SHYAM NARAIN PANDEYversusSTATE OF U.P.
- Citation
- 2014 INSC 500
- Decided
- 22 July 2014
- Disposal
- Dismissed
- Bench
- M Y EQBAL
Holding
A stay of conviction under Section 389(1) CrPC may be granted only in rare, exceptional cases involving irreparable injury and irreversible consequences; loss of livelihood alone does not meet this standard, so the appeal is dismissed.
Summary
Shyam Narain Pandey, a school principal, was convicted under IPC sections 147, 148, 302/144 read with 120B and sentenced to life imprisonment. He applied for a stay of his conviction under Section 389(1) of the Code of Criminal Procedure, arguing that the conviction would deprive him of his livelihood, but the High Court rejected the application. The Supreme Court examined whether the circumstances presented qualified as the "exceptional" cases required for a stay of conviction. Relying on earlier decisions, the Court held that a stay may be granted only in rare situations involving irreparable injury and irreversible consequences, and that loss of a job does not satisfy this threshold. Consequently, the appeal was dismissed and no stay of conviction was ordered.
Issues considered
- Whether the appellant is entitled to a stay of conviction under Section 389(1) of the Code of Criminal Procedure, 1973.
- What constitutes "exceptional circumstances" for granting a stay of conviction.
- Whether the loss of livelihood of a convicted person is a sufficient ground for a stay of conviction.
Legislation cited
- Act 25 of 2005 (Amendment to CrPC)
- Code of Criminal Procedure, 1973s. 389(1)
- Indian Penal Code, 1860s. 120B, s. 144, s. 147, s. 148, s. 302
- Prevention of Corruption Act, 1988
Subjects
Judgment
[2014] 8 S.C.R. 923
SHYAM NARAIN PANDEY A
v.
STATE OF U.P.
(Criminal Appeal No. 1515 of 2014)
JULY 22, 2014.
B
[M.Y. EQBAL AND KURIAN JOSEPH, JJ.)
CODE OF CRIMINAL PROCEDURE, 1973:
s. 389 (1) - Prayer for stay of conviction - Appellant c
convicted u/s 302 /PC etc. - Prayer declined by High Court -
Held: It has been cautioned time and again that court should
be very wary in staying the conviction and it shall be done
only in very rare and exceptional cases of irreparable injury
coupled with irreversible consequences resulting in injustice 0
-- The plea that appellant will be deprived of his source of
livelihood if conviction is not stayed, cannot be appreciated -
- High Court has rightly held that it is not a very rare and
exceptional case for staying the conviction.
The appellant, a Principal, was convicted u/s 147, E
148, 302/144 IPC and was sentenced to imprisonment for
life by trial court. The prayer of the appellant for staying
the judgment of conviction was declined by High Court.
Dismissing the appeal, the Court F
HELD: 1.1. 'Convict' means declared to be guilty of
criminal offence by the verdict of court of law. That
declaration is made after the court finds him guilty of the
charges which have been proved against him. Thus, in
effect, if one prays for stay of conviction, he is asking for G
stay of operation of the effects of the declaration of being
guilty. [para 7) [926-E-F]
923 H
924 SUPREME COURT REPORTS [2014] 8 S.C.R.
A 1.2. It has been consistently held by this Court that
unless there are exceptional circumstances, the appellate
court shall not stay the conviction, though the sentence
may be suspended. Even for suspension of the
sentence, the court has to record the reasons in writing
B u/s 389(1) Cr.PC. If the convict is involved in crimes which
are so outrageous and yet beyond suspension of
sentence, stay of conviction would have serious impact
on the public perception of the integrity institution. Such
orders definitely will shake the public confidence in
c judiciary. Therefore, it has been cautioned time and again
that the court should be very wary in staying the
conviction and it shall be done only in very rare and
exceptional cases of irreparable injury coupled with
irreversible consequences resulting in injustice. [para 8-
D 9) [926-G; 927-A, D-E]
Ravikant S. Patil v. Sarvabhabhouma S. Bagali 2006 (8)
Suppl. SCR 1156 = 2007 (1) SCC 673, Navjot Singh Sidhu
v. State of Punjab and another 2007 (1) SCR 1143 = 2007
(2) SCC 574; State of Maharashtra through CBI, Anti
E Corruption Branch, Mumbai v. Balakrishna Dattatrya Kumbhar
2012 (9) SCR 601 = 2012 (12) SCC 384; State of
Maharashtra v. Gajanan and another 2003 (12) SCC 432,
and Union of India v. Afar Singh and another 2003 (12) sec
434 - relied on.
F
1.3. The plea that the appellant will be deprived of his
source of livelihood if the conviction is not stayed cannot
be appreciated. The High Court has discussed in detail
the background of the appellant, the nature of the crime,
G manner in which it was committed, etc. and has rightly
held that it is not a very rare and exceptional case for
staying the conviction. [para 13) [929-8-C]
Case Law Reference :
2006 (8) Suppl. SCR 1156 relied on para 10
H
SHYAM NARAIN PANDEY v. STATE OF U.P. 925
2007 (1) SCR 1143 relied on para 10 A
2012 (9) SCR 601 relied on para 11
2003 (12) sec 432 relied on para 12
2003 (12) sec 434 relied on para 12 B
CRIMINAL APPELLATE JURISDICTION : Criminal Appeal
No. 1515 of 2014.
From the Judgment and Order dated 07.08.2013 in
Criminal Misc. Application No. 17550 of 2013 in Criminal c
Appeal No. 3239 of 2012 of the High Court of Judicature at
Allahabad.
Ashok Panigrahi, R.N. Tripathi, Santosh Kumar, Ashmi
Mohan, Tuleka Mukherjee (Anuradha & Associates) for the D
Appellants.
R. K. Das, Pramod Swarup, Sibo Sankar Misra, Pareena
Swarup, Ameet Singh, Alka Sinha, Anuvrat Sharma for the
Respondent.
E
The Judgment of the Court was delivered by
KURIAN, J.: 1. Delay condoned.
2. Leave granted.
F
3. Scope of stay of conviction under Section 389(1) of the
Code of Criminal Procedure, 1973 (hereinafter referred to as
'Cr.PC'), is the subject matter of this appeal.
4. Appellant was tried along with six others by the Court
of Additional Sessions Judge, Azamgarh, Uttar Pradesh. He G
was convicted under Sections 147, 148, 302/144 of the Indian
Penal Code (45 of 1860) (hereinafter referred to as 'IPC') read
with Section 1208 IPC with life imprisonment and fine. He was
granted bail by order dated 29.08.2012 by the High Court of
H
926 SUPREME COURT REPORTS . [2014j 8 S.C.R.
A Judicature at Allahabad. Thereafter, the appellant filed an'
application for staying the judgment of conviction which was
dismissed by the impugned order dated 07.08.2013.
5. By a separate order, we have cancelled the bail granted
B to the appellant in view of non-compliance of first proviso to
Section 389(1) Cr.PC and the matter has been remitted to the
High Court for fresh consideration. Be that as it may, the High
Court has considered in detail the application made by the
petitioner for stayirig the conviction and has declined the relief.
C It is the contention of the learned counsel for the appellant that
he is innocent. He has been working as a Principal and if the
conviction is not stayed, he will lose his job, will be denied of
his livelihood and he would not be in a position to participate
in subsequent selection procedures conducted by the U.P.
Secondary Education Servic~s Selection Board, Allahabad.
D
6. We are afraid none of these contentions can be
appreciated. The appellant has been convicted under Sections
147, 148, 302/144 IPC read with Section 120B IPC and is
sentenced to undergo life imprisonment.
E
7. 'Convict' means declared to be guilty of criminal offence
by the verdict of court of law. That declaration is made after the
court finds him guilty of the charges which have been proved
against him. Thus, in effect, if one prays for stay of conviction,
F he is asking for stay of operation of the effects of the
declaration of being guilty.
8. It has been consistently held by this Court that unless
there are exceptional circumstances, the appellate court shall
not stay the conviction, though the sentence may be suspended.
G There is no hard and fast rule or guidelines as to what are those
exceptional circumstances. However, there are certain
indications in the Code of Criminal Procedure, 1973 itself as
to which are those situations and a few indications are available
in the judgments of this Court as to what are those
H circumstances.
SHYAM .NARAIN PANDEY v. STATE OF U.P. 927
. [KURIAN JOSEPH, J.)
9. It may be noticed that even for the suspension of the A
sentence, the court has to record the reasons in writing under
Section 389(1) Cr.PC. Couple of provisos were added under
Section 389(1) Cr.PC pursuant to the recommendations made
by the Law C9mmission of India and observations of this Court
in various judgments, as per Act 25 of 2005. It was regarding B
the release on bail of a convict where the sentence is of death
or life imprisonment or of a period not less than ten years. If
the appellate court is inclined to consider release of a convict
of such offences, the public prosecutor has to be given an
opportunity for showing cause in writing against such release. c
. This is also an indication as to the seriousness of such offences
and circumspection which the court should have while passing
the order on stay of conviction. Similar is the case with offences
involving moral turpjtude. If the convict is involved in crimes
which. are so outrageous and yet beyond suspension of
0
sentence, if the conviction also is stayed, it would have serious
impact on the public perception on the integrity institution. Such
orders definitely will shake the public confidence in judiciary.
That is why, it has been cautioned time and again that the court
should be very wary in staying the conviction especially in the E
types of cases referred to above and it shall be done only in
very rare and exceptional cases of irreparable injury coupled
with irreversible consequences resulting in injustice.
10. In Ravikant S. Patil v. Sarvabhabhouma S. Bagali1,
a three-Judge Bench of this Court has held that the power to F
stay the conviction ... "should be exercised only in exceptional
circumstances where failure to stay the conviction would lead
to injustice and irreversible consequences". In Navjot Singh
Sidhu v. State of Punjab an.d another, following Ravikant S.
Patil case (supra), at paragraph-6, this Court held as follows: G
"6. The legal position is, therefore, clear that an appellate
court can suspend or grant stay of order of conviction. But
1. c2001) 1 sec 673.
2. (2007) 2 sec ·574_ H
928 SUPREME COURT REPORTS (2014) 8 S.C.R.
A the person seeking stay of conviction should specifically
draw the attention of the appellate court to the
consequences that may arise if the conviction is not
stayed. Unless the attention of the court is drawn to the
specific consequences that would follow on account of the
s conviction, the person convicted cannot obtain an order of
stay of conviction. Further, grant of stay of conviction can
be resorted to in rare cases depending upon the special
facts of the case."
11. In State of Maharashtra through CBI, Anti Corruption
C Branch, Mumbai v. Balakrishna Dattatrya Kumbhar3, referring
also to the two decisions cited above, it has been held at
paragraph-15 that:
"15 .... the appellate court in an exceptional case, may put
D the conviction in abeyance along with the sentence, but
such power must be exercised with great circumspection
and caution, for the purpose of which, the applicant must
satisfy the court as regards the evil that. _is likely to befall
him, if the said conviction is not suspended. The court has
E to consider all the facts as are pleaded by the applicant,
in a judicious manner and examine whether the facts and
circumstances involved in the case are such, that they
warrant such a course of action by it. The court additionally,
must record in writing, its reasons for granting such relief.
F Relief of staying the order of conviction cannot be granted
only on the ground that an employee .may lose his-job, if
the same is not done."
12. In State of Maharashtra v. Gajanan and another4, and
Union of India v. Afar Singh and another6, cases under the
G Prevention of Corruption Act, 1988, this court had to deal with
3. sec 384.
2012 (12)
4. sec 432.
(2003) 12
H s. (2003) 12 sec 434.
SHYAM NARAIN PANDEY v. STATE OF U.P. 929
[KURIAN·, J.]
specific situation of loss of job and it has been held that it is A
not one of exceptional cases for staying the conviction.
13. In the light of the principles stated above, the contention
that the appellant will be deprived of his source of livelihood if
the conviction is not stayed cannot be appreciated. For the 8
appellant, it is a ·matter of deprivation of livelihood but he is
convicted for deprivation of life of another person. Until he is
otherwise declared innocent in appeal, the stain stands. The
High Court has discussed in detail the background of the
appellant, the nature of the crime, manner in which it was
committed, etc. and has rightly held that it is not a very rare and C
exceptional case for staying the conviction.
14. We do not, thus, find any merit in the appeal and the
same is accordingly dismissed. However, we make it clear that
the observations in this judgment are only for the purpose of D
this order and they shall have no bearing while hearing the
appeal.
Rajendra Prasad Appeal dismissed
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