Government of India to visit the submergence areas/re-
settlement sites and furnish the rel?ort of development and progress made in
the matter of rehabilitation. The Rehabilitation Committee headed by the
Secretary, Government of India, Ministry of Social Justice and Empowerment
C and having representatives of the three State Governments as its members
had been constituted. It is the case of the Union of India that this Committee
visited regularly the various R&R sites and submergence villages in the three
States and submitted reports to this Court from time to time. By order dated
24th October, 1994, this Court in the aforesaid case of B.D.Sharma (supra)
observed that all the directions issued by the Court from time to time have
D been complied with and nothing more be done in the petition and the petition
was disposed off. Most of the recommendations/observations as made by
this Committee are stated to have been complied fairly by the States concerned.
In addition to the above, the officials of the Narmada Control Authority
.. E are also stated to be monitoring the progress ofR&R regularly by making field
visits. The individual complaints of the PAFs are attended and brought to the
notice of the respective Governments.
GRIEVANCES REDRESSAL MECHANISM
F The appeal mechanism has been established in the policy statements by
all the three State Governments for the redressal of grievances of the PAFs.
According to this mechanism, if a displaced person is aggrieved by the
decision of the Rehabilitation Officers in respect of any R&R process, he may
-
appeal to the concerned agency/officers .
.G Vide Resolution dated February 17, 1999, the Government of Gujarat set
up a high-level authority called "Grievance Redressal Authority (GRA)" before
whom the oustees already re-settled and to be re-settled in Gujarat could
ventilate their grievances for redressal after their re-settlement till the process
of re-settlement and re-habilitation is fully completed. The said Grievances
Redressal Authority has Mr. Justice P.O. Desai, retired Chief Justice as its
H Chairman. This machinery had been established to:
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 199
(A) create an Authority before whom oustees who have re-settled A
in the State of Gujarat can ventilate their grievances relating to
... the R&R measures taken by the State of Gujarat;
(B) ensure that the oustees already settled and the oustees settled
hereinafter in the R&R sites created for re-settlement and
rehabilitation of the oustees from the States of Madhya Pradesh B
and Maharashtra receive all the benefits and amenities in
accordance with the Award and the various Government
resolutions made from time to time;
(C) ensure that Gujarat oustees re-settled in Gujarat have received
all the benefits and amenities due to them. c
The Gujarat Rehabilitation Authority has installed a permanent in-house
Grievances Redressal Cell (GRC) within Sardar Sarovar Punarvasavat Agency.
The Grievances Redressal Cell deals with the grievances of the PAFs and the
grievances redressal is undertaken by it in the following three ways.
D
(i) Grievances Redressal Cell deals grievances in the regular course
on the basis of applications i.e. by holding enquiries and
implementing decisions taken pursuant thereto.
(ii) Grievances redressal on the spot though mechanism of Tatkal
Fariyad Nivaran Samiti.,
E
(iii) Grievances redressal under the mechanism of Single Window
Clearance System.
Grievances Redressal Authority has surveyed sites in which PAFs have
been re-settled and has submitted reports to this Court from time to time
which disclose substantial compliance with the terms of the Award and the F
rehabilitation package.
In its Fourth Report dated 15.11.1999, the Grievances Redressal Authority
observed "pursuant to the grievances redressal measures taken by GRC,
,_
whose approach is positive and grievance redressal oriented, a considerable G
number of grievances have been resolved by extensive land improvement
work done on agricultural land at different sites within a period of six months
i.e. April-September, 1999".
The R&R Sub-group in its 20th field visit of the R&R sites in Gujarat
on 12/J 3.1.2000 has noted as follows: H
200 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
A "The Committee after the visit and from interaction with the PAFs,
concluded that there is vast improvement in the conditions of PAFs
at these R&R sites as compared to the grievances reported for the
same sites during previous visits by the Committee/NCA officers.
Assessing the perception of PAFs the Committee observed that the
majority of PAFs are happy and joining mainstream of country's
B development".
The Grievances Redressal Cell has dealt with and decided a total of
over 6500 grievances.
C At the instance of Grievances Redressal Authority, an Agricultural Cell
is set up in Sardar Sarovar Punarvasavat Agency with effect from 1st July,
1999. This was done with an objective of enhancing the productivity of
agricultural land allotted to PAFs by adopting of suitable farm management
practices and in assisting in resolving land related grievances. Similarly, w.e.f.
1.5.1999, Medical Cells have been set up in Sardar Sarovar Punarvasavat
D Agency for ensuring effective functioning of medical infrastructure and
providing organised system of supervising and monitoring and also for
conducting health survey-cum-medical check up activities. The Grievance
Redressal Authority has become an effective monitoring and implementing
agency with regard to relief and rehabilitation of the PAFs in Gujarat. Apart
E from resolving independent grievances of PAFs and enforcing the compliance
of the provisions of the Award through its exhaustive machinery and
mechanism, it is also trying to guide in respect of various other issues not
covered by the provisions of the Award such as
(i) Vocational training of the oustees;
F (ii) Review of Narmada oustees employment opportunity rules;
(iii) Issue relating to Kevadia Colony;
(iv) Issue relating to tapu land;
G (v) Development of Kevadia as a tourist centre etc.
In Maharashtra, a local. committee was constituted comprising of
Additional Collector (SS), Divisional Forest Officer, Re-settlement Officer and
two representatives of the oustees nominated by the local Panchayat Samities
from among the elected members of the village panchayats in the project
H affected villages/taluka. This Committee is required to examine the claims of
NARMADA BACHAO ANDOLAN v. U.O.I. [KIRPAL, J.] 201
the PAFs and give directions within a time frame and an appeal from its A
decision lies to the Commissioner. In addition thereto, vide notification dated
17th April, 2000 the Government of Maharasthra has set up a Grievances
Redressal Authority in lines established by the State of Gujarat and Mr.
Justice S.P. Kurdukar, retired Judge of this Court, has been appointed as its
Chairman. This Authority is expected to be analogous to the Grievances B
Redressal Authority of Gujarat.
In Madhya Pradesh, the grievances of the PAFs have first to be made
by a claim which will be verified by the patwari and then scrutinised by the
Tehsildar. PAFs may file an appeal against the decision ofR&R official before
the District Collector who is required to dispose off the same within a period C
of three months. In the case of Madhya Pradesh also by Notification dated
30th March, 2000 the Government of Madhya Pradesh has constituted a
Grievances Redressal Authority similar to the one in Gujarat with Mr. Justice
Sohni, retired Chief Justice of Patna High Court as its Chairman.
INDEPENDENT MONITORING & EVALUATION AGENCIES
D
The Monitoring and Evaluation of the rehabilitation programme is also
being carried out by the independent socio-anthropological agencies appointed
by the State Governments of Maharashtra, Madhya Pradesh and Gujarat as
well as Narmada Control Authority. These agencies, which are professional
and academic institutes, conduct surveys and in-depth studies relating to E
PAFs in the submergence and rehabilitation villages. The main object of the
monitoring is oriented towards enabling the management to assess the progress,
identify the difficulties, ascertaining problem areas, provide early warning and
thus call for corrections needed immediately.
The Center for Social Studies, Surat is the monitoring agency for the F
Government of Gujarat. This Institute has prepared 24 six monthly progress
reports in relation to the re-settlement of PAFs of submergence villages of
Gujarat. Similarly for the project affected families of Madhya Pradesh/
Maharashtra who have re-settled in Gujarat, the Government of Gujarat has
appointed the Gujarat Institute of Development Research, Ahmedabad as the G
independent Monitoring and Evaluation Agency for monitoring R&R
programmes.
In Madhya Pradesh the monitoring and evaluation had been carried out
by Dr. H.S. Gaur University, Sagar and the same has been dis-engaged now
and a new agency is being appointed. The findings of Dr. H.S. Guar University, H
202 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
A Sagar indicated that displaced families in Madhya Pradesh are, by and large,
happy with the new re-settlement in Gujarat and one of the main reason
behind their happiness was that the shifting from hamlets had changed their
socio-economic status.
B In Maharashtra the monitoring and evaluation was earlier being done
by the Tata Institute of Social Sciences, Mumbai. This agency had reported
that overall literacy rate among project affected persons above six years of
age is about 97%, while illiteracy in submergence villages was rampant.
Further more the report showed that in the submergence villages, the tribals
mostly relied on traditional healers for their ailments. Now the current scenario
C is that at R&R sites, health centres and sub-centres have been established.
It is thus seen that there is in place an elaborate network of authorities
which have to see to the execution and implementation of the project in terms
of the Award. All aspects of the project are supervised and there is a Review
Committee which can review any decision of the Narmada Control Authority
D and each of the three rehabilitating States have set up an independent
Grievances Redressal Authority to take care that the relief and rehabilitation
measures are properly implemented and the grievances, if any, of the oustees
are redressed.
.•
I
E On 9th.May, 2000, this Court directed the State Governments of Gujarat,
Madhya Pradesh and Maharashtra to file affidavits disclosing the latest
status of re-settlement and rehabilitation work for the existing as well as
prospective oustees likely to be affected by raising the height of the dam.
Pursuant to the said direction affidavits on behalf of the three States have
been filed and, in response thereto, the petitioners hav~ also filed an affidavit.
F
On behalf of the State of Gujarat the affidavit of Sh. V.K. Babbar,
Commissioner (Rehabilitation) and Chief Executive Officer, Sardar Sarovar
Punavasvat Agency [SSPA] has been filed, according to which at FRL 138.68
m. the status with regard to PAFs to be re-settled is stated to be as follows:
G State Total number of PAFs Balance PAFs to be ~
resettled/allotted agricultural resettled in Gujarat '
land in Gujarat
Gujarat 4575 25
H
..
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, .I.] 203
Maharashtra 710 290 A
Madhya Pradesh 3280 10450
Total 8565 10765
It is the case of State of Gujarat that 8565 PAFs have been accommodated B
in 182 R&R sites fully equipped with the requisite civic amenities as provided
by the Tribunal's award. The agricultural land allotted to these PAFs is 16973
hectares.
Dealing specifically with the status of PAFs at RL 90 mtr., 95 mtr. and
110 mtr. it is averred in the said affidavit that all the PAFs of Gujarat at RL C
90 mtr. have been re-settled and the balance PAFs of Madhya Pradesh and
Maharashtra affected at RL 90 mtr. have already been offered R&R package
in Gujarat. The process of re-settlement is continuing and reliance is placed
on the observation of the GRA which has stated in its Fourth Report dated
15th November, 1999 that "There is substantial compliance of the Re-settlement D
and Rehabilitation measures as mandated by the Final Report of NWDT,
including provision of civic amenities, and also of all the inter-linked provisions
of the Government of Gujarat and that, therefore, PAFs from the States of
Madhya Pradesh and Maharashtra affected upto the height of RL 90 mtr. can
be accommodated as per their choice at these selected 35 sites in Gujarat."
E
With respect to the PAFs affected at RL 95 mtr. the affidavit states that
the PAFs of Gujarat have already been settled and while the affected PAFs
of Madhya Pradesh and Maharashtra have been offered R&R package in
Gujarat in January 1999, September 1999 and January 2000. The RL 95 mtr.
Action Plan for these PAFs has also been prepared by the Government of
Gujarat in consultation with the Governments of Madhya Pradesh and F
Maharashtra and has been sent to the NCA. The case of the State of Gujarat,
therefore, is that all the PAFs wanting to be re-settled in Gujarat have been
offered the package but consent of all the PAFs has not so far been received
but the Government of Gujarat has sufficient land readily available which can
be allotted to the said PAFs as soon as they come and select the same. G
With.r~gard to the status of PAFs at RL I IO mtr. all the PAFs of Gujarat
have been re-settled and 276}. PAFs [2642 of Madhya Pradesh and 119 of
Maharashtra] remain to be re-settled in Gajarat and R&R package will be
offered to them before November 2000. The land which is required to be
allotted to them is stated to be around 6074 hectares and the State of Gujarat H
204 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A has in its possession 8146 hectares. The civic amenities in 40 new R&R sites
ai;e scheduled to be completed by December 2000 and these sites would serve
to accommodate not only PAFs between RL 95 mtr. and RL 110 mtr. but would
also serve to accommodate PAFs from submergence villages which would be
getting affected at levels above RL 110 mtr. The Action Plan giving the
B village-wise details is said to have been sent to NCA in June 2000 for its
approval.
According to the said affidavit the balance number of PAFs remaining
to be re-settled at Gujarat at FRL 138.68 mtr. is 10765. Taking into account that
an additional area of 10% towards house plot and common civic amenities
would be required in addition to the allotment of minimum 2 hectares of
C agricultural land, the total land requirement per PAF would be approximately
2.2 hectares. For planning purposes in respect of 10765 PAFs the land
requirement would be about 23700 hectares. As against this requirement the
status of land, as per the said affidavit, under different categories with the
Government of Gujarat is stated to -be as under:
D
Sr. No. PARTICULARS Land {Jn ha]
1. Land identified (offers received in respect of 15716 ha.
private land and Government land) !5716 ha.
E 2. Land available (private land for which price is 480 ha.
approved by Expert Committee and offer/counter
offer conveyed and acceptance of land holder
obtained. ,
Land in possession of SSPA/GOG in 12 districts 8416 ha.
F
Total 24612 ha.
It is averred that between March and 21st June 2000 the land in
possession as well as the land identified has increased considerably.
G
It has also been explained in the said affidavit that the Government of
Gujarat has a well-established practice of procuring land for R&R at realistic
market prices for willing sellers. Officers hold discussions with prospective
sellers, verify the suitability of land and after the prices is settled the same
is procured through legal process of Land Acquisition Act and consent
H awards are passed so that the PAPs are assured of undisputed legal title free
NARMADA BACHAO ANDOLAN v. U.O.I. [KIRPAL, J.] 205
from all encumbrances. This process of negotiated purchase has been A
streamlined. At the instance of the GRA, a retired judge of the High Court
is now appointed as Chairman of the Expert Committee with retired senior
Government Secretaries as its members. This Expert Committee oversees the
- exercise of purchase of suitable land at the market price. At the instance of
the GRA, PAPs are being issued Sanads for the land allotted to them which B
will ensure provision of a proper legal document in their favour.
Dealing with the term of the Award to the effect that Gujarat shall
acquire and make available a year in advance of the submergence before each
successive stage, land and house sites for rehabilitation of the oustees
families from Madhya Pradesh and Maharashtra who are willing to migrate to C
Gujarat, the affidavit states that the Gujarat Government has already identified
sufficient land for accommodating the balance PAFs remaining to be re-settled
in Gujarat at FRL 138.68 mtr. In respect of PAFs upto RL 110 mtr. Gujarat has
sufficient land available to meet the R&R requirements but for the PAFs
above RL 110 mtr. suitable land has already been identified and the same D
would be acquired and made available one year in advance of the submergence
before each successive stage. The affidavit gives reason as to why it is not
advisable for the State, at this stage, to acquire the total requirement of land
for FRL in one go. What is stated in the affidavit is as follows:
(i) Since at present GOG has sufficient land to meet R&R requirement E
to accommodate PAFs upto RL 110 m, it would not be necessary
to acquire further land immediately, especially when the additional
land would be required only after the R&R Sub-group and
Environment Sub-grouµ give approval for RL 95 m. to RL 110 m.
after examining the preparedness at different stages. This would
ensure that public money is not unnecessarily blocked for a long F
period.
(ii) By acquiring land much before it would be required, problems
of illegal trespass are likely to arise.
(iii) The excess land would, by and large, remain fallow and no G
agricultural production would take place.
(iv) If the land remains fallow for long the overall productivity of the
land would be adversely affected.
(v) . At the time of allotment, the State Government would again have H
206 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A to spend a sizeable amount to remove weeds, bushes, small trees
etc.
(vi) The State Government would have to incur a sizeable amount to
prevent tampering with the boundary marks, prevent neighbourµtg
farmers removing the top soil or from diverting natural drains
B passing through their fields towards the land purchased for
R&Retc.
The affidavit also gives facts and figures showing that all requisite civic
amenities have been developed and made available at the R&R sites. Some
C of the salient features which are highlighted in this behalf ~re as under:
* A three-room primary school is provided in all MP/MH sites
irrespective of the number of families resettled.
* A dispensary with examination room, medical equipment,
medicines is provided in all MP/MH sites irrespective of the
D number of resettled families.
* 3439 PAFs (86%) out of the total MP/MH PAFs resettled in
Gujarat have availed of the Rs.45,000 financial assistance and
built pucca core houses.
E * Overhead tanks for drinking water are provided in large R&R
sites. ?
* At the instance of GRA, toilets are being provided in the houses
of PAFs with the help ofNGOs.
F The total cost incurred so far by the Government of Gujarat in providing
the land and civic amenities upto May 2000 is stated to be 194 crores. The
Grievances Redressal Cell is stated to have redressed large number of
grievances of the PAFs whether they were related to land, grant of civic
amenities or others. The salient features of working of the Grievance Redressal
G Cell is stated to be as follows:
* At present 2 senior IAS officers with supporting staff are working
exclusively for redressal of grievances.
* A reasoned reply is given to the applicants. The applicant is
H also informed that if he is aggrieved with the decision he may
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.) 207
prefer an appeal to GRA within thirty days. A
* The Single Window Clearance System's main objective is to
proactively resolve grievances and to avoid delays in inter-
departmental co-ordination.
* Tatkal Fariyad Nivaran Samitis are held in the R&R sites to B
resolve grievance of the PAFs in an open forum.
* The PAFs are being involved at every stage of grievance
redressal. The works have been carried out in most cases by the
PAFs.
* The Agriculture Officers of the Agricultural Cell are actively C
helping, guiding the PAFs in their agricultural operations and
upgradfog their skills.
With a view to effectively rehabilitate and assimilate the PAPs Vasahat
Samitis have been constituted in 165 R&R sites, consisting of 5 PAPs, one D
of whom is a female. This ensures the participation of the PAPs in the process
of development and these Samitis are vested with the responsibility to sort
out minor problems. With a view to ensure more effective participation in
Panchayat affairs and better integration of PAPs an Order under Section 98
of the Gujarat Panchayats Act, 1993 has been issued by the Government of
Gujarat providing that there shall be upto two invitees from amongst the PAPs E
depending upon the number of PAPs at the sites in the village Panchayat
within whose jurisdiction the R&R are situated. Pursuant to this 196 PAPs
have been inducted as invitees to then Village Panchayats. The salient features
of the rehabilitation programme of the PAPs are as follows:
* PAFs are given productive assets in kind (7000/PAFs) to purchase F
bullocks, bullock carts, oil engines etc.
* PAFs are given subsistence allowance (Rs.4500/PAF) in cash to
meet contingency needs in the initial period.
* Vocational training is provided to PAFs for improving their income G
levels, priority being given to those dependents who. are not
entitled to be declared as PAFs on their own rights. Tool kits are
supplied either free or with 50% subsidy.
* NGOs are actively involved in all the rehabilitation activities
such as conducting training classes. H
208 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A * PAFs are being covered by the ongoing developmental schemes
of the Government (DRDA, Tribal Sub Plan etc.)
* An Extension (Agriculture) officers has been appointed for
approximately every 150 families to guide them in agriculture
operation and assist them in day to day problems (getting ration
B cards, khedut khatavahis etc.)
* In recent years focus is on empowering the PAFs and making
them self dependent.
Medical cell has been set up for providing services and treatment to
C PAPs free of cost. The cell is headed by Deputy Director (Medical) and is
having a nucleus of medical experts consisting of a physician, a pediatrician,
a gynecologist, 21 MBBS doctors, pharmacists etc. The salient features of the
medical help programme for the benefit of PAPs is stated to be as follows:
* The Medical Officers and paramedic staff are making house-to-
D house visits to motivate the PAPs to come forward to avail of
the medical services.
* In all dispensaries, a full time multipurpose health worker (female)
is available.
E * Multi-specialization diagnostic/treatment camps are organised
fortnightly, where advance investigations are diagnostic facilities
like ECG, X-ray ultrasound are available.
* Patients requiring further services are brought to Government
hospitals or any other speciality hospital and necessary treatment
given free of cost.
F
* GOG has placed an order for a mobile medical hospital equipped
with diagnostic and treatment equipments.
* A comprehensive health survey and medical check up covering
29423 PAPs has been completed. A special record system of
G family health folder and health profile of each PAP is prepared.
* Nutrition supplements are given to children (upto 6 years),
expectant and lactating mothers through the Integrated Child
Development Scheme (ICDS).
* Special food supplement in the form of ~'Hyderabad Mix" is
H given to malnourished children and vulnerable target groups.
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 209
* School going children are covered under the Mid-Day Meal A
Scheme.
* Under TB Control, all chest symptomatic persons are screened
by special examinations like sputum microscopy, X-ray, blood
tests and persons found positive for TB are given domiciliary
treatment under direct observation of doctors or paramedics. In B
.... *
77 cases, treatment is completed and patients are cured .
Under preventive health care, health education material is
distributed and Health and Cleanliness Shibirs are organized.
* A special survey covering physically handicapped and mentally
c
retarded persons has been organized and social welfare benefits
given.
* Other National Health Programmes (maternal child health,
-
immunization, school health check up, family welfare etc.) are
regularly conducted.
D
An Agricultural Cell has been set up in the SSP~ which assists the
Grievances Redressal Machinery in resolving the problem relating to the
agricultural land. Th~ salient features of this cell are as follows:
* The Agriculture Cell is involved in pu~chasing land, supervision
of land improvement works and processing land related E
grievances of the PAFs.
* Agriculture training classes are organized for PAFs in the training
institutes of the State Government.
* Assistance is given for availing crop-loan credit from banks and F
extension education is imparted in matters of marketing, cropping
pattern, use of improved seeds, insecticides and latest equipments.
* Afforestation was carried out in 33 R&R sites during 1999-2000
by planting 3500 saplings which are protected by bamboo tree-
guards. Plantation is done along the roadside, common plots, G
school premises etc. In the remaining sites plantation work is
undertaken by NGOs.
At the instance of GRA an educational cell has been set up in the SSPA.
The main function of which is to improve the quality of education imparted
and to improve the school enrolment. The salient features of this cell are as H
210 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A under:
* School enrolment which was 4110 in 1998-99, increased to 4670
in 1999-2000. Out of the 4670 students enrolled, 2126 were girls
(46.3%).
B * The number of schools is 170 and the number of teachers in 384.
In the last academic year, 66 schools were upgraded by increasing
the number of classes.
* SSPA is regularly sending the teachers for in-service training. So
far 120 teachers have been imparted training.
c * Every year during the period of June to August, a special drive
is taken to increase the school enrolment.
* In the current year 150 adult education classes have been started
in the R&R sites with the help of NGOs.
D * An advisory committee has been created to make
recommendations on how to improve the education being
-
imparted. Members include faculty of MS University, officers of
Education Department, Principal of Teacher Training Centre.
It is further averred in this affidavit that at the instance of GRA a large
E number of measures have been taken to improve the 0rganisational structure
of SSPA so as to effectively meet the challenge of R&R and make the R&R
staff accountable. The salient features of this are stated to be as follows:
* A strategic policy decision has been taken to create three separate
divisions in SSP A for Rehabilitation, Re-settlement and Planning.
F Each division is in charge of a senior level officer of the rank of
Additional/Joint Commissioner.
* Staff strength in SSPA has been considerably augmented
especially at the field lev~I.
G * To review the structural and functional aspects of SSPA services
of a management consultancy agency (M/s TCS) has been
engaged and draft report has been received and is being examined.
* A demographic survey is to be conducted to comprehensively
document information regarding the PAPs with spec"ial reference
H to their family composition, marriage, births; deaths, life
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 211
expectancy, literacy, customs, culture, social integration etc. A
* Staff is being trai~1ed to sensitize them especially with regard to
rehabilitation and second-generation issues. Senior level officers
have been sent for R&R training at Administrative Staff College
of lndia, Hyderabad.
B
From the aforesaid affidavit it is more than clear that the GRA, of which
Mr. Justice P.D. Desai, is the Chairman, has seen to the establishment of
different cells and have taken innovative steps with a view to making R&R
effective and meaningful. The steps which are being taken and the assistance
given is much more than what is required under the Tribunal's Award. There
now seems to be a commitment on the part of the Government of Gujarat to C
see that there is no laxity in the R&R of the PAPs. lt appears that the State
of Gujarat has realised that without effective R&R facilities no further
construction of the dam would be permitted by the NCA and under the
guidance and directions of the GRA meaningful steps are being undertaken
in this behalf. lo this connection we may take note of the fact that along with D
the said affidavit Sh. V.K. Babbar, again under the directions of the GRA, has
given an undertaking to this Court, which reads as follows:-
I. As per this undertaking, inter alia, in respect of scattered pieces
or parcels of lands in possession of the SSPA for R&R which
do not add upto a contiguous block of 7 hectares by themselves E
or in conjunction with other lands steps will be taken to purchase
or acquire contiguous lands so that the said small pieces of land
become a part of continuous block of 6 hectares or more. This
exercise will be undertaken and completed on or before 3 lst
December, 2000. ln case it is not possible to have a contiguous F
block of minimum of 6 hectares further directions will be sought
from GRA or such piece or parcel of land will be put to use for
other public purposes relating to R&R but which may not have
been provided for in the NWDT award.
2. Henceforth, the land which is acquired or purchased for R&R G
purposes shall be contiguous to each other so as to constitute
a compact block of 6 hectares.
·,
3. Henceforth land to be purchased for R&R will be within a radius
of 3 kms. from an existing or proposed new site and if there is
a departure from this policy prior approval of the GRA will be H
212 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A obtained.
4. Demarcation of boundary of 5211 hectares of land whose survey
has been undertaken by the GRA and carving out individual
plots of 2 hectares for allotment to PAFs will be undertaken and
completed on or before 31st December, 2000.
B 5. The other undertakings relate to soil testing and/or ensuring
that suitable land is made available to the PAFs after the quality
of land is cleared by the agriculture experts of the Gujarat
Agriculture University. With regard to the lands in possession
of the SSPA which are low lying and vulnerable to water logging
c during monsoon, an un.dertaking has been given that the land
has been deleted from the inventory of lands available for R&R
unless such lands are examined by the Agricultural Cell ofSSPA
and it is certified that the access to these lands is clear and
unimpeded and that they are suitable for R&R. Compliance report
in this regard is to be submitted to the GRA on or before 31st
D December, 2000.
In addition to the aforesaid undertaking of Sh. V.K. Babbar, undertakings
of the Collectors ofKhedr, Vadodara, Ahmedabad, Narmada, Panchmahal and
Bharuch °Districts have also been filed. Apart from reiterating what is contained
E in the undertaking of Sh. V.K. Babbar, in these undertakings of the Collectors,
it is stated that necessary mutation entries regarding entering the name of
SSPA/SSNNL in the village records ofright in respect of the land in possession
for R&R or PAFs likely to be re-settled in Gujarat have been made but the
certification of these entries will be completed and the matter reported to the
GRA before 31st August, 2000. If this is not done the land is to be deleted
F from the inventory of land available for R&R. Necessary mutation entries in
the village records or rights regarding removal of encumbrances of original
landholders shall also be completed by that date.
From what is noticed hereinabove, this Court is satis.fied that more than
adequate steps are being taken by the State of Gujarat not only to implement
G the A ward of the Tribunal to the extent it grants relief to the oustees but the
effort is to substantially improve thereon and, therefore, continued monitoring
by this Court may not be necessary.
On behalf of the State of Madhya Pradesh, in response to this Court's
H order dated 9th May, 2000, an affidavit of Sh. H.N. Tiwari, Director (TW),
NARMADA BACHAO ANDOLAN v. U.O.I. [KIRPAL, J.] 213
Narmada Valley Development Authority has been filed. It is stated therein that A
with a view to arrange re-settlement of the PAFs to be affected at different
levels detailed instructions to the Field Officers of the submergence area were
issued by Sh. Tiwari vide letter dated 20th May, 2000 in respect of all the
. aspects of resettlement of the PAFs. This is related to identification of land,
processing of land acquisition cases and passing of the Award, taking of
PAFs to Gujarat for selection of land, allotment of land to the PAFs who
B
decide to remain in Madhya Pradesh and development of sites. There are 92
sites for re-settlement of the PAFs which are required to be established and
out of these 18 are stated to be fully developed, development in 23 sites is
in progress, 18 sites are such where location has been determined and land
identified but development work has not started and 33 sites are such where C
location of land for the development is to be decided by the task force
constituted for this purpose.
Dealing specifically with the states of PAFs to be affected at different
levels this affidavit, inter alia, states that with regard to PAFs to be affected
at EL 85 mtr. those of whom who have opted to go to Gujarat land.has been D
offered to them by the Government of Gujarat, those PAFs who have changed
their mind and now want to remain in Madhya Pradesh land is being shown
to them in Madhya Pradesh.
It has not been categorically stated whether the PAFs who are so E
affected have been properly resettled or not. On the contrary, it is stated that
no Awards in land acquisition cases have been passed in respect of six
villages and it is only after the Awards are passed that house plots will be
allotted and compensation paid. The provision for financial assistance for
purchase of productive assets will be released when the PAFs shift and start
construction of the houses. The reason for not making the payment in advance F
rightly is that if the grants are paid to the oustees before they shift they may
possibly squander the grant and the State Government may be required to
pay again to establish them on some self employment venture. For the re-
settlement of PAFs in Madhya Pradesh out of ten relocation sites mentioned
in the affidavit only five have been fully developed. It is also stated that 163 G
PAFs are resisting from shifting to Gujarat under the influence of anti dam
activists, though they have been given notices containing offer of the land
and house plots by the Government of Gujarat. In addition thereto 323 PAFs
who were earlier resisting have now been persuaded and arrangements for
selection of land for them in Gujarat has been initiated.
H
214 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A With regard to the R&R status of PAFs to be affected at EL 95 mtr. it
is, inter alia, stated that those losing 25 per cent of their holdings are entitled
to be allotted cultivable land and notices were given to them to identify the
land which can be allotted. In the said notice it was stated that the development
process will be undertaken with regard to the said land only after it is selected
B by the PAFs. There is also a mention in the affidavit filed in the name of
Narmada Bachao Andolan, the petitioner herein, not allowing the State
Government to conduct survey for demarcation of the submergence area and
identification of the PAFs to be affected at EL 132.86 mtrs. [436 ft.]. Six out
of twenty five relocation sites required to be developed have been fully
developed.
c
Affidavit on behalf of the State of Madhya Pradesh draws a picture of
rehabilitation which is quite different from that of Gujarat. T~ere seems to be
no hurry in taking steps to effectively rehabilitate the Madhya Pradesh PAFs
in their home State. It is indeed surprising that even awards in respect of six
villages out of 33 villages likely to be affected at 90 mtr. dam height have not
D been passed. The impression which one gets after reading the affidavit on
behalf of the State of Madhya Pradesh clearly is that the main effort of the
said State is to try and convince the PAFs that they should go to Gujarat
whose rehabilitation package and effort is far superior to that of the State of
Madhya Pradesh. It is, therefore, not surprising that vast majority of the PAFs
E of Madhya Pradesh have opted to be re-settled in Gujarat but that does not
by itself absolve the State of Madhya Pradesh of its responsibility to take·
prompt steps so as to comply at least with the provisions of the Tribunal's
Award relating to relief and rehabilitation. The State of Madhya Pradesh has
been contending that the height of the dam should be lowered to 436 ft. so
that lesser number of people are dislocated but we find that even with regard
F to the rehabilitation of the oustees at 436 ft. the R&R programme of the State ....
is no where implemented. The State is under an obligation to effectively
resettle those oustees whose choice is not to go to Gujarat. Appropriate
directions may, therefore, have to be given to ensure that the speed in
implementing the R&R picks up. Even the interim report of Mr. Justice Soni, .....
G the GRA for the State of Madhya Pradesh, indicates lack of commitment on
the States part in looking to the welfare of its own people who are going to
be under the threat of ouster and who have to be rehabilitated. Perhaps the
lack of urgency could be because of lack of resources, but then the
rehabilitation even in the Madhya Pradesh is to be at the expense of Gujarat.
A more likely reason could be that, apart from electricity, the main benefit of
H the construction of the dam is to be of Gujarat and to a lesser extent to
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 215
Maharashtra and Rajasthan. In a federal set up like India whenever any such A
Inter-State project is approved and work undertaken the States involved have
a responsibility to co-operate with each other. There is a method of settling
the differences which may arise amongst there like, for example, in the case
of Inter-State water dispute the reference of the same to a Tribunal. The
Award of the Tribunal being binding the States concerned are duty bound B
to comply with the terms thereof.
On behalf of the State of Maharashtra affidavit in response to this
Court's order dated 9th May, 2000, the position regarding the availability of
land for distribution to the PAFs was stated to be as follows:
(i) Total land made available by the Forest c
Department 4191.86 Hectares
(ii) Land which could not be allotted at present
to PAF
(a) Gaothan land [used residential purposes 209.60 hectares D
(b) Land occupied by river/ nallah/hills 795.62 hectares
(c) Land under encroachment by third parties 434.13 hectares
·Therefore, the net land available At present
for allotment was 4191.86 (-) 1439.35 2752.51 hectares E
Total area of land allotted To 1600 PAFs 2434.01 hectares
Remaining cultivable land Available with
the State 2752 - 2434.01 318.50 hectares
F
It is further stated in this affidavit that out of 795.62 hectares of forest land
which was reported to be uncultivable the State has undertaken a survey for
ascertaining whether any of these lands can be made available for cultivation
and distribution by resorting to measures like funding, terracing and levelling.
It is estimated that 30 to 40 hectares of land would become available. In
addition thereto the affidavit states that the Government of Maharashtra has G
decided to purchase private land in nearby villages for re-settlement of PAFs
and further that GRA has been established and Justice S.P. Kurdukar, a retired
judge of this Court has been appointed as its Chainnan. It is categorically
stated in this affidavit that the State Government would be in a position to
make these land available to all the concerned project affected families. H
216 SUPREME COURT. REPORTS [2000] SUPP. 4 S.C.R.
A CONCLUSION
Water is one element without which life cannot sustain. Therefore, it is
to be regarded as one of the primary duties of the Government to ensure
availability of water to the people.
B There are only three sources of water. They are rainfall, ground ~ater
or from river. A river itself gets water either by the melting of the snow or
from the rainfall while the ground water is again dependent on the rainfall or
from the river. In most parts of India, rainfall takes place during a period of
about 3 to 4 months known as the Monsoon Season. Even at the time when
C the monsoon is regarded as normal, the amount of rainfall varies from region
to region. For example, North-Eastern States of India receive much more
rainfall than some of other States like Punjab, Haryana or Rajasthan. Dams are
constructed not only to provide water whenever required but they also help
in flood control by storing extra water. Excess of rainfall causes floods while
deficiency thereof results in drought. Studies show that 75% of the monsoon
D water drains into the sea after flooding a large land area due to absence of
the storage capacity. According to a study conducted by the Central Water
Commission in 1998, surface water resources were estimated at 1869 cu km
and rechargeable groundwater resources at 432 cu km. It is believed that only
690 cu km of surface water resources (out of 1869 cu km) can be utilised by
storage. At present the storage capacity of all dams in India is 174 cu km.
E which is incidentally less than the capacity ofKariba Dam in Zambia/Zimbabwe
(180.6 cu km) and only 12 cu km more than Aswan High Dam of Egypt.
While the reservoir of a dam stores water and is usually situated at a
place where it can receive a lot of rainfall, the canals take water from this
p reservoir to distant places where water is a scare commodity. It was, of course,
contended on behalf of the petitioner that if the practice of water harvesting
is resorted to and some check dams are constructed, there would really be
no need for a high dam like Sardar Sarovar. The answer to this given by the
respondent is that water harvesting serves a useful purpose but it cannot
ensure adequate supply to meet all the requirements of the people. Water
G harvesting means to collect, preserve and use the rain water. The problem of
the area in question is that there is deficient rainfall and small scale water
harvesting projects may not be adequate. During the non rainy days, one of
the essential ingredients of water harvesting is the storing of water. It will not
be wrong to say that the biggest dams tb the smallest percolating tanks meant
H to tap the rain water are nothing but water harvesting structures to function
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 217
by receiving water from the common rainfall. A
Dam serves a number of purposes. It stores water, generates electricity
and releases water throughout the year and at times of scarcity. Its storage
capacity is meant to control floods and the canal system which emanates
therefrom is meant to convey and provide water for drinking, agriculture and
industry. In addition thereto, it can also be a source of generating hydro- B
power. Dam has, therefore, necessarily to be regarded as an infrastructural
project.
There are three stages with regard to the undertaking of an infrastructural
project. One is conception or planning, second is decision to undertake the
project and the third is the execution of the project. The conception and the C
decision to undertake a project is to be regarded as a policy decision. While
there is always a need for such projects not being unduly delayed, it is at
the same time expected that as thorough a study as is possible will be
undertaken before a decision is taken to start a project. Once such a considered
decision is taken, the proper execution of the same should be taken D
expeditiously. It is for the "Government to decide how to do its job. When it
has put a system in place for the execution of a project and such a system
cannot be said to be arbitrary, then the only role which a Court may have to
play is to see that the system works in the manner it was envisaged.
A project may be executed departmentally or by an outside agency. The E
choice has to be of the Government. When it undertakes the execution itself,
with or without the help of another organisation, it will be expected to
undertake the exercise according to some procedure or principles. The NCA
was constituted to give effect to the Award, various sub-groups have been
established under the NCA and to look after the grievances of the resettled
oustees and each State has set up a Grievance Redressal Machinery. Over F
and above the NCA is the Review Committee. There is no reason now to
assume that these authorities will not function properly. In our opinion the
Court should have no role to play.
rt is now well-settled that the courts, in the exercise of their jurisdiction, G
will not transgress into the field of policy decision. Whether to have an
infrastructural project or not and what is the type of project to be undertaken
and how it has to be executed, are part of policy making process and the
Courts are ill equipped to adjudicate on a policy decision so undertaken. The
Court, no doubt, has a duty to see that in the undertaking of a decision, no
law is violated and people's fundamental rights are not transgressed upon H
218 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A except to the extent permissible under the Constitution. Even then any
challenge to such a policy decision must be before the execution of the
project is undertaken. Any delay in the execution of the project means over
run in costs and the decision to undertake a project, if challenged after it's
execution has commenced, should be thrown out at the very threshold on the
B ground of latches if the petitioner had the knowledge of such a decision and
could have approached the Court at that time. Just because a petition is
termed as a PIL does not mean that ordinary principles applicable to litigation
will not apply. Latches is one of them.
Public Interest Litigation [PIL] was an innovation essentially to safeguard
C and protect the human rights of those people who were unable to protect
themselves. With the passage of time the PIL jurisdiction has been ballooning
so as to encompass within its ambit subjects such as probity in public life,
granting of largess in the form of licences, protecting environment and the
like. But the balloon should not be inflated so much that it bursts. Public
Interest Litigation should not be allowed to degenerate to becoming Publicity
D Interest Litigation or Private Inquisitiveness Litigation.
o While exercising jurisdiction in PIL cases Court has not forsaken its
duty and role as a Court of law dispensing justice in accordance with law. It
is only where there has been a failure on the part of any authority in acting
E according to law or in non-action or acting in violation of the law that the
Court has stepped in. No directions are issued which are in conflict with any
legal provisions. Directions have, in appropriate cases, been given where the
law is silent and inaction would result in violation of the Fundamental Rights
or other Legal provisions.
F While protecti11g the rights of the people from being violated in any
manner utmost care has to be taken that the C:mrt does not transgress its
jurisdiction. There is in our Constitutional frame-work a fairly clear demarcation
of powers. The Court has come down heavily whenever the executive has
sought to impinge upon the Court's jurisdiction.
....• .
G At the same time, in exercise of its enormous power the Court should
not be called upon or undertake governmental duties or functions. The Courts
cannot run the Government nor the administration indulge in abuse or non-
use of power and get away with it. The essence of judicial review is a
constitutional fundamental. The role of the higher judiciary under the
H constitution casts on it a great obligation as the sentinel to defend the values
NARMADA BACHAO ANDOLAN v. U.0.l. [KIRPAL, J.] 219
of the constitution and rights of Indians. The courts must, therefore, act A
within their judicially permissible limitations to uphold the rule of law and
harness their power in public interest. It is precisely for this reason that it has
been consistently held by this Court that in matters of policy the Court will
not interfere. When there is a valid law requiring the Government to act in
a particular manner the Court ought not to, without striking down the law, B
give any direction which is not in accordance with law. In other words the
Court itself is not above the law.
- In respect of public projects and policies which are initiated by the
Government the Courts should not become an approval authority. Normally
such decisions are taken by the Government after due care and consideration. C
In a democracy welfare of the people at large, and not merely of a small
section of the society, has to be the concern of a responsible Government.
If a considered policy decision has been taken, which is not in conflict with
any law or is not mala fide, it will not be in Public Interest to require the Court
to go into and investigate those areas which are.the function of the executive.
For any project which is approved after du~ ~eliberation the Court should D
refrain from being asked to review the decision just because a petitioner in
filing a PIL alleges that such a decision should not have been taken because
an opposite view against the undertaking of the project, which view may have
been considered by the Government, is possible. When two or more options
or views are possible and after considering them the Government takes a E
policy decision it is then not the function of the Court to go into the matter
afresh and, in a way, sit in appeal over such a policy decision.
What the petitioner wants the Court to do in this case is precisely that.
The facts enumerated hereinabove clearly indicate that the Central Government
had taken a decision to construct the Dam as that was the only solution F
available to it for providing water to water scare areas. It was known at that
time that people will be displaced and will have to be rehabilitated. There is
no material to enable this Court to come to the conclusion that the decision
was ma/a fide. A hard decision need not necessarily be a bad decision.
G
Furthermore environment concern has not only to be of the area which
is going to be submerged and its surrounding area. The impact on environment
should be seen in relation to the project as a whole. While an area of land
wit.I submerge but the construction of the Dam will result in multifold
improvement in the environment of the areas where the canal waters will
reach. Apart from bringing drinking water within easy reach the supply of H
220 SUPREM_E COURT REPORTS [2000) SUPP. 4 S.C.R.
A water to Rajasthan will also help in checking the advancement of the Thar
Desert. Human habitation will increase there which, in tum, will help in
protecting the so far porous border with Pakistan.
While considering Gujarat's demand for water, the Government had
reports that with the construction of a high dam on the river Narmada, water
B could not only be taken to the scarcity areas of Northern Gujarat, Saurashtra
and parts of Kutch but some water could also be supplied to Rajasthan.
Conflicting rights had to be considered. If for one set of people namely
those of Gujarat, there was only one solution, namely, construction of a dam,
the same would have an adverse effect on another set of people whose
C houses and agricultural land would be submerged in water. It is because of
this conflicting interest that considerable time was taken before the project
was finally cleared in 1987. Perhaps the need for giving the green signal was
that while for the people of Gujarat, there was no other solution but to provide
them with water from Narmada, the hardships of oustees from Madhya Pradesh
D could be mitigated by providing them with alternative lands, sites and
compensation. In governance of the State, such decisions have to be taken
where there are conflicting interests. When a decision is taken by the
Government after due consideration and full application of mind, the Court is
not to sit in appeal over such decision.
E Since long the people of India have been deriving the benefits of the
river valley projects. At the time of independence, food-grain was being
imported into India but with the passage of time and the construction of more
dams, the position has been reversed. The large-scale river valley projects per
se all over the country have made India more than self-sufficient in food.
Famines which used to occur have now become a thing of the past. Considering
F the benefits which have been reaped by the people all over India with the
construction of the dams, the Government cannot be faulted with deciding to
construct the high dam on the river Narmada with a view to provide water
not only to the scarcity areas of Gujarat but also to the small areas of the State
of Rajasthan where the shortage of water has been there since the time
G immemorial.
In the case of projects of national importance where Union of India and/
or more than one State(s) are involved and the project would benefit a large
section of the society and there is evidence to show that the said project had
been contemplated and considered over a period of time at the highest level
H of the States and the Union of India and more so when the project is
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 221
evaluated and approval granted by the Planning Commission, then there A
should be no occasion for any Court carrying out any review of the same or
directing its review by any outside or "independent" agency or body. In a
-
democratic set up, it is for the elected Government to decide what project
,.
should be undertaken for the benefit of the people. Once such a decision had
been taken that unless and until it can be proved or shown that there is a
blatant illegality in the undertaking of the project or in its execution, the Court B
ought not to interfere with the execution of the project.
Displacement of people living on the proposed project sites and the
areas to be submerged is an important issue. Most of the hydrology projects
are located in remote and in-accessible areas, where local population is, like C
in the present case, either illiterate or having marginal means of employment
and the per capita income of the families is low. It is a fact that people are
displaced by projects from their ancestral homes. Displacement of these
people would undoubtedly disconnect them from their past, culture, custom
and traditions, but then it becomes necessary to harvest a river for larger
good. A natural river is not only meant for the people close by but it should D
be for the benefit of those who ca~ make use of it, being away from it or near
by. Realising the fact that displacement of these people would disconnect
them from their past, culture, custom and traditions, the moment any village
is earmarked for take over for dam or any other developmental activity, the
project implementing authorities have to implement R&R programmes. The E
R&R plans are required to be specially drafted and implemented to mitigate
problems whatsoever relating to all, whether rich or poor, land owner or
encroacher, farmer or tenant, employee or employer, tribal or non-tribal. A
properly drafted R&R plan would improve living standards of displaced
persons after displacement. For example residents of villages around Bhakra
Nangal Dam, Nagarjun Sagar Dam, Tehri, Bhillai Steel Plant, Bokaro and Bala F
Iron and Steel Plant and numerous other developmental sites are better off
than people living in villages in whose vicinity no development project came
in. It is not fair that tribals and the people in un-developed villages should
continue in the same condition without ever enjoying the fruits of science and
technology for better health and have a higher quality of life style. Should G
they not be encouraged to seek greener pastures elsewhere, if they can have
access to it, either through their own efforts due to information exchange or
due to outside compulsions. It is with this object in view that the R&R plans
which are developed are meant to ensure that those who move must be better
off in the new locations at Government cost. In the present case, the R&R
packages of the States, specially of Gujarat, are such that the living conditions H
222 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
A of the oustees will be much better than what they had in their tribal hamlets.
Loss of forest because of any activity is undoubtedly harmful. Without
going into the question as to whether the loss of forest due to river valley
project because of submergence is negligible, compared to de-forestation due
to other reasons like cutting of trees for fuel, it is true that large dams cause
B submergence leading to loss of forest areas. But it cannot be ignored and it
is important to note that these large dams also cause conversion of waste
land into agricultural land and making the area greener. Large dams can also
become instruments in improving the environment, as has been the case in
the Western Rajasthan, which transformed into a green area because of Indira
C Gandhi Canal, which draws water from Bhakhra Nangal Dam. This project not
only allows the farmers to grow crops in deserts but also checks the spread
of Thar desert in adjoining areas of Punjab and Haryana.
Environmental and ecological consideration must, of course, be given
due consideration but with proper channellisation of developmental activities
D ecology and environment can be enhanced. For example, Periyar Dam Reservoir
has become an elephant sanctuary with thick green forests all round while at
the same time wiped out famines that used to haunt the district of Madurai
in Tamil Nadu before its construction. Similarly Krishnarajasagar Dam which
has turned the Mandya district which was once covered with shrub forests
with wild beasts into a prosperous one with green paddy and sugarcane fields
E all round.
So far a number of such river valley projects have been undertaken in
all parts of India. The petitioner has not been able to point out a single
instance where the construction of a Dam has, on the whole, had an adverse
environmental impact. On the contrary the environment has improved. That
F being so there is no reason to suspect, with all the experience gained so far,
that the position here will be any different and there will not be overall
improvement and prosperity. It should not be forgotten that poverty is regarded
as one of the causes of degradation of environment. With improved irrigation
system the people wit.I prosper. The construction of Bhakra Dam is a shining
G example for all to see how the backward area of erstwhile undivided Punjab
has now become the granary of India with improved environment than what
was there before the completion of the Bhakra Nangal project.
The A ward of the Tribunal is binding on the Stat~s concerned. The said
Award also envisages the relief and rehabilitation measures which are to be
H undertaken. If for any reason, any of the State Governments involved lag
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, J.] 223
behind in providing adequate relief and rehabilitation then the proper course, A
for a Court to take, would be to direct the Award's implementation and not
to stop the execution of the project. This Court, as a Federal Court of the
country specially in a case of inter-State river dispute where an Award had
been made, has to ensure that the binding Award is implemented. In this
regard, the Court would have the jurisdiction to issue necessary directions B
to the State which, though bound, chooses not to carry out its obligations
under the Award. Just as an ordinary litigant is bound by the decree, similarly
a State is bound by the Award. Just as the execution of a decree can be
ordered, similarly, the implementation of the Award can be directed. If there
is a short fall in carrying out the R&R measures, a time bound direction can
and should be given in order to ensure the irnplernentati.on of the Award. C
Putting the project on hold is no solution. It only encourages recalcitrant
State to flout and not implement the award with impunity. This certainly
cannot be pennitted. Nor is it desirable in the national interest that where
fundamental right to life of the people who continue to suffer d~e to shortage
of water to such an extent that even the drinking water becomes scarce, non-
cooperation of a State results in the stagnation of the project. D
The clamour for the early completion of the project and for the water
to flow in "the canal is not by Gujarat but is also raised by Rajasthan.
As per Clause 3 of the final decision of the Tribunal published in the E
Gazette notification of India dated 12th December, 1979, the State of Rajasthan
has been allocated 0.5 MAF of Narmada water in national interest from Sardar
Sarovar Darn. This was allocated to the State of Rajasthan to utilise the same
for irrigation and drinking purposes in the arid and drought-prone areas of
Jalore and Barmer districts of Rajasthan situated on the international border
with Pakistan, which have no other available source of water. F
Water is the basic need for the survival of human beings and is part
of right of life and human rights as enshrined in Article 21 of the Constitution
of India and can be served only by providing source of water where there
is none. The Resolution of the U.N.O. in 1977 to which India is a signatory, G
during the United Nations Water Conference resolved unanimously inter alia
as under:
"All people, whatever their stage of development and their social and
economic conditions, have the right to have access to drinking water in , ,
quantum and of a quality equal to their basic needs." H
224 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A Water is being made available by the State of Rajasthan through tankers
to the civilians of these areas once in four days during summer season in
quantity, which is just sufficient for their survival. The districts of Barmer and
Jalore are part of 'Thar Desert' and on account of scarcity of water the desert
area is increasing every year. It is a matter of great concern that even after
B half a century of freedom, water is not available to all citizens even for their
basic drinking necessity violating the human right resolution of U.N.O. and
Article 21 of the Constitution of India. Water in the rivers of India has great
potentiality to change the miserable condition of the arid, drought-prone and
border areas of India. ~·
C The availability of drinking water will benefit about 1.91 lac of people
residing in 124 villages in arid and drought-prone border areas of Jalore and
Barmer districts of Rajasthan who have no other source of water and are
suffering grave hardship.
As already seen, the State of Madhya Pradesh is keen for the reduction
D of the dam's height to 436 ft. Apart from Gujarat and Rajasthan the State of
Maharashtra also is not agreeable to this. The only benefit from the project
which Maharashtra get is it's share of hydel power from the project. The
lowering of the height from 455 ft. to 436 ft. will take away this benefit eve11
though 9399 hectares of it's land will be submerged. With the reduction of
E height to 436 ft. not only will there be loss of power generation but it would
also render the generation of power seasonal and not throughout the year.
One of the indicators of the living standard of people is the per capita
consumption of electricity. There is, however, perennial shortage of power in
India and, therefore, it is necessary that the generation increases. The world
F over, countries having rich water and river syste!lJS have effectively exploited
these for hydel power generation. In India, the share of hydel power in the
total power generated was as high as 50% in the year 1962-63 but the share
of hydel power started declining rapidly after I 980. There is more reliance now
on thermal power projects. But these thermal power projects use fossil fuels,
which are not only depleting fast but also contribute towards environmental
G pollution. Global warming due to the greenhouse effect has become a major
cause of concern. One of the various factors responsible for this is the
burning of fossil fuel in thermal power plants. There is, therefore, international
concern for reduction of greenhouse gases which is shared by the World
Bank resulting in the restriction of sanction of funds for thermal power
H projects. On the other hand, the hydel power's contribution in the greenhouse
NARMADA BACHAO ANDOLAN v. U.0.1. [KIRPAL, .I.] 225
. ·effect is negligible and it can be termed ecology friendly. Not only this but A
the cost of generation of electricity in hydel projects is significantly less. The
Award of the Tribunal has taken all these factors into consideration while
determining the height of the dam at 455 ft: Giving the option of generating
eco-friendly electricity and substituting it by thennal power may not, therefore,
be the best option. Perhaps the setting up of a thermal plant may not displace B
as many families as a hydel project may but at the same time the pollution
caused by the thermal plant and the adverse affect on the neighbourhood
could be far greater than the inconvenience caused in shifting and rehabilitating
the oustees of a reservoir.
There is and has been in the recent past protests and agitations not C
only against hydel projects but also against the setting up of nuclear or
thermal power plants. In each case reasons are put forth against the execution
of the prop~sed project either as being dangerous (in case of nuclear) or
causing pollution and ecological degradation (in the case of thermal) or
rendering people homeless and posses adverse environment impacts as has
been argued in the present case. But then electricity has to be generated and D
one or more of these options exercised. What option to exercise, in our
Constitutional framework, is for the Government to decide keeping various
factors in mind. In the present case, a considered decision has been taken and
an Award made whereby a high dam having an FRL of 455 ft. with capability
of developing hydel power to be constructed. In the facts and circumstances E
enumerated hereinabove, even if this Court could go into the question, the
decision so taken cannot be faulted.
DIRECTIONS
While issuing directions and disposing of this case, two conditions F
have to be kept in mind, (i) the completion of project at the earliest and (ii)
ensuring compliance with conditions on which clearance of the project was
given including completion of relief and rehabilitation work and taking of
ameliorative and compensatory measures for environmental protection in
compliance with the scheme framed by the Government thereby protecting the
rights under Article 21 of the Constitution. Keeping these principles in view, G
we issue the following directions.
(1) Construction of the dam will continue as per the Award of the
Tribunal.
(2) As the Relief and Rehabilitation Sub-group has cleared the H
226 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A construction up to 90 meters, the same can be undertaken
immediately. Further raising of the height will be only pari passu
with the implementation of the relief and rehabilitation and on
the clearance by the Relief and Rehabilitation Sub-group. The
Relief and Rehabilitation Sub-Group will give clearance of further
construction after consulting the three Grievances Redressal
B Authorities.
(3) The Environment Sub-group under the Secretary, Ministry of
Environment & Forests, Government of India will consider and
give, at each stage of the construction of the dam, environment
c clearance before further construction beyond· 90 meters can be
undertaken.
(4) The permission to raise the dam height beyond 90 meters wiH be
given by the Narmada Control Authority, from time to time, after
it obtains the above-mentioned clearances from the Relief and
D Rehabilitation Sub-group and the Environment Sub-group.
(5) The reports of the Grievances Redressal Authorities, and of
Madhya Pradesh in particular, shows that there is a considerable
slackness in the work of identification of land, acquisition of
E suitable land and the consequent steps necessary to be taken
to rehabilitate the project oustees. We direct the States of Madhya
Pradesh, Maharashtra and Gujarat to implement the Award and
give relief and rehabilitation to the oustees in terms of the
packages offered by them and these States shall comply with
any direction in this regard which is given either by the NCA
F or the Review Committee or the Grievances Redressal Authorities.
(6) Even though there has been substantial compliance with the
conditions imposed under the environment clearance the NCA
and the Environment Sub-group will continue to monitor and
ensure that all steps are taken not only to protect but to restore
G and improve the environment.
(7) The NCA will within four weeks from today draw up an Action
Plan in relation to further construction and the relief and
rehabilitation work to be undertaken. Such an Action Plan will
fix a time frame so as to ensure relief and rehabilitation pari
H passu with the increase in the height of the dam. Each State shall
NARMADA BACHAO ANDOLAN v. U.0.1. [BHARUCHA, J.] 227
abide by the terms of the action plan so prepared by the NCA A
and in the event of any dispute or difficulty arising,
representation may be made to the Review Committee. However,
each State shall be bound to comply with the directions of the
NCA with regard to the acquisition of land for the purpose of
relief and rehabilitation to the. extent and within the period B
specified by the NCA.
(8) The Review Committee shall meet whenever required to do so
in the event of there being any un-resolved dispute on an issue
which is before the NCA. In any event the Review Committee
shall meet at least once in three months so as to oversee the
progress of construction of the dam and implementation of the c
R&R programmes.
If for any reason serious differences in implementation of the
Award arise and the same cannot be resolved in the Review
Committee, the Committee may refer the same to the Prime Minister
whose decision, in respect thereof, shall be final and binding on D
all concerned.
(9) The Grievances Redressal Authorities will be at liberty, in case
the need arises, to issue appropriate directions to the respective
States for due implementation of the R&R programmes and in
case of non-implementation of its directions, the GRAs will be E
at liberty to approach the Review Committee for appropriate
orders.
(10) Every endeavour shall be made to see that the project is
completed as expeditiously as possible.
F
This and connected petitions are disposed off in the aforesaid terms.
BHARUCHA, J. I have read the judgment proposed to be delivered by
my learned brother, the Hon'ble Mr. Justice B.N. Kirpal. Respectfully, I regret
my inability to agree therewith.
G
I do not set out the facts here: they are detailed in Brother Kirpal's
judgment.
I take the view that the Sardar Sarovar Project does not require to be
re-examined, having regard to its cost effectiveness or otherwise, and that the
seismicity aspect of the Project has been sufficiently examined and no further H
228 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A consideration thereof is· called for. I do not accept the submission on behalf
of the petitioner that those ousted by reason of the canals emanating from
the reservoir in the Project must have the same relief and rehabilitation
.!
benefits as those ousted on account of the reservoir itself; this is for the
reason that the two fall in different classes.
B Having said this, I tum to the aspect of the environmental clearance of
the Project. The Planning Commission accorded provisional sanction to the
Project subject t.o the environment clearance thereof being obtained. At the
relevant time, the responsibility for giving environmental clearance lay with
the Department of Environment in the Ministry of Environment and Forests
C of the Union Government. The Department had in January, 1985 issued
Guidelines for Environmental Impact Assessment of River Valley Projects. The
Preface thereof stated that environmental appraisal was an important
responsibility assigned to the Department. It involved the evaluation of the
environmental implications of, and the incorporation of necessary safeguards
in, activities having a bearing on environmental quality. While river valley
D projects were a basic necessity to a country whose economy was largely
based on agriculture, over the years the realisation had dawned that river
valley projects had their due quota of positive and adverse impacts which had
to be carefully assessed and balanced for achieving sustained benefits.
Therefore, it had been decided in the late 70s that all river valley projects
should be subjected to a rigorous assessment of their environmental impact
E so that necessary mitigative measures could be duly incorporated therein at
the inception stage. The Guidelines set out the procedure to be adopted for
carrying out environmental impact assessments. In the Chapter headed
Relevance of Environmental Aspects for River Valley Development Projects,
the Guidelines stated, "Concern for environmental pollution is rather a recent
F phenomenon which has been triggered mainly by the backlash effect of
accelerated industrial growth in the developed countries. The two major
criteria - the project should maximise economic returns and it should be
technically feasible - are no longer considered adequate to decide the
desirability or even the viability of the project. It is now widely recognised
that the development effort may frequently produce not. only sought for
G 'benefits, but other - often unanticipated - undesirable consequences as well
which may nullify the socio-economic benefits for which the project is
designed." After reference to the strong feelings that were often expressed
in favour of measures that would provide the provision of adequate food and
shelter to the millions, the Guidelines stated, "Such strong feelings are easy
H to understand in the context of the prevailing economic stagnation. It does
NARMADA BACHAO ANDOLAN v. U.0.1. [BHARUCHA. J.] 229
not, however, follow that the arguments advanced are valid. The basic flaw A
in these arguments is that they presume incompatibility between environmental
- conservation and the development effort." Apart from some selected cases
where the uniqueness of the natural resources, like wildlife, flora and genetic
pool, which demanded exclusive earmarking of a given region for their specific
use, the majority of cases did not call for a choice between development
projects and preservation of the natural environmental; but in all cases there B
was great need to consider the environmental aspects along with other
feasibility considerations. It was imperative to analyse whether the_ adoption
of environmental measures was going to result in any short or long term
social or economic benefits. A careful study of the direct costs involved,
which would be caused by the absence of environmental mitigative measures C
on river valley projects, was an eye opener. These included effects on health,
plant genetic resources, aquatic resources, water-logging and salinity of
irrigated soils, deforestation and soil conservation. During the planning and
feasibility assessment stages, several factors had to be taken into account,
including short and long term impact on population and human settlements
in the inundated and watershed areas, impact of flora and fauna (wildlife) in D
the vicinity, impact on wildlife, including birds, impact on national parks and
sanctuaries, on sites and monuments of historical, cultural and religious
significance and on forests, agriculture, fisheries and recreation and tourism.
Requisite date for impact assessment was not readily available, this being
relatively a new discipline, and it had to be generated through such field E
surveys as :
- "Pre-impoundment census of flora & fauna, particularly the rare &
endangered species, in submergence areas;
- Census of animal population and available grazing areas;
F
- Land-use pattern in the area with details of extent & type of forest;
- Pre-impoundment survey of fish habitat and nutrients levels;
- Groundwater level, its quality, and existing water use pattern;
- Mineral resources, including injurious minerals, in the impounciment. G
- Living conditions of affected tribals/aboriginals etc.
The cost of proposed remedial and mitigative measures to protect the
environment had to be included in the project cost. Mitigative measures
included, among other things, compensatory afforestation. Only when the
incorporation of environmental aspects in the project planning was made a H
230 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A part and parcel of all river valley projects would there be hope to protect and
preserve "our national environment and fulfill the objective of rapid economic
development on the sustained basis while safeguarding the natural resources
including the air, water, land, flora and fauna for the benefit of present and
future generations." The necessary data that was required to be collected. for
B impact assessment was set out in the Guidelines. A chart of the impact
assessment procedure was also contained in the Guidelines.
It appears that, though it ought rightly to have been taken by the
Ministry of Environment and Forests, the decision whether or not to accord
environmental clearance to the Project was left to the Prime Minister.
c A note was prepared by the Ministry of Water Resources in or about
October, 1986 on the environmental aspects of the Sardar Sarovar and the
Narmada Sagar Multi Purpose Projects. It stated that a decision on the
clearance of these projects from the environmental angle and under the Forest
Conservation-Act, 1980 had become a matter ofurgency. Delays had occurred
D which had necessitated a recasting of the schedule. The Ministry of
Environment and Forests had been doing its best to expedite the process of
examination and clea_rance "but have been finding the material submitted
inadequate and unsatisfactory. ......... ". While the State Governments had done
their best to meet the requirements, "some of the information and action will
E necessarily take time and will have to proceed pari passu with the
implementation of the project, which in any case will take a decade or more
to complete." The Note stated that the Ministry of Water Resources shared
the concerns and anxieties of the Ministry of Environment and Forests, as
also the sense of urgency of the Governments of Gujarat and Madhya Pradesh,
who felt that it was urgently of the Governments of Gujarat and Madhya
F Pradesh, who felt that it was urgently necessary to take a decision in regard
to the clearance. Under the sub-heading, "Should the projects be taken up
at all?'', the Note stated that the abandonment of the projects would mean
the abandonment of the generation of 2450 MW of power and of the
possibilities of economic development which that quantum of power would
bring, as also increased agricultural production resulting from the creation of
G an irrigation potential of 2.041 million hectares. No effective alternatives to the
two projects were available. Reference to the adverse environmental impact
of the project carried the implicit assumption that if the projects were not
sanctioned the status-quo would remain and there would be no deterioration
of the environment. Such an assumption was not warranted. Despite the
H submergence of land and displacement of people and livestock, there was no
NARMADA BACHAO ANDOLAN v. U.0.1. [BHARUCHA, J.) 231
case for the abandonment of the projects. What needed to be done was to A
take appropriate and adequate counter measures to off-set the environmental
impact of the projects. The Note then gave a broad picture of the likely
environmental impact of the two projects. In respect of the flora and fauna,
' it said, "Quantified data not yet available." In respect of the possibitity of soil
"
erosion from the catchment leading to excessive siltation of the reservoirs, it
said, "Extent of critically degraded area needing treatment to be identified". B
Specifically in respect of the Sardar Sarovar Project, the Note said that for the
area to be submerged in Maharashtra, the Maharashtra Government had
proposed compensatory afforestation over an area of 6490 hectares and the
Madhya Pradesh was preparing an action plan to reforest about 5500 hectares
of the denuded forest in the impact area. In respect of fauna, the Note said C
that the Narmada Sagar Project authorities had commissioned a wildlife census
of the areas by the Zoological Survey of India and were negotiating terms
with the Indian Institute of Wildlife Management, Dehradun, for carrying out
detailed wildlife studies for re-location purposes. They proposed to undertake
all necessary steps to minimise the adverse impact of the Project on wildlife.
Gujarat and Maharashtra were also taking similar action with the help of D
specialised agencies. In respect of the Projects' flora, the Note said that the
first preliminary survey in the area by the Botanical Survey of India was
started in December, 1985 and it was estimated that the survey would take two
to three years to be completed. In respect of catchment area treatment, the
Note said that field surveys were likely to be started shortly. The Project E
authorities had identified three representative pilot project areas. The biological
and engineering measures to be adopted in the treatment of the balance of
the catchment area would be designed on the basis of the experience to be
gained from these pilot projects. Under the sub-heading, "What still remains
to be done", the Note stated, "While some .plans have been made, studies
- undertaken and action initiated, it will be clear from the preceding F
paragraphs that much still remains to be done. Indeed, it is the view of the
Ministry of Environment, Forests and Wildlife that what has been done so
far whether by way of action or by way of studies does not amount to much,
and that many matters are as yet in the early and preliminary stages." What
was then set out was an enumeration of what remained to be done. The survey G
offlora, to assess if there were any rare or threatened plant species, had been
assigned to the Botanical Survey of India, which was expected to be completed
in a period of two years. The wildlife survey undertaken by the Zoological
Survey of India was also likely to take two take two years. The Indian
Institute of Wildlife Management, Dehradun was to consider and assess the
impact on wildlife of the destruction of their habitant, and to prepare a project H
232 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A report for their re-location. After all these reports became available, a master
plan had to be prepared. Field surveys for the identification of the critically
eroding areas was necessary and would take three years. The results from
pilot studies would be available only after three years. Then, under the sub-
heading, "Options in regard to the Clearance of the Projt:'.cts", the Note stated:
B "There are two options :
(i) As a number of studies, censuses, field surveys, mapping of
areas, etc., are likely to take between 2 and 3 years, one possibility
is that all these should be completed; detailed operational plans
for catchment treatment compensatory afforestation,
c rehabilitation and resettlement of affected population; and
remedial or re-location measures for planned species, wildlife,
etc., formulated; the responsibility for their implementation clearly
identified; and then the projects should be given a clearance
from the environmental and forest angles. This will mean a
D postponement of the clearance of projects by about 3 years.
(ii) The other option is that the projects should be given the
necessary clearance now, with clear conditions and stipulations
in regard to the actions to be taken on the various environmental
aspects and appropriate monitoring arrangement to ensure that
E the actions are taken in a time-bound manner. ·
13.2. The arguments against a postponement of clearance by
three years are very strong."
The postponement of the decision at this stage seemed, to the writers
F of Note, scarcely conceivable. A postponement would lead to substantial
increases in project costs and the benefits expected from the projects would
be delayed. Also the work that had already been doQe would be rendered
infructuous. The deferment of clearance by three years would put the
organisational set-up that had been built up into a state of uncertainty retard
G the momentum that had been gathered, and sap the organisational morale and
motivation. The Note added, "Finally, the numerous studies, surveys, data
collection exercises, plans for remedial measures, etc., where have been
enumerated earlier would involve time, money and organisation commitment.
With the project decision postponed for three years, and with no assurance
that at the end of that period,. the decision will be positive, it is difficult
H believe that all these studies, surveys and plans relating to the environmental
NARMADA BACHAO ANDOLAN v. U.0.1. [BHARUCHA, J.] 233
aspect will be pursued with energy and enthusiasm, and the necessary A .
resources devoted to them. In other words, the postponement of the decision
in the interest of collecting the information relating to the environmental
aspects and completing the formulation of the necessary operational plans
may in fact prove to be a self defeating exercise. On the other hand, if the
project decisions are taken now, subject to firm conditions and stipulations B
regarding the environmental aspects, there is greater likelihood of these
conditions being met... ........A possible argument against the immediate clearance
of the projects could be that once the projects are cleared, the management
would concentrate on the engineering and construction aspects and would
not pay adequate attention to the environmental and human aspects. There
seems to be no need for such apprehensions. It should be entirely possible C
to give a conditional clearance and ensure that the conditions are properly
met through a process of clear assignment of responsibility and frequent
monitoring ............ Moreover, even assuming that the postponement of a decision
by three years will improve the availability of detailed information and the
state of preparedness on environmental matters, there can be no greater
assurance at that stage than there is now regarding the whole-hearted and D
effective implementation of the remedial and ameliorative measures. We would
still have to depend on proper monitoring ...... ". In conclusion, the Note urged
that clearance for the environmental angle and under the Forest Conservation
Act, 1980 be given immediately, subject to conditions and stipulations relating
to the various environmental and related aspects outlined in the Note. (Emphasis E
supplied)
Another Note was prepared by the Ministry of Water Resources and
forwarded to the Additional Secretary to the Prime Minister on 20th November
1986. Insofar as catchment area treatment was conc·emed, it concluded that
.. it was certain that the catchment area treatment programme could not be
realistically formulated and assessed for atleast another three years. Therefore,
it was premature to comment on the efficacy or otherwise of the catchment
area treatment programme which was still to be formulated. The action
F
programme for Command area development was yet to be made available. The
lining of the canal network and the digging of tubewells in the Command G
could not be considered to be adequate. A lot of field work and planning was
needed to be done to arrive at a workable and effective Command area
development programme. As to compensatory afforestation, the land for the
same was yet to be identified and procured before it could be evaluated for
the purpose. In regard to the loss of flora and fauna, the following studies
were considered absolutely essential to determine the adequacy or otherwise H
..
234 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A of the left ov,,et' habitat to sustain wildlife:
"A wildlife census of the area" (ZSI will take atleast 2-3 years to complete the
survey):
(0 Preparation of a Master Plan showing all protected areas, National
B Parks, Wjldlife Reserves, Reserve and Protected Forests, etc. on
which should be superimposed the area to be taken up for
various reservoirs, roads, canals, S\'lttlement colonies, etc.
(ii) Study of the carrying capacity of the surrounding areas where
the wildlife from the submergence area will disperse."
c In the circumstances, it was not considered possible to assess the
impact of the loss of habitat on the wildlife and the overall loss of biological
diversity. The absence and inadequacy of data on the following environmental
aspects persisted :
D "(i) Rehabilitation;
(ii) Catchment Area Treatment;
(iii) Command Area Development;
(iv) Compensatory Afforestation; and
E (v) Flora and Fauna."
Considering the magnitude of rehabilitation, involving a large percentage
of tribals, loss of extensive forest area rich in biological diversity, enormous
environmental cost of the project and considering the fact that the basic data
on vital aspects was still not available "there could be but one conclusion,
F that theproject(s) are not ready for approval. " "There were two options in
regard to the clearance. As a number of studies, censuses, field surveys,
mapping of areas etc. was likely to take between two and three years, one 1
possibility was that all these should be completed; detailed operational plans
for catchment treatment, compensatory afforestation, rehabilitation and re-
G settlement of affected population and remedial or re-location measures for .....:
plant species, wildlife, etc. formulated; the responsibility for their implementation
clearly identified; and then the projects should be given a clearance from the
environmental and forest angles. This would mean a postponement of the
clearance of projects by about three years." The other option was that the
project should be given the necessary clearance with conditions and
H stipulations in regard to the actions to be taken on the various environmental
NARMADA BACHAO ANDOLAN v. U.0.1. [BHARUCHA, J.] 235
aspects with appropriate monetary arrangements. The Note recommended the A
latter option. (Emphasis supplied)
On 19th December, 1986 the Ministry of Environment and Forests sent
to the Secretary to the Prime Minister a Note on the environment aspects of
the Narmada Sagar and the Sardar Sarovar Projects. The Note stated that it
covered the major environmental issues which included the rehabilitation of B
the affected population, catchment area treatment, Command area development,
.... compensatory afforestation and the loss of flora and fauna. It explained the
then status of each of these aspects in terms of availability of data and plans
and the readiness to execute them. It said that other components of the
environmental aspect like the higher incidence of water borne diseases and C
loss of mineral reserves were important but were not dealt with in detail in
the note. It stated that the respect of catchment area treatment, the requirement
was of demarcation of critically degraded area on the basis of aerial
photographs, satellite imagery and ground checks; creation of a chain of
nurseries of suitable species for biological treatment of the catchment area;
and preparation of phased action programme for biological and engineering D
treatment of the degraded catchment area. Considering that catchment area
treatment on an intensive scale was imperative, both to reduce silt load and
to maintain ecological balance, and keeping in view the fact that the
interpretation of the aerial photographs and satellite imagery would take at
least one year for completion, to be followed by ground truth checks; the E
detailed land and soil surveys would take three years to be completed; the
geo-morphological studies to suggest the engineering and biological treatment
for the eroded areas were still to be taken up and the chain of nurseries
needed to provide the necessary saplings in adequate quantity along with
manpower and other infrastructure requirements were still to be mobilised, it
was "reasonable to conclude that the catchment area treatment programme F
can be realistically formulated only after three years when these data become
available". Command area development was to achieve the prevention of
water-logging and salinity, the optimisation of water utilisation and the
maintenance of water quality. A detailed survey of the Command area was
required on priority to prepare a package of the nature and quantity of G
development and drainage and on farm works to fully uti'.ise the irrigation
potential. An action programme was yet to be detailed. The Ministry of Water
Resources was preparing an Evaluation Report covering the extent of likely
water-logging and salinity problems and the effectiveness of measures
proposed or likely to be proposed to combat these problems "as per the
action programme to be formulated". In so far as compensatory afforestation H
236 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A was concerned, the Project authorities had not been able to identify non-
forest land for compensatory afforestation and had proposed to undertake
afforestation on double the extent for degraded forest and, which proposal
was fairly detailed and seemed satisfactory. In the matter of the loss of flora
and fauna the Note stated "that the forest area, specially affected by the ...._
B Narmada Sagar Project, represents area harbouring rich heritage of genetic
resources as well as wildlife. The. preliminary study carried out by the
Environmental Planning and Coordination Organisation, Bhopal as well as the
observations made by the World Bank clearly underlined the need for preparing
a master plan showing not just the present status but also the likely scenarios
after ~he project was implemented. The prime concern was to ascertain the
C loss of biological diversity and whether the wildlife would be able to sustain
itself after the destruction of its habitat. The following studies were considered
absolutely essential both to determine the loss of flora and the adequacy or
otherwise of the left over habitat to sustain the wildlife :
A wildlife census of the area (ZSI will take at least 2-3 years to
D complete the survey);
Preparation of a Master Plan showing all protected areas i.e.
National Parks, Wildlife Reserves, Reserve and Protected Forests,
etc. on which should be superimposed the areas cannot be taken
up for various reservoirs, roads, canals, settlement colonies,
E etc.;
Study of the carrying capacity of the surrounding areas where ':
the wildlife from the submergence area will disperse.
These studies are considered specially important in the case ofNSP. The work
initiated by BSI and ZSI at the request of the Project Authorities will be
F
completed only by 1989. The other studies have not yet been initiated. Under
the circumstances, it is not possible to assess the impact of the loss of habitat
on the wildlife and the overall loss of biological diversity and genetic
reserves.
G Even if one were to assume that the forests to be destroyed do not
contain genetic resources, which in any case cannot be valued, the simple
loss of these forests would have an environmental cost estimated at several
thousand crore! of Rupees as per norms developed by FRL. The environmental
cost is thus colossal".
H The Note concluded :
NARMADA BACHAO ANDOLAN v. U.0.1. [BHARUCHA, J.) 237
"(l) Taking note of the fact that the project formulation has been in A
progress for more than three decades and the active interaction
of the Project authorities with the Department of Environment
has been going on for almost three years, the absence and
inadequacy of data on some important environmental aspects
still persists.
B
(2) In an objective sense the NSP is not ready for clearance from
environmental angle. Even though SSP is in a fairly advanced
stage of preparedness, it is neither desirable nor recommended
that the SSP should be given approval in isolation on technical
and other grounds. c
(3) The state of readiness in the case of NSP is such that it gives
just an outline of the Intention Plan. The fact that this Intention
Plan will be converted to an Action Plan and there be effectively
implemented has to be taken on trust. In case of Sardar Sarovar
Project (SSP), readiness to execute is reasonably good except on D
the issue of rehabilitation of oustees specially from M.P. and
Maharashtra.
(4) Holding up of the projects even for the next few months is not
likely to improve the level of preparedness on most of the
environmental aspects, specially in the case of NSP. In the E
meanwhile, further studies will not perhaps pick. up speed and
thus at no time will the requisite information be fully available.
(5) A large amount of money has already ·been invested on SPP
which is critically linked - on technical and operational aspects
- to NSP. However, it may not be too late even now to modify F
some of the parameters of NSP and SSP to minimise
environmental damage while at the same time ensuring option
of utilisation of water resources.
G
The Choice is difficult but a choice has to be maqe." (Emphasis supplied)
A Note was pr~pared on 15th January, 1987 in the Prime Minister's
Office. It noted that the main issues on environmental concerns were the
rehabilitation of the affected population, compensatory afforestation, treatment
of the catchment area and Command area develop!llent, pertaining, particularly; H
238 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A to drainage, water logging arid salinity. The Department of Environment and
Forests·had raised the point that the rehabilitation plan was not ready, land
had not been surveyed, areas of land use capability and water availability had
not been identified and the land being suggested for rehabilitation, prima
facie, appeared to be infertile. Detailed meetings with the State Governments
B revealed that they were seriously undertaking surveys, land identification and
preparation of a rehabilitation plan, of which the first phase was more or less
ready. The catchment area treatment preparation would take time. A
compensatory afforestation programme could be chalked out without difficulty.
The issue was whether detailed plans should be made fully ready before
giving environmental clearance or whether there could be a conditional
C clearance so that the Project could start. The Secretary to the Prime Minister
had discussed the matter with the Secretary, Water Resources and the Secretary,
Environment and Forests and it had been agreed that clearance might be
given on the following conditions :
"Preparation in due time of detailed- and satisfactory plans for
D rehabilitation, catchment area treatment, compensatory afforestation and
Command Area Development.
Setting up of Narmada_ Management Authority with adequate powers
and teeth ·to ensure that environmental management plans are implemented
E pari passu .with engineering and other works".
Below the aforesaid Note, the Secretary to the Prime Minister sought
his approval to conditional clearance of the Project from the environmental
angle. The Project, she said, had been pending clearance for seven years and
F the Chief Ministers of Gujarat and Madhya Pradesh were keenly awaiting it.
The Chief Minister of Gujarat had requested a "green signal" before 20th
January, 1987.
On 19th January, 1987 the Prime Minister made a handwritten
endorsement on the aforesaid Note, "Perhaps this is a good time to try for
G a River Valley Authority. Discuss". But it appears that a River Valley Authority
was not found feasible and the sanction to the Project from the environment
of angle was issued by the Ministr.y of Environment and Forests on 24th
June, 1987.
The environmental sanction to the Project reads thus :
H
NARMADA BACHAO ANDOLAN v. U.0.1. [BHARUCHA, J.] 239
"Office Memorandum A
Subject : Approval of Narmada Sagar Project, Madhya Pradesh and
- I.
Sarovar Project, Gujarat from environmental angle.
The Narmada Sagar Project, Madhya Pradesh and Sardar Sarovar
Project, Gujarat have been referred to this Department for B
environmental clearance.
2. On the basis of examination of details of these projects by the
Environmental Appraisal Committee for River Valley Projects and
discussions with the Central and State authorities, the following
details were sought from the project authorities: C
(i) Rehabilitation Master Plan.
(ii) Phased Catchment Area Treatment Scheme.
(iii) Compensatory Afforestation Plan.
D
(iv) Command Area Development
(v) Survey of Flora and Fauna.
(vi) Carrying Capacity of surrounding area.
(vii) Seismicity; and
E
(viii) Health Aspects.
3. Field Surveys are yet to be completed. The first set of information
has been made available and complete details have been assured F
to be furnished by 1989.
4. The NCA has been expanded and its terms of reference have
been amplified to ensure that environmental safeguard measures
are planned and implemented in depth and in its pace of
implementation pari passu with the progress of work on the G
project.
5. After taking into account all relevant facts of Narmada Sagar
Project, Madhya Pradesh and the Sardar Sarovar Project, Gujarat
are hereby accorded environmental clearance subject to the
following conditions:
H
240 SUPREME COURT REPORTS [2000) SUPP. 4 S.C.R.
A (0 The Narmada Control Authority (NCA) will ensure that
environmental safeguard measures are planned and implemented
pari passu with progress of work on projects.
(ii) The detailed surveys/studies assured will be carried out as per -
the schedule proposed and details made available to the
B Department for assessment.
(iii) The Catchment Area Treatment programme and the Rehabilitation
plans be so drawn as to be completed ahead of reservoir filling. --
(iv) The Department should be kept informed of progress on various
C works periodically.
6. Approval under Forest (Conservation) Act, 1980 for diversion of
forest land will be obtained separately. No work should be
initiated on forest area prior to this approval.
D 7. Approval from environmental and forestry angles for any other
irrigation, power or development projects in the Narmada Basin
should be obtained separately."
Even in 1987, when the environmental clearance to the Project was
given, it had been found necessary by the Union of India to rigorously assess
E the environmental impact of river valley projects. This was to determine
whether the uniqueness of the natural resources, like wildlife, flora and the
genetic pool in the region, demanded its exclusive earmarking for that purpose,
in which event the river valley project would not be accorded clearance. Even
otherwise, it was imperative to consider the Project's environmental aspects,
p such as its effect on health, plant genetic resources, aquatic resources, water-
logging and salinity of irrigated soils, deforestation and soil conservation. Its
short and long term impact on population, on flora and fauna, on wildlife, on
national parks and sanctuaries, on historical, cultural and religious monuments,
on forests, agriculture, fisheries and recreation and tourism had to be taken
in account. Field surveys were necessary for generating the requisite data for
G the impact assessment. The cost of the proposed remedial and mitigated
measures had to be included in the project cost. The necessary data that was
required to be collected for the purposes of the assessment of a project's
environmental impact was set out in Guidelines for the purpose issued by the
Ministry of Environment and Forests of the Union Government (which have
H been referred to above).
NARMADA BACHAO ANDOLAN v. U.O.I. [BHARUCHA, J.) 241
The contemporaneous Notes prepared by the Ministry of Water A
Resources and the Ministry of Environment and Forests, also referred to
above, leave no manner of doubt that the requisite data for assessment of the
environmental impact of the Project was not available when the environmental
clearance thereof was granted. In the words of one of the Notes, "While some
plans have been made, studies undertaken and action initiated, it will be clear B
from the preceding paragraphs that muc'h still remains to be done. Indeed it
is the view of the Ministry of Environment, Forests and Wildlife that what has
been done so far whether by way of action or by ~ay of studies does not
amount to much and that many matters are yet in the early and preliminary
stages". The Notes make clear that the studies, censuses, mapping of areas
and field surveys for the collection of data for assessment of the environmental C
impact of the Project were likely to take a further 2 to 3 ye~. An environmental
clearance based on next to no data in regard to the environmental impact of
the Project was contrary to the terms of the then policy of the Union of India
in regard to environmental clearances and, therefore, no clearance at all.
The environmental clearance of 24th June, 1987 stated that details had D
been sought from the Project authorities in respect of the rehabilitation master
plan, phased catchment area treatment· scheme, compensatory afforestation
plan, Command area development, survey of flora and fauna, carrying capacity
of surrounding area, seismicity and health aspects; field surveys had yet to
be completed and complete details had been assured by 1989. Clearly, therefore, E
the necessary particulars in regard to the environmental impact of the Project,
as required by the Guidelines, were not available when the environmental
clearance was given, and it, therefore, could not have been given.
The conditions upon which the environmental clearance was given were
that detailed surveys and studies would be carried out and the Narmada F
Control Authority, whose terms of reference had been amplified, would ensure
· that "environmental safeguard measures" were planned and implemented pari
passu with the progress of work on the Project. No further assessment of the
environmental impact of the Project was contemplated by the environmental
clearance, nor, indeed, was it ever carried out.
G
What the environmental safeguards measures the Narmada Control
Authority was to ensure were, and what their cost would be, was not known
when the environmental clearance was given. There was, therefore, no way
in which this cost could be included in the cost of the Project, whic~ was a
requirement of the Guidelines.·
H
242 SUPREME COURT REPORTS (2000] SUPP. 4 S.C.R.
._ A While the environmental safeguard measures were to be planned and
implemented pari passu with the progress of the work on the Project, the
catchment area treatment programme and the rehabilitation plans were required
to be "so drawn as to be completed ahead of reservoir filling". This condition
clearly required that before any water was impounded in the reservoir the
catchment area treatment programme was not only to be drawn but also to
B be completed; so also the rehabilitation plans. If, as the Project authorities
interpreted this clause, only the drawing of the catchment area treatment
programme and the rehabilitation plans were to be completed ahead of reservoir
filling, the clause would have read: "The catchment area treatment programme
and the rehabilitation plans shall be drawn ahead of reservoir filling". What
C the clause as drawn required was that the catchment area treatment programme
and the rehabilitation plans should be drawn in such a manner that the
catchment area treatment and the rehabilitation works would be completed
ahead of impoundment in the reservoir. This, plainly, was intended to off set,
so far as was possible in the circumstances, the adverse effect of the
.. impoundment of water in the reservoir upon the catchment and those who
D were required to be settled elsewhere. In fact, the impoundment began much
before.
Learned counsel for the Union of India submitted that most of the
necessary surveys and studies had been carried out in regard to the
E environmental impact of the Project before the environmental clearance was
given, and the invited our attention to what had been done. The short answer
to the submission on behalf of the Union of India is that the two concerned
Ministries of the Union of India thought otherwise at the relevant time. To
quote the Note of one Ministry again, "While some plans have been made,
studies undertaken and action initiated, it would be clear from the preceding
F paragraph that much still remains to be done. Indeed it is the view of the
Ministry of Environment, Forests and Wildlife that what has been done so
far whether by way of action or by way of studies does not amount to much
and that many matters are yet in the early and preliminary stages".
G The fact that the environmental clearance was given by the Prime
Minister and not by the Ministry of Environment and Forests, as it would
ordinarily have beeri done, makes no difference at all. Under its own policy,
as indicated by the Guidelines, the Union of India was bound to give
environmental clearance only after (a) all the necessary data in respect of the
environmental impact of the Project had been collected and assessed; (b) the
H assessment showed that the Project could proceed; and (c) the environmental
NARMADA BACHAO ANDOLAN v. U.0.1. [BHARUCHA, J.] 243
safeguard measures, and their cost, had been worked out. A
An adverse impact on the environment can have disastrous
consequences for this generation and generations to come. This Court has
in its judgments on Article 21 of the Constitution recognised this. This Court
cannot place its seal of approval on so vast an undertaking as the Project B
without first ensuring that those best fitted to do so have had the opportunity
of gathering all necessary data on the environmental impact of the Project and
of assessing it. They must then decide if environmental clearance to the
Project can be given, and, if it can, what environmental safeguard measures
have to be adopted, and their cost. While surveys and studies on the
environmental aspects of the Project have been carried out subsequent to the C
environmental clearance, they are not, due to what are euphemistically called
"slippages", complete. Those who now examine whether environmental
clearance to the Project should be given must be free to commission or carry
out such surveys and studies and the like as they deem necessary. They must
also, of course, consider such surveys and studies as have already been D
carried out. Given that the construction of the dam and other work on the
Project has already commenced, this factor must play a part in their deciding.
whether or not environmental clearance should be accorded. Until environmental
clearance to the Project is accorded by them, further construction work on the
dam shall cease.
E
The Union of India has issued a notification on 27th January, 1994
called the "Environmental Impact Assessment Notification 1994" (and amended
it on 4th May, 1994). Its terms are not applicable to the present proceedings,
but its provisions are helpful in so far as they prescribe who is to assess the
environmental impact assessment reports and environment management plans
that are submitted by applicants for new projects including hydro-electric
F
projects. The notification says, "The reports submitted with the application
shall be evaluated and assessed by the Impact Assessment Agency, and if
deemed necessary it may consult a Committee of Experts, having a composition
as specified in Schedule-III of this Notification. The Impact Assessment
Agency (IAA) would be the Union Ministry of Environment and Forests. The G
Committee of Experts mentioned above shall be constituted by the IAA or
such other body under the Central Government authorised by the !AA in this
regard .................. ".
Schedule III of the notification reads thus :
H
244 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A "COMPOSITION OF THE EXPERT COMMITTEES FOR
ENVIRONMENTAL IMPACT ASSESSMENT
I. The Committees will consist of experts in the following disciplines:
(i) Eco-System Management
B
(ii) Air/Water Pollution Control
(iii) Water Resource Management
(iv) Flora/Fauna Conservation and Management
c (v) Land Use Planning
(vi) Social Sciences/Rehabilitation
(vii) Project Appraisal
(viii) Ecology
D
(ix) Environmental Health
(x) Subject Are Specialists
(XI) Representatives of NGOs/Persons concerned with Environmental
E Issues.
2. The Chairman will be an outstanding and experienced ecologist
or environmentalist or technical professional with wide managerial
experience.
3. The representative of IAA will act as Member - Secretary.
F
4. Chairman and members will serve in their individual capacities,
except those specifically nominated as representatives.
5. The membership of a Committee shall not exceed 15".
G The Environmental Impact Agency of the Union Ministry of Environment and
Forests shall now appoint a committee of experts composed of experts in the
fields mentioned in Schedule III of the notification. and that committee of
experts shall assess the environmental impact of the Project as stated above.
When the writ petition was heard at the admission stage, this Court was
H most concerned about the distressing state of the relief to and rehabilitation
NARMADA BACHAO ANDOLAN v. U.O.I. [BHARUCHA, J.] 245
of those ousted on account of the Project. The proper implementation of relief A
and rehabilitation measures was the aim of the Court at that time; but it was
not contemplated that the other issues in the writ petition would not to be
considered at the stage of its final hearing.
The many interim orders that this Court made in the years in which this
writ petition was pending show how very little had been done in regard to B
the relief and rehabilitation of those ousted. It is by reason of the interim
orders, and, in fairness, the co-operation and assistance of learned counsel
who appeared for the States, that much that was wrong has now been
redressed. The States have also been persuaded to set up Grievance Redressal
Authorities and it will be the responsibility of these Authorities to ensure that C
those ousted by reason of the Project are given relief and rehabilitation in due
measure.
The States are lagging behind in the matter of the identification -and
acquisition of land upon which the oustees are to be resettled. Having regard
to the experience of the past, only the Grievance Redressal Authorities can D
be trusted by this Court to ensure that the States are in possession of vacant
lands suitable for the rehabilitation of the oustees. During the time that it
takes to assess the environmental impact of the Project, the States must take
steps to obtain, by acquisition or otherwise, vacant possession of suitable
lands upon which the oustees can be rehabilitated. When the Project obtains E
environmental clearance, assuming that it does, each of the Grievance Redressal
Authorities of the States of Gujarat, Madhya Pradesh and Maharashtra must
certify, after inspection, before work on the further construction of the dam
can begin, that all those ousted by reason of the increase in the height of
the dam by 5 meters from its present level have already been satisfactorily
rehabilitated and also that suitable vacant land for rehabilitating all those who F
will be ~msted by the increase in the height of the dam by another 5 meters
is already in the possession of the respective States; and this process must
be repeated for every successive proposed 5 meter increase in the dam height.
Only by ensuring that relief and rehabilitation is so supervised by the G
Grievance Redressal Authorities can this Court be assured that the oustees
will get their due.
It is necessary to provide for the contingency that, for one or other
reason, the work on the Project, now or at any time in the future, does not
proceed and the Project is not completed. Should that happen, all oustees H
246 SUPREME COURT REPORTS [2000] SUPP. 4 S.C.R.
A who have been rehabilitated must have option to continue to reside where
they were ousted from, provided such place remains habitable, and they must
not be made at all liable in monetary or other terms on this account.
When the writ p1tition was filed the process of relief and rehabilitation,
such as it was, was going on. The writ petitioners were not guilty of any
B !aches in that regard. In the writ petition they raised other issues, one among
them being related to the environmental clearance of the Project. Given what
has been held in respect of the environmental clearance, when the public
interest is so demonstrably involved, it would be against public interest to
decline relief only on the ground that the Court was approached belatedly.
c
I should not be deemed to have agreed to anything stated in Brother
Kirpal's judgment for the reason that I have not traversed it in the course of
what I have stated.
In the premises,
D
(I) The Environmental Impact Agency of the Ministry of Environment
and Forests of the Union of India shall forthwith appoint a
Committee of Experts in the fields mentioned in Schedule III of
the notification dated 27th January, 1994, called the
Environmental Impact Assessment Notification 1994.
E
(2) The Committee of Experts shall gather all necessary data on the
environmental impact of the Project. They shall be free to
commission or carry out such surveys and studies and the like
as they deem necessary. They shall also consider such surveys
and studies as have already been carried out.
F
(3) Upon such data, the Committee of Experts shall assess the
environmental impact of the Project and decide if environmental
clearance to the Project can be given and, if it can, what
environmental safeguard measures must be adopted, and their
cost.
G
(4) In so doing, the Committee of Experts shall take into consideration
the fact that the construction of the dam and other work on the
Project has already commenced.
(5) Until environmental clearance to the Project is accorded by the
H Committee of Experts as aforestated, further construction work
NARMADA BACHAO ANDOLAN v. U.O.l. [BHARUCHA, J.] 247
on the dam shall cease. A
(6) The Grievance Redressal Authorities of the States of Gujarat,
Madhya Pradesh and Maharashtra shall ensure that those ousted
by reason of the Project are given relief and rehabilitation in due
measures.
When the Project obtains environmental clearance, assuming
B
(7)
that it does, each of the Grievance Redressal Authorities of the
States of Gujarat, Madhya Pradesh and Maharashtra shall, after
inspection, certify, before work on the further construction of
the dam can begin, that all those ousted by reason of the
increase in the height of the dam by 5 meters from its present . C
level have already been satisfactorily rehabilitated and also that
suitable vacant land for rehabilitating all those who will be
ousted by the increase in· the height of the dam by another 5
meters is already in the possession of the respective States.
(8) This process shall be repeated for every successive proposed D
5 meter increase in the dam height.
(~) If for any reason the work on the Project, now or at any time in
the future, cannot proceed and the Project is not completed, all
oustees who have been rehabilitated shall have the option to
continue to reside where they have been rehabilitated or to E
return to where they were ousted from, provided such place
remains habitable, and they shall not be made at all liable in
monetary or other terms on this account.
The writ petition is allowed in the aforesaid terms. The connected
matters are disposed of in the same terms. F
No order as to costs.
B.K.M. Petitions, Appeal and T.C. disposed of.
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