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Supreme Court of India

P RAMESHversusSTATE REP BY INSPECTOR OF POLICE

Citation
2019 INSC 737
Decided
9 July 2019
Disposal
Dismissed

Holding

A child witness is competent if he/she understands the questions and can give rational answers, irrespective of knowing the judge or lawyers; thus the trial judge’s exclusion of the children’s testimony was erroneous.

Summary

The appellant was convicted of murder and dowry death under Sections 302 and 498A IPC. During trial, the prosecution sought to record the testimony of the appellant's two minor children, aged eight and six, but the trial judge excluded their evidence, deeming them incompetent because they did not know the judge or lawyers. The High Court set aside that exclusion, holding the trial judge's reasoning was erroneous and remanded the case to re‑examine the children’s capacity to testify. On appeal, the Supreme Court affirmed that competency of a child witness depends on the ability to understand questions and give rational answers, not on knowing court officials, and that the trial judge’s approach was manifestly erroneous. Consequently, the Court dismissed the appeal and upheld the High Court’s direction to record the children’s evidence in a child‑friendly environment, with the appellant retaining the right to cross‑examine.

Issues considered

  • Whether a child witness under twelve years of age can be deemed incompetent solely because the child does not know the judge or lawyers.
  • What criteria under Section 118 of the Evidence Act, 1872 determine the competency of a child witness.
  • Whether the High Court was justified in remanding the case to re‑examine the child witnesses' capacity.
  • Scope of appellate powers under Sections 374 and 386 of the CrPC in ordering re‑examination of evidence.

Legislation cited

Subjects

child witness competencyEvidence Act s.118Oaths Act s.4CrPC s.374CrPC s.386miscarriage of justicemurder convictiondowry deathre‑examination of evidenceappellate jurisdiction

Judgment

                         [2019] 10 S.C.R. 875                           875


                             P RAMESH                                   A
                                  v.
             STATE REP BY INSPECTOR OF POLICE
                 (Criminal Appeal No.1013 of 2019)
                           JULY 09, 2019                                B
        [DR DHANANJAYA Y CHANDRACHUD AND
               INDIRA BANERJEE, JJ.]
       Evidence Act, 1872 – s.118 – Competency of child witness –
Appellant was tried for the murder of his wife – Convicted by the
                                                                        C
Sessions Judge for offences u/ss.302, 498A – During the course of
the trial, the prosecution sought to adduce the evidence of PW-3
and PW-4, the children of the appellant and the deceased – When
their evidence was to be recorded, PW-3 was eight-years-old while
PW-4 was six-years-old – Trial judge posed certain initial queries
to them for assessing whether they were capable of deposing in          D
evidence and concluded that their testimony could not be recorded
as they were not competent witnesses – High Court set aside the
judgment of the Trial Court and remanded the case to the Trial
Court with a direction to examine PW-3 and PW-4 after objectively
ascertaining their capacity to depose – On appeal, held: Question
                                                                        E
which weighed with the Trial Court in coming to the conclusion that
PW-3 and PW-4 were incapable of deposing was whether the children
knew the person they were standing before – To these questions,
PW-3 and PW-4 stated that they were unaware of that person –
Trial judge, purely on this basis, found that the testimonies of the
child witnesses would be unacceptable on the ground that the            F
witnesses did not know the judge and the lawyers – Reason which
weighed with the trial judge in preventing the evidence of PW-3
and PW-4 from being recorded was manifestly erroneous and would
result in a miscarriage of justice – Significantly, both PW-3 and
PW-4 were aware of the reason for their presence in the court – A
                                                                        G
child of tender age can be allowed to testify if she/he has the
intellectual capacity to understand questions and give rational
answers thereto – A child becomes incompetent only in case the
court considers that the child was unable to understand the questions
and answer them in a coherent and comprehensible manner –If the
                                                                        H
                                875
876            SUPREME COURT REPORTS                     [2019] 10 S.C.R.


A     child understands the questions put to her/him and gives rational
      answers to those questions, it can be taken that she/he is a competent
      witness to be examined – Grounds which weighed with the trial
      judge were erroneous – Penal Code, 1860 – ss.302, 498A – Oaths
      Act, 1969 – s.4.
B            Code of Criminal Procedure, 1973 – s.374 – Appellate
      jurisdiction – Power of High Court – Discussed.
            The Appellant was tried for the murder of his wife. He was
      convicted by the Sessions Judge for offences under Sections 302,
      498A, IPC. During the course of the trial, the prosecution sought
C     to adduce the evidence of PW-3 and PW-4, the children of the
      appellant and the deceased. When their evidence was to be
      recorded, PW-3 was eight-years-old while PW-4 was six-years-
      old. Trial judge posed certain initial queries to both of them to
      assess whether they were capable of deposing in evidence and
      concluded that their testimony could not be recorded as they
D     were not competent witnesses. The High Court set aside the
      judgment of the Trial Court and remanded the case to the Trial
      Court with a direction to examine PW-3 and PW-4. Hence, the
      present appeal.
            Dismissing the appeal, the Court
E
             HELD: 1.1 The question which weighed with the Trial Court
      in coming to the conclusion that both of them were incapable of
      deposing was whether the children knew the person they were
      standing before. To these questions, PW-3 and PW-4 stated that
      they were unaware of that person. The trial judge, purely on this
F     basis, found that the testimonies of the child witnesses would be
      unacceptable on the ground that the witnesses did not know the
      judge and the lawyers. The reason which weighed with the trial
      judge in preventing the evidence of PW-3 and PW-4 from being
      recorded was manifestly erroneous and would result in a
G     miscarriage of justice. Significantly, both PW-3 and PW-4 were
      aware of the reason for their presence in the court. They stated
      before the trial judge that they were in court to tender evidence
      in regard to the circumstances pertaining to the death of their
      mother. What the trial judge was required to determine was
      whether the children were in a fit and competent state of mind to
H
      P RAMESH v. STATE REP BY INSPECTOR OF POLICE                     877


depose and were able to understand the purpose for being present       A
on the occasion. Prior to the recording of evidence of a child
witness, the Trial Court must undertake the exercise of posing
relevant questions to determine the capacity of the child witness
to provide rational answers. This exercise would allow the court
to determine whether the child has the intellectual and cognitive
                                                                       B
skills to recollect and narrate the incidents of the crime.
[Paras 11, 12] [884-G-H; 885-A-C]
       1.2 Section 118 of the Evidence Act 1872 deals with the
competence of a person to testify before the court. Section 4 of
the Oaths Act 1969 requires all witnesses to take oath or
affirmation, with an exception for child witnesses under the age       C
of twelve years. Therefore, if the court is satisfied that the child
witness below the age of twelve years is a competent witness,
such a witness can be examined without oath or affirmation. A
child has to be a competent witness first, only then is her/his
statement admissible. In order to determine the competency of          D
a child witness, the judge has to form her or his opinion. The
judge is at the liberty to test the capacity of a child witness and
no precise rule can be laid down regarding the degree of
intelligence and knowledge which will render the child a
competent witness. The competency of a child witness can be
ascertained by questioning her/him to find out the capability to       E
understand the occurrence witnessed and to speak the truth
before the court. In criminal proceedings, a person of any age is
competent to give evidence if she/he is able to (i) understand
questions put as a witness; and (ii) give such answers to the
questions that can be understood. A child of tender age can be         F
allowed to testify if she/he has the intellectual capacity to
understand questions and give rational answers thereto. A child
becomes incompetent only in case the court considers that the
child was unable to understand the questions and answer them in
a coherent and comprehensible manner. If the child understands
the questions put to her/him and gives rational answers to those       G
questions, it can be taken that she/he is a competent witness to
be examined. The grounds which weighed with the learned trial
judge were erroneous. In the circumstances, the High Court was
justified in coming to the conclusion that the non-recording of
                                                                       H
878            SUPREME COURT REPORTS                    [2019] 10 S.C.R.


A     the testimonies of PW-3 and PW-4 was on account of a palpably
      erroneous approach on the part of the trial judge.
      [Paras 13-16] [885-D; 886-A-B, E; 887-F-G; 888-A-B]
            1.3 Section 374 of the CrPC provides for appeals against
      convictions and allows any person convicted by a Sessions Judge
B     or an Additional Sessions Judge to appeal before the High Court.
      Section 386 of the CrPC defines the powers of the Appellate Court
      while disposing of an appeal against an order of conviction or
      acquittal. The power under this section is not unlimited. The
      provision is to be taken as giving the power to do only that which
      the lower court could and should have done in a criminal case.
C     [Para 17] [888-D; 889-A]
            1.4 In the present case, the High Court in the considered
      exercise of its appellate jurisdiction remanded the proceedings
      back to the Trial Court to assess objectively the capacity of the
      two child witnesses and if the evidence is recorded, to furnish an
D     opportunity to the accused to offer evidence in rebuttal. The
      accused will also be entitled to cross examine them. The
      submissions made on the part of the appellant in regard to the
      fact that there has been some lapse of time has been taken due
      note of. As on date, though a little over four years have elapsed
E     since the exclusion of their evidence by the trial judge, both the
      witnesses continue to be minors. Hence, the High Court has
      issued necessary directions to the trial judge to assess objectively
      the capacity of the two child witnesses before recording their
      evidence. It would be appropriate for the trial judge to ensure
      that the evidence of PW-3 and PW-4 is recorded in a child friendly
F     environment. The appellant would undoubtedly have a right to
      cross-examine the witnesses once their evidence is recorded by
      the trial judge. [Paras 20-22] [892-F-H; 893-A-B]
            Dattu Ramrao Sakhare v State of Maharashtra (1997)
            5 SCC 341; Ratansinh Dalsukhbhai Nayak v State of
G           Gujarat (2004) 1 SCC 64 : [2003] 4 Suppl. SCR 1030;
            Mohd Hussain v State (Govt of NCT of Delhi) (2012) 9
            SCC 408 : [2012] 10 SCR 480; Ajay Kumar Ghoshal
            v State of Bihar (2017) 12 SCC 699 : [2017] 1 SCR
            469; Atma Ram and Ors. v State of Rajasthan 2019 SCC
H
      P RAMESH v. STATE REP BY INSPECTOR OF POLICE                       879


      OnLine SC 523 ; State of Maharashtra v Bandu alias                 A
      Daulat (2018) 11 SCC 163 – relied on.
      Nivrutti Pandurang Kokate v State of Maharashtra
      (2008) 12 SCC 565 : [2008] 3 SCR 44 – referred to.
      Sarkar, “Law of Evidence” 19 th Edition, Volume 2,
      Lexis Nexis, p. 2678 citing DPP v M (1977) 2 All ER                B
      749 (QBD) – referred to.
      Wheeler v United States 159 U.S. 523 (1895) –
      referred to.
                          Case Law Reference                             C
      (1997) 5 SCC 341                  relied on      Para 13
      [2003] 4 Suppl. SCR 1030         relied on       Para 14
      [2008] 3 SCR 44                  referred to     Para 14
      [2012] 10 SCR 480                relied on       Para 18           D
      [2017] 1 SCR 469                 relied on       Para 18
      (2018) 11 SCC 163                relied on       Para 21


      CRIMINAL APPELLATE JURISDICTION : Criminal Appeal                  E
No. 1013 of 2019
     From the Judgment and Order dated 27.03.2018 of the Madurai
Bench of Madras High Court in Criminal Appeal (MD) No. 351 of 2016
      A. Selvin Raja, Aniruddha P. Mayee, Rajinder Singh, Advs. for
                                                                         F
the Appellant.
       M. Yogesh Kanna, S. Partha Sarathi, S. Raja Rajeshvaran , Advs.
for the Respondent.
      The Judgment of the Court was delivered by
      DR DHANANJAYA Y CHANDRACHUD, J.                                    G

      1. Leave granted.
      2. This appeal arises from a judgment dated 27 March 2018 of
the High Court of Judicature at Madras at its Madurai Bench.
                                                                         H
880                SUPREME COURT REPORTS                                 [2019] 10 S.C.R.


A            3. The appellant was tried for the murder of his wife. Besides the
      offence under Section 302, he was also tried for the commission of an
      offence under Section 498A of the Indian Penal Code1. On 24 June
      2016, the appellant was convicted by the Sessions Judge, Fast Track
      Mahila Court, Virudhunagar District at Srivilliputtur for offences under
      Section 302 and Section 498A. He was sentenced to life imprisonment
B
      for the offence punishable under Section 302 and to imprisonment for
      three years for the offence under Section 498A.
              4. During the course of the trial, the prosecution sought to adduce
      the evidence of PW-3 ‘S’ and PW-4 ‘H’, the children of the appellant
      and the deceased2. On 19 May 2015 when their evidence was to be
C     recorded, PW-3 was eight-years-old while PW-4 was six-years-old. The
      trial judge posed certain initial queries to both the witnesses to assess
      whether they were capable of deposing in evidence. One of the questions
      which was posed was whether they were aware of the person before
      whom they were standing. Both the witnesses stated that they were
D     unaware of the person before whom they were standing in the court. At
      the same time, the child witnesses had stated that they had come to
      depose in evidence about the circumstances leading to the death of their
      mother.
             5. The trial judge came to the conclusion that the testimony of
E     PW-3 could not be recorded as PW-3 as a witness did not know the
      judge and the lawyers. Similarly, in regard to PW-4 the trial judge observed
      that he was unable to state who the judge was. As a result, he was
      considered to be incapable to depose in evidence. No evidence of PW-
      3 and PW-4 was recorded.

F          6. The exchange between the learned trial judge and PW-3 and
      PW-4, respectively is extracted below:
                    “Name: ‘S’                    Father’s Name : Ramesh

                    Village : Virudhunagar        Taluk : Virudhunagar

                    Cast : BC                     Calling :
G
                    Religion : Hindu              Age : 8

                    Solemnly affirmed in accordance with provisions of Act X
                    of 1873 on the day of : 19.05.2015
      1
          “IPC”
H     2
          The identity of the children, who are minors is withheld in this judgment.
P RAMESH v. STATE REP BY INSPECTOR OF POLICE                    881
   [DR. DHANANJAYA Y CHANDRACHUD, J.]

                                                                A


Question : What is your name?

Answer : ‘S’
                                                                B
Question : What is your age?

Answer : 08-15

Question: What is your father’s name?

Answer : Ramesh                                                 C

Question : What is your vill age name?

Answer : Chinna Perali

Question : What are you doing?                                  D

Answer : I am studying.

Question : Do you know where have you come?

Answer : Court                                                  E
Question : Do you know why you are being brought?

Answer : To give evidence

Question : Do you know before whom you are standing?            F
Answer : Do not know

Even though the wit ness answered all the questions, I asked
her why have you come to depose evidence and she replied I
have come t o depose about my mot her’s death. Further
replied that I do not know who is standi ng in front of me in   G
court and the persons besides me. The court considers that
the witness testimony is unacceptable as the witness does not
know the judge and lawyers.” (sic)

                          And
                                                                H
882    SUPREME COURT REPORTS                         [2019] 10 S.C.R.


A     “Name: ‘H’                       Father’s Name : R amesh

      Village : Virudhunagar           Taluk : Virudhunagar

      Cast: BC                                 Calling :

B     Religion : Hindu                     Age : 6
      Solemnly affirmed in accordance with provisions of Act X
      of 1873 on the dat e of : 19.05.2015

      Question:        W hat is your Name?

      Answer :         ‘H’
C
      Question:        W hat is your age?

      Answer: 06-15

      Question: W hat is your father’s Name?
D
      Answer: Ramesh

      Question: What is your Village Name?

      Answer: Perali

E     Question: What are you doing?

      Answer: I am studying in 1st standard

      Question: Did you know where have you come?

F     Answer: I do not know where I stand

      Question: Did you know what have you been brought for?

      Answer: I have come to tell about my mother’s killing

      Question: Do you know who are you standi ng in front of?
G
      Answer: He stated that he has come to depose evidence
      before you. I asked him, who I am, he replied that I do not
      know who you are.

      The court did not allow him to depose evidence because he
H     was considered as incapable to depose evidence.” (sic)
              P RAMESH v. STATE REP BY INSPECTOR OF POLICE                            883
                 [DR. DHANANJAYA Y CHANDRACHUD, J.]

sh          7. The trial judge came to the conclusion that there was sufficient       A
     evidence on the record to sustain the charge under Section 302 as well
     as that under Section 498A and that the prosecution had brought home
     the guilt of the accused beyond reasonable doubt. Aggrieved by the
     judgment of conviction, the accused appealed before the High Court.
            8. The High Court came to the conclusion that the grounds which           B
X
     weighed with the trial judge in declining to allow the recording of the
     evidence of PW-3 and PW-4 after initial questions were put to them
     were erroneous. The High Court also observed that while on one hand,
     the Trial Court had adverted to the statements of the two child witnesses
     which were recorded under Section 164 of the Code of Criminal
     Procedure 19733, yet the trial judge had refused to allow the evidence of        C
     the child witnesses to be recorded on the ground that they were unable
     to identify the person before whom they were deposing. The High Court
     set aside the judgment of the Trial Court and remanded the case to the
     Trial Court with a direction to examine PW-3 and PW-4 after objectively
     ascertaining their capacity to depose. The High Court has also directed          D
     that the Trial Court shall thereafter; furnish an opportunity to lead evidence
     in rebuttal to the accused.
           9. Mr A Selvin Raja, learned counsel appearing on behalf of the
     appellant submitted that:
           (i) After the incident took place on 18 January 2014, the appellant        E
               surrendered on 20 January 2014;
           (ii) Though between 19 January 2014 and 21 January 2014, the
                investigating officer recorded 21 statements, the statement of
                the child witnesses under Section 164 of the CrPC were recorded
                by the Chief Judicial Magistrate belatedly on 10 March 2014;          F
           (iii) After the trial judge on 19 May 2015 held that the two child
                witnesses were incompetent to depose, no revision was filed by
                the prosecution; and
           (iv) Over five years have elapsed since the date of the incident and
                                                                                      G
               the direction to record the evidence of the two witnesses will
ce             cause serious prejudice to the accused-appellant particularly since
ot
               the children have been in the custody of their maternal
               grandmother in the meantime.
he   3
         “CrPC”
                                                                                      H
884            SUPREME COURT REPORTS                         [2019] 10 S.C.R.


A            On the above grounds, it was submitted that there was no
      justification on the part of the High Court to issue an order of remand.
      Hence, it was urged that it would be appropriate and proper if the High
      Court is directed to evaluate the appeal filed by the accused-appellant
      on the basis of the evidence available on the record. Learned counsel
      submitted that if he has the opportunity of doing so before the High
B
      Court, the appellant would be able to establish that the chain of
      circumstances is not complete and that having regard to the well settled
      principles governing the appreciation of circumstantial evidence, the
      appellant would be entitled to press for acquittal before the High Court.
             10. On the other hand, while supporting the decision of the High
C     Court, Mr M Yogesh Kanna, learned counsel appearing on behalf of the
      State submitted that the submission on part of the appellant is based on
      a hypothesis that the child witnesses, if they are permitted to depose at
      this stage, could advance an account which would cause prejudice to
      the appellant. The statements of PW-3 and PW-4 were recorded under
D     Section 164 of CrPC by the Judicial Magistrate. Moreover, the appellant
      would be entitled to cross-examine the witnesses. Learned counsel
      submitted that the order passed by the High Court should be affirmed in
      order to prevent a miscarriage of justice since the reasons which weighed
      with the Trial Court in declining to allow the recording of the testimonies
      of PW-3 and PW-4 were manifestly erroneous. As a consequence of
E     the exclusion of their evidence, the prosecution has been disabled from
      adducing the evidence of the two children who were natural witnesses
      to the crime.
             11. In assessing the rival submissions, we must at the outset advert
      to the grounds which weighed with the trial judge in coming to the
F     conclusion that PW-3 and PW-4 were not competent witnesses and
      their testimonies ought not to be recorded. PW-3, the daughter of the
      accused and the deceased, was eight years of age while PW-4, their
      son, was six-years-old. The trial judge addressed certain preliminary
      questions to the witnesses.The question which weighed with the Trial
G     Court in coming to the conclusion that both of them were incapable of
      deposing was whether the children knew the person they were standing
      before. To these questions, PW-3 and PW-4 stated that they were
      unaware of that person. The trial judge, purely on this basis, found that
      the testimonies of the child witnesses would be unacceptable on the
      ground that the witnesses did not know the judge and the lawyers.
H
        P RAMESH v. STATE REP BY INSPECTOR OF POLICE                                          885
           [DR. DHANANJAYA Y CHANDRACHUD, J.]

         12. We are in agreement with the view of the High Court that the                     A
reason which weighed with the trial judge in preventing the evidence of
PW-3 and PW-4 from being recorded was manifestly erroneous and
would result in a miscarriage of justice. Significantly, both PW-3 and
PW-4 were aware of the reason for their presence in the court. They
stated before the trial judge that they were in court to tender evidence in
                                                                                              B
regard to the circumstances pertaining to the death of their mother. What
the trial judge was required to determine was whether the children were
in a fit and competent state of mind to depose and were able to understand
the purpose for being present on the occasion. Prior to the recording of
evidence of a child witness, the Trial Court must undertake the exercise
of posing relevant questions to determine the capacity of the child witness                   C
to provide rational answers. This exercise would allow the court to
determine whether the child has the intellectual and cognitive skills to
recollect and narrate the incidents of the crime.
     13. Section 1184 of the Evidence Act 1872 deals with the
competence of a person to testify before the court. Section 45 of the                         D
4
   Section 118. Who may testify.—
All persons shall be competent to testify unless the Court considers that they are
prevented from understanding the question put to them, or from giving rational
answers to those questions, by tender years, extreme old age, disease, whether of body
or mind, or any other cause of the same kind.
Explanation – A lunatic is not incompetent to testify, unless he is prevented by his          E
lunacy from understanding the questions put to him and giving rational answers to
them.
 5
   Section 4.Oaths or affirmations to be made by witnesses, interpreter and
jurors.—
(1) Oaths or affirmations shall be made by the following persons, namely:— (a) all
witnesses, that is to say, all persons who may lawfully be examined, or give, or be
required to give, evidence by or before any court or person having by law or consent of       F
parties authority to examine such persons or to receive evidence; (b) interpreters of
questions put to, and evidence given by, witnesses; and (c) jurors: Provided that where
the witness is a child under twelve years of age, and the court or person having authority
to examine such witness is of opinion that, though the witness understands the duty of
speaking the truth, he does not understand the nature of an oath or affirmation, the
foregoing provisions of this section and the provisions of section 5 shall not apply to
such witness; but in any such case the absence of an oath or affirmation shall not render     G
inadmissible any evidence given by such witness nor affect the obligation of the witness
to state the truth.
(2) Nothing in this section shall render it lawful to administer, in a criminal proceeding,
an oath or affirmation to the accused person, unless he is examined as a witness for the
defence, or necessary to administer to the official interpreter of any court, after he has
entered on the execution of the duties of his office, an oath or affirmation that he will
faithfully discharge those duties.                                                            H
886                SUPREME COURT REPORTS                       [2019] 10 S.C.R.


A     Oaths Act 1969 requires all witnesses to take oath or affirmation, with
      an exception for child witnesses under the age of twelve years.
      Therefore, if the court is satisfied that the child witness below the age of
      twelve years is a competent witness, such a witness can be examined
      without oath or affirmation. The rule was stated in Dattu Ramrao
      Sakhare v State of Maharashtra6, where this Court, in relation to child
B
      witnesses, held thus:

                “5. … A child witness if found competent to depose to the facts
                and reliable one such evidence could be the basis of conviction.
                In other words even in the absence of oath the evidence of a child
C               witness can be considered under Section 118 of the Evidence Act
                provided that such witness is able to understand the questions and
                able to give rational answers thereof. The evidence of a child
                witness and credibility thereof would depend upon the
                circumstances of each case. The only precaution which the court
                should bear in mind while assessing the evidence of a child witness
D               is that the witness must be a reliable one and his/her demeanour
                must be like any other competent witness and there is no likelihood
                of being tutored.”

            14. A child has to be a competent witness first, only then is her/his
E     statement admissible. The rule was laid down in a decision of the US
      Supreme Court in Wheeler v United States7, wherein it was held thus:

                “… While no one would think of calling as a witness an infant
                only two or three years old, there is no precise age which
                determines the question of competency. This depends on the
F               capacity and intelligence of the child, his appreciation of
                the difference between truth and falsehood, as well as of
                his duty to tell the former. The decision of this question
                rests primarily with the trial judge, who sees the proposed
                witness, notices his manner, his apparent possession or lack
                of intelligence, and may resort to any examination which-
G
                will tend to disclose his capacity and intelligence as well as
                his understanding of the obligations of an oath. As many of
                these matters cannot be photographed into the record the decision

      6
          (1997) 5 SCC 341
H     7
          159 U.S. 523 (1895)
       P RAMESH v. STATE REP BY INSPECTOR OF POLICE                                    887
          [DR. DHANANJAYA Y CHANDRACHUD, J.]

       of the trial judge will not be disturbed on review unless from that             A
       which is preserved it is clear that it was erroneous…”
                                                      (emphasis supplied)

       In Ratansinh Dalsukhbhai Nayak v State of Gujarat8, this Court
held thus:
                                                                                       B
        “7. … The decision on the question whether the child
       witness has sufficient intelligence primarily rests with the
       trial Judge who notices his manners, his apparent
       possession or lack of intelligence, and the said Judge may
       resort to any examination which will tend to disclose his                       C
       capacity and intelligence as well as his understanding of
       the obligation of an oath. The decision of the trial court
       may, however, be disturbed by the higher court if from what
       is preserved in the records, it is clear that his conclusion
       was erroneous. This precaution is necessary because child
       witnesses are amenable to tutoring and often live in a world of                 D
       make-believe. Though it is an established principle that child
       witnesses are dangerous witnesses as they are pliable and liable
       to be influenced easily, shaped and moulded, but it is also an
       accepted norm that if after careful scrutiny of their evidence the
       court comes to the conclusion that there is an impress of truth in              E
       it, there is no obstacle in the way of accepting the evidence of a
       child witness.”                               (emphasis supplied)

       15. In order to determine the competency of a child witness, the
judge has to form her or his opinion. The judge is at the liberty to test the
capacity of a child witness and no precise rule can be laid down regarding             F
the degree of intelligence and knowledge which will render the child a
competent witness. The competency of a child witness can be ascertained
by questioning her/him to find out the capability to understand the
occurrence witnessed and to speak the truth before the court. In criminal
proceedings, a person of any age is competent to give evidence if she/he
                                                                                       G
is able to (i) understand questions put as a witness; and (ii) give such

8
  (2004) 1 SCC 64. Subsequently, relied upon in Nivrutti Pandurang Kokate v State of
Maharashtra (2008) 12 SCC 565
9
  Dalsukhbhai Nayak v State of Gujarat (2004) 1 SCC 64
                                                                                       H
888              SUPREME COURT REPORTS                                [2019] 10 S.C.R.


A     answers to the questions that can be understood. A child of tender age
      can be allowed to testify if she/he has the intellectual capacity to
      understand questions and give rational answers thereto.9 A child becomes
      incompetent only in case the court considers that the child was unable to
      understand the questions and answer them in a coherent and
      comprehensible manner.10 If the child understands the questions put to
B
      her/him and gives rational answers to those questions, it can be taken
      that she/he is a competent witness to be examined.

              16. We are satisfied that the grounds which weighed with the
      learned trial judge were erroneous. In the circumstances, the High Court
C     was in our view, justified in coming to the conclusion that the non-recording
      of the testimonies of PW-3 and PW-4 was on account of a palpably
      erroneous approach on the part of the learned trial judge.

               17. We are mindful of the fact that the decision of the High
      Court was in an appeal preferred by the accused. In such a situation it is
D     necessary to discuss the scope of the High Court’s powers in an appeal
      filed against conviction. Section 37411 of the CrPC povides for appeals
      against convictions and allows any person convicted by a Sessions Judge
      or an Additional Sessions Judge to appeal before the High Court. Section

      10
         Sarkar, “Law of Evidence” 19th Edition, Volume 2, Lexis Nexis, p. 2678 citing DPP v
E
      M (1977) 2 All ER 749 (QBD)
      11
         Section 374.— Appeals from convictions
      (1) Any person convicted on a trial held by a High Court in its extraordinary original
      criminal jurisdiction may appeal to the Supreme Court.
      (2) Any person convicted on a trial held by a Sessions Judge or an Additional
      Sessions Judge or on a trial held by any other Court in which a sentence of
F     imprisonment for more than seven years has been passed against him or against any
      other person convicted at the same trial; may appeal to the High Court.
      (3) Save as otherwise provided in sub-section (2), any person,-
      (a) convicted on a trial held by a Metropolitan Magistrate or Assistant Sessions Judge
      or Magistrate of the first class or of the second class, or
      (b) sentenced under section 325, or       (c) in respect of whom an order has been made
      or a sentence has been passed under section 360 by any Magistrate,
G     may appeal to the Court of Session.
      (4) When an appeal has been filed against a sentence passed under section 376, section
      376A, section 376AB, section 376B, section 376C, section 376D, section 376DA,
      section 376DB or section 376E of the Indian Penal Code (45 of 1860), the appeal shall
      be disposed of within a period of six months from the date of filing of such appeal.

H
        P RAMESH v. STATE REP BY INSPECTOR OF POLICE                                            889
           [DR. DHANANJAYA Y CHANDRACHUD, J.]

386 of the CrPC12 defines the powers of the Appellate Court while                               A
disposing of an appeal against an order of conviction or acquittal. The
power under this section is not unlimited. The provision is to be taken as
giving the power to do only that which the lower court could and should
have done in a criminal case.
       18. A three judge Bench decision of this Court in Mohd Hussain                           B
v State (Govt of NCT of Delhi)13 while dealing with the powers of the
Appellate Court to order a retrial under Section 386(b) of the CrPC,
held thus:
        “41. The appellate court hearing a criminal appeal from a judgment
        of conviction has power to order the retrial of the accused under                       C

12
    Section 386.— Powers of the Appellate Court
After perusing such record and hearing the appellant or his pleader, if he appears, and
the Public Prosecutor, if he appears, and in case of an appeal under section 377 or
section 378, the accused, if he appears, the Appellate Court may, if it considers that
there is no sufficient ground for interfering, dismiss the appeal, or may—                      D
(a) in an appeal from an order of acquittal, reverse such order and direct that further
inquiry be made, or that the accused be re-tried or committed for trial, as the case may
be, or find him guilty and pass sentence on him according to law;
(b) in an appeal from a conviction—
(i) reverse the finding and sentence and acquit or discharge the accused, or order him to
be re-tried by a Court of competent jurisdiction subordinate to such Appellate Court or
committed for trial, or
                                                                                                E
(ii) alter the finding, maintaining the sentence, or
(iii) with or without altering the finding, alter the nature or the extent, or the nature and
extent, of the sentence, but not so as to enhance the same;
(c) in an appeal for enhancement of sentence—
(i) reverse the finding and sentence and acquit or discharge the accused or order him to
be re-tried by a Court competent to try the offence, or                                         F
(ii) alter the finding maintaining the sentence, or
(iii) with or without altering the finding, alter the nature or the extent, or the nature and
extent, of the sentence, so as to enhance or reduce the same;
(d) in an appeal from any other order, alter or reverse such order;
(e) make any amendment or any consequential or incidental order that may be just or
proper;
Provided that the sentence shall not be enhanced unless the accused has had an                  G
opportunity of showing cause against such enhancement:
Provided further that the Appellate Court shall not inflict greater punishment for the
offence which in its opinion the accused has committed, than might have been inflicted
for that offence by the Court passing the order or sentence under appeal.
13
   (2012) 9 SCC 408
                                                                                                H
890                SUPREME COURT REPORTS                              [2019] 10 S.C.R.


A               Section 386 of the Code. That is clear from the bare language of
                Section 386(b). Though such power exists, it should not be
                exercised in a routine manner. A de novo trial or retrial of the
                accused should be ordered by the appellate court in exceptional
                and rare cases and only when in the opinion of the appellate court
                such course becomes indispensable to avert failure of justice.
B
                Surely this power cannot be used to allow the prosecution to
                improve upon its case or fill up the lacuna. A retrial is not the
                second trial; it is continuation of the same trial and same
                prosecution. The guiding factor for retrial must always be demand
                of justice. Obviously, the exercise of power of retrial under Section
C               386(b) of the Code, will depend on the facts and circumstances
                of each case for which no straitjacket formula can be formulated
                but the appeal court must closely keep in view that while protecting
                the right of an accused to fair trial and due process, the people
                who seek protection of law do not lose hope in legal system and
                the interests of the society are not altogether overlooked.”
D
           A similar position was adopted by this Court in Ajay Kumar
      Ghoshal v State of Bihar14, where it was held thus:
                “11. Though the word “retrial” is used under Section 386(b)(i)
                CrPC, the powers conferred by this clause is to be exercised only
E               in exceptional cases, where the appellate court is satisfied that
                the omission or irregularity has occasioned in failure of justice.
                The circumstances that should exist for warranting a retrial must
                be such that where the trial was undertaken by the court having
                no jurisdiction, or trial was vitiated by serious illegality or irregularity
                on account of the misconception of nature of proceedings. An
F               order for retrial may be passed in cases where the original
                trial has not been satisfactory for some particular reasons
                such as wrong admission or wrong rejection of evidences
                or the court refused to hear certain witnesses who were
                supposed to be heard.”                              (emphasis supplied)
G           19. The power of an Appellate Court to order a retrial on the
      limited point of re-recording statements of witnesses was recently
      discussed in Atma Ram and Ors v State of Rajasthan15, where the

      14
           (2017) 12 SCC 699
      15
H          2019 SCC OnLine SC 523 : Crl. Appeal No. 656-657 of 2019
          P RAMESH v. STATE REP BY INSPECTOR OF POLICE                            891
             [DR. DHANANJAYA Y CHANDRACHUD, J.]

Trial Court had convicted the accused persons of offences under Section           A
302, 307, 452, 447, 323, 147, 148 and 149 IPC and sentenced them to
death. During the trial, the court had recorded the evidence of twelve
witnesses in absence of the accused persons. In an appeal against
conviction preferred by the accused persons, the High Court exercised
its powers under Section 386(b) of CrPC to quash and set aside the
                                                                                  B
judgment of the Trial Court and remanded the matter back to Trial Court
to the extent of recording statements of the twelve witnesses afresh
after securing presence of the accused in the court. The High Court
held in the following terms:
          “In view of the discussion made hereinabove and looking to the
          glaring facts of the case at hand, we feel that in order to do          C
          complete justice to the accused as well as to the victims, the entire
          case cannot be thrown out by holding the proceedings to be vitiated
          on account of the mistakes committed by the trial Judge or the
          prison authorities concerned. A fresh trial/de-novo has to be ordered
          by directing the trial court to lawfully re-record statements of the    D
          witnesses indicated above whose evidence was recorded in the
          first round without ensuring presence of the accused in the
          court.”16
       The accused persons preferred a Special Leave Petition before
this Court, challenging the High Court’s order of a de-novo trial for re-         E
recording of statements of witnesses. Affirming the view taken by the
High Court, this Court held thus:
          “22. … Section 386 then enumerates powers of the Appellate
          Court which inter alia includes the power to “reverse the finding
          and sentence and acquit or discharge the accused, or order him to       F
          be re-tried by a Court of competent jurisdiction subordinate to
          such Appellate Court or committed for trial”. The powers of
          Appellate Court are equally wide. The High Court in the present
          case was exercising powers both under Chapters XXVIII and
          XXIX of the Code. If the power can go to the extent of
          ordering a complete re-trial, the exercise of power to a                G
          lesser extent namely ordering de novo examination of
          twelve witnesses with further directions as the High Court

16
     D.B. Criminal Appeal No. 33/2018
                                                                                  H
892             SUPREME COURT REPORTS                         [2019] 10 S.C.R.


A           has imposed in the present matter, was certainly within the
            powers of the High Court. There is, thus, no infraction or
            jurisdictional error on the part of the High Court.”
            “25. ... If there was an infraction, which otherwise does not vitiate
            the trial by itself, the attempt must be to remedy the situation to
B           the extent possible, so that the interests of the accused as well as
            societal interest are adequately safeguarded. The very same
            witnesses were directed to be de novo examined which
            would ensure that the interest of the prosecution is
            subserved and at the same time the accused will have every
            right and opportunity to watch the witnesses deposing
C           against them, watch their demeanor and instruct their
            counsel properly so that said witnesses can be effectively
            cross-examined. In the process, the interest of the accused
            would also stand protected. On the other hand, if we were to
            accept the submission that the proceedings stood vitiated and,
D           therefore, the High Court was powerless to order de novo
            examination of the concerned witnesses, it would result in great
            miscarriage of justice. The persons who are accused of committing
            four murders would not effectively be tried. The evidence against
            them would not be read for a technical infraction resulting in great
            miscarriage. Viewed thus, the order and directions passed by the
E           High Court completely ensure that a fair procedure is adopted
            and the depositions of the witnesses, after due distillation from
            their cross-examination can be read in evidence.”
                                                            (emphasis supplied)
             20. In the present case, the High Court in the considered exercise
F     of its appellate jurisdiction has remanded the proceedings back to the
      Trial Court to assess objectively the capacity of the two child witnesses
      and if the evidence is recorded, to furnish an opportunity to the accused
      to offer evidence in rebuttal. The accused will also be entitled to cross
      examine them. We have taken due note of the submissions which have
G     been made on the part of the appellant in regard to the fact that there
      has been some lapse of time. As on date, though a little over four years
      have elapsed since the exclusion of their evidence by the trial judge,
      both the witnesses continue to be minors. Hence, the High Court has
      issued necessary directions to the learned trial judge to assess objectively
      the capacity of the two child witnesses before recording their evidence.
H
          P RAMESH v. STATE REP BY INSPECTOR OF POLICE                          893
             [DR. DHANANJAYA Y CHANDRACHUD, J.]

      21. Consistent with the law which has been laid down by this              A
Court in State of Maharashtra v Bandu alias Daulat17, it would be
appropriate for the learned trial judge to ensure that the evidence of
PW-3 and PW-4 is recorded in a child friendly environment.
      22. The appellant would undoubtedly have a right to cross-examine
the witnesses once their evidence is recorded by the trial judge.               B
      23. For the above reasons, we find no merit in the appeal. The
appeal is accordingly dismissed. Pending application(s), if any, shall stand
disposed of.

                                                                                C
Divya Pandey                                                 Appeal dismissed




                                                                                D




                                                                                E




                                                                                F




                                                                                G

17
     (2018) 11 SCC 163




                                                                                H


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