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Supreme Court of India

M.S. AHLAWATversusSTATE OF HARYANA AND ANR.

Citation
1999 INSC 493
Decided
27 October 1999
Disposal
Appeal(s) allowed

Holding

The Supreme Court held that its conviction of the petitioner under Section 193 IPC was without jurisdiction and not in compliance with Sections 195 and 340 of the CrPC, and therefore set aside that conviction while upholding the contempt conviction under Article 129.

Summary

M.S. Ahlawat, a police officer, filed forged affidavits and made false statements before the Supreme Court, which subsequently convicted him under Section 193 of the Indian Penal Code (perjury) and Article 129 of the Constitution (contempt) by way of a show‑cause notice. Ahlawat challenged the perjury conviction, contending that the Supreme Court lacked jurisdiction and had not complied with the procedure prescribed in Sections 195 and 340 of the Criminal Procedure Code, which require a complaint in a competent criminal court. The Court held that the conviction under Section 193 IPC was indeed without jurisdiction and violated the mandatory statutory procedure, and therefore set it aside. It observed that the Supreme Court cannot exercise original criminal jurisdiction for offences covered by Section 193 IPC and must follow the procedural safeguards of the CrPC. The contempt conviction under Article 129 was upheld, but no complaint under Section 340 was ordered as the petitioner had already served the sentence, and he was barred from claiming any compensation.

Issues considered

  • Whether the Supreme Court can convict a person under Section 193 IPC for perjury without following the procedure of Sections 195 and 340 CrPC.
  • Whether the Supreme Court has jurisdiction to punish perjury under its contempt powers (Article 129) absent statutory compliance.
  • Whether the conviction under Section 193 IPC should be set aside.
  • Whether a complaint under Section 340 CrPC should be directed against the petitioner.
  • Whether the petitioner is entitled to compensation or further proceedings after the conviction is set aside.

Legislation cited

Subjects

perjurycontempt of courtSupreme Court jurisdictionCriminal Procedure CodeSection 193 IPCArticle 129false affidavitsprocedural due processArticle 142compensation

Judgment

A                                 M.S. AHLAWAT
                                          v.
                        STATE OF HARY ANA AND ANR.

                                OCTOBER 27, 1999

B              [DR. A.S. ANAND, CJ., S. RAJENDRA BABU AND
                             R.C. LAHOTI, JJ.]


          Criminal Law:

C         Constitution of India, 1950: Articles 142 and 129.

          Contempt-Punishment of-Powers of Supreme Court-Contemnor
    found to have filed false affidavits and made false statements at different
    stages before the Supreme Court-Supreme Court, after issuing a show cause
    notice to the contemnor, convicted him under S.193 !PC Correctness of-
D   Held: Such punishment is without jurisdiction-supreme Court ought to
    have followed the procedure prescribed under Ss. 195 and 340 Cr. P.C.-
    Hence, the said conviction set aside-But filing of complaint under S.340 not
    considered expedient because the contemnor has already undergone the
    sentence imposed upon him for an offence under S.193 /PC-However,
E   contemnor not entitled to claim any compe~ation or initiate any proce1~dings
    arising out of his conviction-Penal Code, 1860, S.193-Criminaf Procedure
    Code, 1973, Ss. 195 and 340.

          Articles 21, 32, and 142-Supreme Court's order-Recall of-Litigant
    complained of miscarriage of justice by a Supreme Court's order passed
F   without jurisdiction or without following the due procedure resulting in his
    incarceration and damage of his career-Supreme Court examine the
    correctness of the litigant's contentions and set aside the order.

          Criminal Procedure Code, 1973: Sections 195, 340 and 482.

G          False affidavits-Filing of-Private prosecution-Permissibility of-
    Held: Not permissible-No court has jurisdiction to take cognisance of any
    of the offences unless there is a complaint in writing as required under those
    provisions-Complaint outside the provisions of S.340 cannot be filed by any
    civil, revenue or criminal court under its inherent jurisdiction.

H                                        160
                     M.S. AHLAWATv. STATEOFHARYANA                                161

        The petitioner was found by this Court, while disposing of an earlier            A
  writ petition, to have filed false alTKlavits with forged signatures. The petitioner
" was also found to have made false statements at different stages in this Court.
  Therefore, this Court, after issuing a show cause notice to the petitioner,
  convicted him under Section 193 of the Penal Code, 1860 and Article 129 of
  the Constitution for committing contempt of this Court.
                                                                                         B
        In this writ petition the petitioner had challenged his conviction under
  Section 193 IPC on the ground that this Court could not itself have convicted
  the petitioner under Section 193 IPC but ought to have followed the procedure
  prescribed under Section 195 read with Section 340 of the Criminal Procedure
  Code, 1973. However, the petitioner did not challenge his conviction under             C
  Article 129 of the Constitution. In the meanwhile, the petitioner had undergone
  the sentence imposed by this Court under the said provision.

        Allowing the petition, the Court

        HELD: 1. When a litigant complains of miscarriage of justice by D
  exercise of powers of this Court which is without jurisdiction or not after
  following due procedure resulting in his incarceration in a prison losing
  valuable liberty for a period with the attendant catastrophe descending on his
  career and life this Court has no option but to examine the correctness of his
  contentions.1165-H)                                                            E

        2.1. Section 340 of the Criminal Procedure Code, 1973 prescribes as
  to how a complaint may be preferred under Section 195 Cr.P.C. Private
  prosecutions are barred absolutely and only the court in relation to which
  the offence was committed may initiate proceedings. A complaint outside the
  provisions of Section 340 Cr. P.C. cannot be filed by any civil, revenue or F
  criminal court under its inherent jurisdiction. 1165-D-E)

       • 2.2. Provisions of Section 195 Cr.P.C. are mandatory and no court has
  jurisdiction to take cognisance of any of the offences mentioned therein unless
  there is a complaint in writing as required under that Section. It is settled          G
  law that every incorrect or false statement does not make it incumbent upon
  the court to order prosecution but to exercisejudicial discretion to order
  prosecution only in the larger interest of the administration of justice.
                                                                         1165-B)

        Chajoo Ram v. Radhey Shyam, AIR (1971) SC 1367, relied on.                       H
     162                      SUPREME COURT REPORTS [1999] SUPP. 4 S.C.R.

A          3. Under Article 142 of the Constitution this Court cannot altogether
    ignore the substantive provisions of a statute and pass orders concerning an
    issue, which can be settled only through a mechanism, prescribed in another
    statute. (166-G)

          Supreme Court Bar Association v. Union of India, (1998) 4 SCC 409,
B   reliedon.

          4.1. This Court has always adopted the procedure prescribed under
    Sections 195 and 340 of the Criminal Procedure Code, 1973 whenever it is
    noticed that proceedings before it have been tampered with by production of
C   forged or false documents or any statement has been found to be false.
                                                                        (167-F)

           4.2. In the present case also this Court could not have assumed
    jurisdiction by issue of a notice proposing conviction for forgery and making
    false statements at different stages in the court punishable under Section
D   193 IPC without following the procedure prescribed under Sections 195 and
    340 Cr.P.C. Primarily this Court does not exercise any original criminal
    jurisdiction in relation to offences arising under Section 193 IPC and secondly
    the seriousness of the charge arising under Section 193 IPC requires an
    elaborate inquiry and trial into the matter by the competent criminal court
    and a summary inquiry by merely issuing a show cause notice and considering
E   affidavits or inquiry reports would not tantamount to a procedure provided
    under the Criminal Procedure Code. The order made by this Court convic:ting
    the petitioner under Section 193 IPC is, therefore, one without jurisdiction
    and without following due procedure.prescribed under law. Though it il1 not
    clear from the impugned order whether the powers under Article 142 of the
                                                                                        ·-
F   Constitution were exercised to convict the petitioner under Section 193 IPC,
    but it is assumed, that it is by exercise of that power that the impugned order
    had been made for there is no other provision enabling the passing of :such
    an order. (167-G, H; 168-A, BJ

         Supreme Court Bar Association v. Union of India, (1998) 4 SCC 409
G   and Mohan Singh v. Late Amar Singh through. Lrs., (1998) 6 SCC 686, relied
    on.

          4.1. To perpetuate an error is no virtue but to correct it is a compulsion
    of judicial conscience. Therefore, the conviction of the petitioner for the
                                                                                        -
    offence under Section 193 IPC is set aside. Moreover, at this stage, it~; not
H   expedient to direct the filing of a complaint in the competent court as envisaged
    M.S. AHLAWAT v. STATE OF HARYANA [RAJENDRA BABU, J.] 163

by Section 340 Cr. P.C. because the petitioner has already undergone the          A
sentence imposed upon him for an offence under Section 193 IPC.
                                                          1168-H; 169-AI

       4.2. However, this order will not enable the petitioner to claim any
compensation or initiate any proceedings in any court arising out of his
conviction under Section 193 IPC except to use the same in any proceeding         B
initiated against the petitioner departmentally regarding his services.
                                                                     (169-CJ

     CRIMINAL ORIGINAL JURISDICTION : Writ Petition (Crl.) No.
353 of 1997.
                                                                                  c
     (Under Article 32 of the Constitution of India.)

    H.N. Salve, R.K. Khanna, Surya Kant, Prem Malhotra, Rishi Malhotra,
Mahabir Singh and D.K. Garg for the appearing parties.

     The Judgment of the Court was delivered by                                   D
       RAJENDRA BABU, J. By an order made on January 17, 1996 Writ
Petitions (Criminal) Nos. 356-57of1996 were disposed of by this court. In the
course of that order it was held that the petitioner, M.S. Ahlawat, has
deliberately fabricated false records before this Court. He is, therefore, held
punishable under Section 193 Indian Penal Code (!PC) and also for contempt        E
of this Court under Article 129 of the Constitution of India. Accordingly, he
was convicted and sentenced under Section 193 !PC to undergo rigorous
imprisonment for a term of one year and under Article I 29 of the Constitution
of India to undergo rigorous imprisonment for a term of 6 months but both
the sentences were directed to run concurrently. Now it appears that the
petitioner has undergone the sentence of imprisonment imposed by this Court       F
under the said two provisions.

      While hearing the Writ Petitions (Criminal) Nos. 356-57 of I 996, it was
reported on November 5, 1993 to this Court through the Standing Counsel
that his signature on the affidavit filed in this Court has been forged. This     G
Court, after considering the two affidavits filed on November 2, 1993 and
November 5, 1993 purported to have been made by the petitioner, directed a
detailed inquiry to be made by the District Judge, Faridabad about the alleged
forgery of the petitioner's signature. The District Judge made a report on
January 29, 1994 holding that the petitioner was not responsible for the same.
After considering the report of the District Judge this Court ordered             H
           164                      SUPREME COURT REPORTS (1999) SUPP. 4 S.C.R.

      A investigation as to the purported forgery and the Central Bureau of
          Investigation (CBI) was entrusted with the inquiry. On receipt of the report
          of the CBI this Court on April 17, 1995 issued notice to Head C5,mstable
          Krishan Kumar, SI lshwar Singh and AS! Randhir Singh as to why they
          should not be convicted for forgery of the signatures of the petitioner on the
          affidavits dated November 2, 1993 and November 5, 1993 and also for contempt
      B   of this Court for filing false affidavits. On July 10, 1995 this Court issued a
          notice to the petitioner to show cause why he should not be considered for
          conviction for forgery and making false statements at different stages in this
          Court and for committing contempt of this Court. On January 17, 1996 after
          perusing the affidavits this Court convicted the petitioner as stated earlier.
     c    R~view Petition against the same was also dismissed summarily on March 29,
          1996. In this writ petition the petitioner while challenging his conviction under
          Section 193 IPC is not questioning the conviction under Article 129 of the
          Constitution of India for committing the contempt of this Court.                      ?·
">
                 Shri Harish Salve, learned senior counsel for the petitioner, contended
     D that in convicting the petitioner under Section 193 !PC this Court has completely
        stultified the procedure prescribed under the Code of Criminal Procedure
        thereby acting contrary to the mandate of Article 21 of the Constitution of
        India. Elaborating this submission he stated that Section 195 Cr.P.C. deals with ,
        the manner of taking cognizance of offences arising under Section 193 !PC
     E and Section 340 Cr.P.C. regulates the procedure of making complaints thereto.
       A complaint ought to have been filed in a competent criminal court for
       offences arising under Section 193 !PC as provided in Section 195 Cr.P.C. read
       with Section 340 Cr.P.C. and this Court itself could not have assumed
       jurisdiction of a criminal court and convicted the petitioner without trial.

     F        On behalf of the petitioner Shri Harish Salve also contended that the
       gist of offence of perjury punishable under Section 193 !PC and the charge
       for contempt of this Court being identical, while detailed and elaborate inquiry
       at a trial in a criminal case is contemplated for the former but a summary
       inquiry for the later. This Court ought to have directed a complaint being
       lodged in a competent criminal court and postponed the consideration of the
     G
       case arising for contempt of this Court. However, this line of argument is not
       pursued with since the petitioner is confining his case only to challenging            ....
       conviction under Section 193 IPC.

                 Chapter XI of IPC deals with~false evidence and offences against public
     H justice' and Section 193 occurring therein provides for punishment for giving            /

                                                                                               '
              M.S.AHLAWATv. STATEOFHARYANA [RAJENDRABABU,J.] 165
 ,.,     or fabricating false evidence in a judicial proceeding. Section 195 of the          A
         Criminal Procedure Code (Cr.P.C.) provides that where an act amounts to an
        ;offence of contempt of the lawful authority of public servants or to an offence
         against public justice such as giving false evidence under Section 193 IPC,
-'fl;    etc. or to an offence relating to documents actually used in a court, private
         prosecutions are barred absolutely and only the court in relation to which the
         offence was committed may initiate proceedings. Provisions of Section 195           B
         Cr.P.C. are mandatory and no court has jurisdiction to take cognizance of any
         of th~ offences· mentioned therein unless there is a complaint in writing as
         required under that Section. It is settled law that every incorrect or false
         statement does not make it incumbent upon the court to order prosecution,
         but to exercise judicial discretion to order prosecution only in the larger         c
         interest of the administration of justice.

 ~.
                Section 340 Cr.P.C. prescribes the procedure as to how a complaint may
         be preferred under Section 195 Cr.P.C. While under Section 195 Cr.P.C. it is
         open to the court before which the offence was committed to prefer a complaint
         for the prosecution of the offender, Section 340 Cr.P.C. prescribes the procedure   D
         as to how that complaint may be preferred. Provisions under Section 195
         Cr.P.C. are mandatoiJ'and no court can take cognizance of offences referred
                                                                                                 ...,
         to therein. It is in respect of such offences the court has jurisdiction to
         proceed under Section 340 Cr.P.C. aud a complaint outside the provisions of
         Section 340 Cr.P.C. cannot be filed by any civil, revenue or criminal court         E
         under its inherent jurisdiction.


-              This Court in Chajoo Ram v. Radhey Shyam & Anr., AIR (1971) SC
         1367, stated that where the offence relates to a court under Section 195 Cr.P.C.
         sanction of the court should be obtained first and such sanction should be
         granted only in those cases where the perjury appears to be deliberate and          F
         conscious and the conviction is reasonably probable or likely and to start
         prosecution for perjury too readily and too frequently without due care and
         caution and on inconclusive and doubtful material defeats its very end. It is
         made clear that there is no inherent power to make a complaint apart from the
         provisions of Section 195 Cr.P.C.
                                                                                             G
 ,,-            We have given our anxious consideration to the questions raised in this
        . case vis-a-vis the background in which this Court was constrained to pass
          the order impugned herein. When a litigant complains of miscarriage of justice
          by exercise of powers of this Court which is without jurisdiction or not after
          following due procedure resulting in his incarceration in a prison losing          H



\
     166                     SUPREME COURT REPORTS [1999] SUPP. 4 S.C.R.

A valuable liberty for a period with the attendant catastrophe descending on his
     career and life we have no option but to examine the correctness of his
                                                                                         -
     contention.

           This Court in Supreme Court Bar Association v. Union ofIndia & Anr.,
     [ 1998] 4 sec 409, has held as follows:
B
             "However, the powers conferred on the Court by Article 142 being
             curative in nature cannot be construed as powers which authorise the
             Court to ignore the substantive rights of a litigant while dealing with
            a cause pending before it. This power cannot be used to "supplant"
            substantive law applicable to the case or cause under consideration
c           of the Court. Article 142, even with the width of its amplitude, cannot
            be used to build a new edifice where none existed earlier, by ignoring
            express statutory provisions dealing with a subject and thereby to
            achieve something indirectly which cannot be achieved directly. The
            very nature of the power must lead the Court to set limits for itself
            within which to exercise those powers and ordinarily it cannot disregard
D           a statt;itory provision governing a subject except perhaps to balance
            the equities between the conflicting claims of th~ litigating parties by
            "ironing out the creases" in a cause or matter before it. Indeed the
            Supreme Court is not a court of restricted jurisdiction of only dispute-
            settling. The Supreme Court has always been a law-maker and its role
E           travels beyond merely dispute-settling. It is a "problem-solver in the
            nebulous areas" but the substantive statutory provisions dealing with
            the subject-matter of a given case cannot be altogether ignored by the
            Supreme Court while making an order under Article 142. Indeed these
            constitutional powers cannot, in any way, be controlled by any
                                                                                         -
            statutory provisions but at the same time these powers are not meant
F           to be exercised when their exercise may come directly in conflict with
            what has been expressly provided for in a statute dealing expressly
            with the subject."
         It was made clear in Supreme Court Bar Association case (supra) that
  under Article 142 of the Constitution this Court cannot altogether ignore the
G
  substantive provisions of a statute and pass orders concerning an issue
  which can be settled only through a mechanism, prescribed in another                 --..
  statute. This Court notices that "a complaint of professional misconduct is
  required to be tried by the Disciplinary Committee of the Bar Council, like the
  trial of a criminal case by a court of law and an advocate may be punished
H on the basis of evidence led before the Disciplinary Committee of th1~ Bar
            M.S.AHLAWATv. ST!\TEOFHARYANA [RAJENDRABABU,J.] 167

       Council after being afforded an opportunity of hearing. The enquiry is a             A
       detailed and elaborate one and is not of a summary nature and it is, therefore,
       not permissible for this Court to punish an advocate for 'professional
       misconduct' in exercise of the appellate jurisdiction by converting itself as the

-      statutory body exercising 'original jurisdiction' under Article 142 of the
       Constitution of India".
                                                                                            B
             In Mohan Singh v. Late Amar Singh through L.Rs., [ 1998) 6 SCC 686,
       a contention had been raised that the landlord had procured an order by
       playing fraud on the court by producing a forged document. It is noticed
       herein that:-

               "Tampering with the record of judicial proceedings and filing of false       c
               affidavit in a court of law has the tendency of causing obstruction in
               the due course of justice. It undermines and obstructs free flow of the
               unsoiled stream of justice and aims at striking a blow at the rule of
               law. The stream of justice has to be kept clear and pure and no one
               can be permitted to take liberties with it by soiling its purity. Since we   D
               are prima facie satisfied that the tenant has filed false affidavits and
               tempered with the judicial record, with a view to eradicate the evil of
               perjury, we consider it appropriate to direct the Registrar of this Court
               to file a complaint before the appropriate court and set the criminal law
               in motion against the tenant, the appellant in this case namely Mohan
               Singh".                                                                      E
             This Court has always adopted this procedure whenever it is noticed
       that proceedings before it have been tampered with by production of forged
       or false documents or any statement has been found to be false. We have
       not been able to appreciate as to why this procedure was given a go-bye in
       the present case. May be the provisions of Sections 195 and 340 Cr.P.C. were
                                                                                            F
       not brought to the notice of the learned Division Bench.

              In the light of the enunciation of law made by this Court in the Supreme
       Court Bar Association case (supra), this Court could not have assumed
       jurisdiction by issue of a notice proposing conviction for forgery and making
                                                                                            G
       false statements at different stages in the court punishable under Section 193
       IPC without following the procedure prescribed under Sections 195 and 340
 r     Cr.P.C. Primarily this Court does not exercise any original criminal jurisdiction
       in relation to offences arising under Section 193. IPC and secondly the
       seriousness of the charge arising under Section I 9J ..J:PC requires an elaborate
       inquiry and trial into the matter by the competent criminal court and a summary      H
;;..
     168                     SUPREME COURT REPORTS (1999] SUPP. 4 S.C.R.

A   inquiry by mere issuing a show cause notice and considering affidavits or
    inquiry reports would not tantamount to a procedure. provided under the
    Criminal Procedure Code. The order made by this Court convicting the petitioner
    under Section 193 IPC is, therefore, one without jurisdiction and without



B
    following due procedure prescribed under law. Though it is not clear from the
    impugned order whether the powers under Article 142 of the Constitution
    were exercised to convict the petitioner under Section 193 IPC, we have
                                                                                      -
    proceeded on the assumption that it is by exercise of that power that the
    impugned order had been made for there is no other provision enabling the
    passing of such an order. As discussed earlier, in view of the decision in
    Supreme Court Bar Association, case (supra) such an order could not have
C   been made.

         At this stage the petitioner has filed an Affidavit of Undertaking on
    October 12, 1999 in the following terms:-

            "(I) That I am the petitioner in the above-mentioned writ petition and
D           as such am fully conversant with the facts and circumstances of the
            case and am fully competent to swear this affidavit.

            (2) that I have filed the above mentioned writ petition in which I have
            put in issue my conviction under Section 193 IPC by this Hon'ble
            Court vide judgment and order dated 17.10.96 passed in Writ Petition
E           (Cr!.) No. 356-357of1993.

            (3) That I undertake to this Hon'ble Court that in case my conviction
            Us 193 IPC is set-aside I will not claim any compensation or initiate
            any proceedings before this Hon 'ble Court or any other court for my
            conviction Us 193 IPC and forthe contempt of court under Article 129
F
            of the Constitution or for the sentence I had undergone pursuant to
            the said conviction, save and except using any order passed by this
            Hon 'ble Court, setting aside my conviction Us 193 IPC in any
            proceedings initiated by State in relation to my service in the Indian
            Police Services and/or any departmental proceedings.
G
            (4) that the averments made in this affidavit are true to my knowledge
            and have been made of my own volition."

          To perpetuate an error is no virtue but to correct it is a compulsion of
    judicial conscience. We, therefore, unhesitatingly set aside the conviction of
H   the petitioner for the offence under Section 193 IPC. We also do not at this
                                                                                      ---
                                                                                      /
           M.S. AHLAWAT v. STATE OF HARYANA [RAJENDRA BABU, J.) 169

      stage, consider it expedient to direct the filing of a complaint in the competent   A
      court as envisaged by Section 340 Cr.P.C. because the petitioner has already
      undergone the sentence imposed upon him for an offence under Section 193
    • IPC although set aside now by this order and we are upholding his conviction
      and sentence imposed under Article 129 of the Constitution of India for
      committing contempt of court.
                                                                                          B
             For the aforesaid reasons, the order made in Writ Petitions (Criminal)
      Nos. 356-357 of 1996 convicting the petitioner under. Section 193 IPC is
      recalled and set aside. It is made clear that this order will not enable the
      petitioner to claim any compensation o~ initiate any proceedings in any court
      arising out of his conviction under Section 193 IPC except to use the same          C
      in any proceeding initiated against the petitioner departmentally regarding his
      services.
1
'     v.s.s.                                                         Petition allowed.


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