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Supreme Court of India

SACHINversusSTATE OF MAHARASHTRA

Citation
2025 INSC 716
Decided
21 April 2025
Disposal
Disposed off

Holding

An appellate court cannot enhance the sentence in an appeal filed by the accused while maintaining the conviction; enhancement is permissible only in an appeal filed by the State, victim or complainant and after the accused is given an opportunity to be heard.

Summary

The appellant was convicted under the POCSO Act and IPC for penetrative sexual assault on a four‑year‑old girl and sentenced to seven years' rigorous imprisonment. In his appeal against conviction, the High Court affirmed the conviction but, finding that the trial court had overlooked aggravated provisions, issued a show‑cause notice and remitted the case to the Special Court for a higher sentence, ultimately imposing life imprisonment. The appellant challenged this enhancement, arguing that a court hearing an appeal filed by the accused cannot increase the punishment. The Supreme Court examined the scope of Sections 386 and 401 of the CrPC, the distinction between appellate and revisional jurisdiction, and the constitutional principle of no reformatio in peius. It held that an appellate court may not enhance a sentence in an appeal filed by the convict absent a separate appeal by the State, victim, or complainant and without a hearing. Consequently, the Court set aside the High Court and Special Court orders, restored the original seven‑year sentence, and ordered the appellant's immediate release.

Issues considered

  • Can a High Court, exercising appellate jurisdiction in an appeal filed by the convict, enhance the sentence without a State, victim or complainant appeal?
  • Does the High Court have suo motu revisional power to increase the sentence in such circumstances?
  • What is the correct interpretation of Section 386( b)(iii) CrPC regarding enhancement of sentence in an appeal from conviction?

Legislation cited

Headnote

Issue for Consideration Issue arose whether, the High Court could enhance the sentence under its revisional powers in a convict’s appeal against conviction. Headnotes† Code of Criminal Procedure, 1973 – s.386 – Powers of the Appellate Court to enhance sentence in appeal appellant for the offences punishable u/ss.3(a) and 4 of the POCSO Act and s.376 IPC for committing penetrative sexual assault on the minor victim, and sentenced to rigorous imprisonment for seven years and fine by the Special Court – Appeal against conviction by the appellant – High

Subjects

Enhancement of sentenceRevisional powersAppeal against convictionPowers of the Appellate CourtPenetrative sexual assault on minor victimSpecial CourtShow cause noticeQuantum of sentenceHigh Court Legal ServicesOpportunity of hearingRetrialAppellate jurisdictionRevisional jurisdictionIncarceration

Judgment

                [2025] 4 S.C.R. 2500 : 2025 INSC 716

                                Sachin
                                   v.
                         State of Maharashtra
               (Criminal Appeal No(s). 2073-2075 of 2025)
                               21 April 2025
       [B.V. Nagarathna* and Satish Chandra Sharma, JJ.]


                          Issue for Consideration
       Issue arose whether, the High Court could enhance the sentence
       under its revisional powers in a convict’s appeal against
       conviction.

                                Headnotes†
       Code of Criminal Procedure, 1973 – s.386 – Powers of the
       Appellate Court to enhance sentence in appeal against
       conviction – Conviction of the appellant for the offences
       punishable u/ss.3(a) and 4 of the POCSO Act and s.376 IPC
       for committing penetrative sexual assault on the minor victim,
       and sentenced to rigorous imprisonment for seven years and
       fine by the Special Court – Appeal against conviction by the
       appellant – High Court affirmed the finding of the Special Court
       as regards the commission of offence, however observed that
       the Special Court while convicting the appellant, overlooked
       the provisions of ss.5(m) and 6 of the POCSO Act and s.376(2)(i)
       IPC – High Court issued show cause notice to the appellant on
       enhancement of sentence and remitted the case to the Special
       Court for reconsidering the quantum of the sentence – Special
       Court convicted the appellant u/ss.5(m) and 6 of the POCSO
       Act to suffer life imprisonment and fine and also convicted for
       offence punishable u/ss.376(2)(i) IPC for which no separate
       sentence is provided – In appeal, the Division Bench of the
       High Court expressed its inability to proceed in the matter and
       instead suggested the High Court Legal Services take steps
       to restore justice to the appellant – Correctness:
       Held: Appellate court, in an appeal filed by the accused cannot,
       while maintaining the conviction, enhance the sentence – While


* Author
[2025] 4 S.C.R.                                                             2501

                      Sachin v. State of Maharashtra


     exercising its appellate jurisdiction at the instance of the convict,
     the High Court cannot act as a revisional court, particularly, when
     no appeal or revision has been filed either by the State, victim or
     complainant for seeking enhancement of sentence against accused –
     In an appeal filed by the accused/convict, the High Court cannot suo
     motu exercise its revisional jurisdiction and enhance the sentence
     against the accused while maintaining the conviction – Power to
     enhance the sentence can be exercised by the appellate court only
     in an appeal filed by the State, victim or complainant provided the
     accused has had an opportunity of showing cause against such
     enhancement – Appellate court shall not inflict greater punishment
     for the offence which in its opinion the accused has committed,
     than might have been inflicted for that offence by the court passing
     the order of sentence under appeal – Thus, even in an appeal for
     enhancement of sentence, unless the conditions prescribed in the
     form of provisos are complied with by the appellate court, there
     cannot be an enhancement of sentence – No appellant by filing
     an appeal can be worse-off than what he was – In an appeal filed
     by an accused against a judgment of conviction and sentence, he
     cannot be remitted to the trial court to impose a higher sentence on
     him – Single Judge of the High Court was not right in remanding
     the matter to the Special Court for enhancing the sentence to be
     imposed on the appellant-accused, that too, in an appeal filed by
     accused seeking setting aside of a judgment of conviction and
     sentence imposed on him – Consequently, the Special Court not
     right in enhancing the sentence to life imprisonment by following the
     said direction – Appellant while initially subjected to imprisonment
     of seven years, has completed actual sentence of eleven years
     and eight months – Orders of the High Court and consequently
     of the Special Court erroneous and liable to be set aside – To do
     the complete justice in exercise of powers u/Art.142, the original
     sentence of seven years of rigorous imprisonment imposed on the
     appellant restored – Instead of rehearing his appeal on the original
     sentence, the matter is concluded and the appellant is released
     from jail forthwith – Protection of Children from Sexual Offences
     Act, 2012 – ss.3(a), 4, 5(m), 6 – Penal Code, 1860 – ss.363-A,
     376. [Paras 23, 26, 27, 29.1, 31-33, 34.4-37]

     Jurisdiction – Appellate jurisdiction and revisional jurisdiction –
     Difference between:
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    Held: Ordinarily, appellate jurisdiction involves a rehearing, as it
    were, on law as well as on facts and is invoked by an aggrieved
    person – Ordinarily, revisional jurisdiction is analogous to a power
    of superintendence and may sometimes be exercised even without
    it being invoked by a party – Extent of revisional jurisdiction is
    defined by the statute conferring such jurisdiction – Conferment
    of revisional jurisdiction is generally for the purpose of keeping
    tribunals subordinate to the revising tribunal within the bounds
    of their authority to make them act according to the procedure
    established by law and according to well defined principles of
    justice. [Paras 28, 28.4]

                             Case Law Cited
    Kumar Ghimrey v. State of Sikkim [2019] 6 SCR 203 : (2019) 6
    SCC 166; Nadir Khan v. State (Delhi Admn.) [1975] Supp. 1 SCR
    489 : (1975) 2 SCC 406; Eknath Shankarrao Mukkawar v. State of
    Maharashtra [1977] 3 SCR 513 : (1977) 3 SCC 25; Sahab Singh v.
    State of Haryana [1990] 1 SCR 512 : AIR 1990 SC 1188; Govind
    Ramji Jadhav v. State of Maharashtra [1990] 1 SCR 855 : (1990)
    4 SCC 718; State of Himachal Pradesh v. Nirmala Devi [2017]
    2 SCR 112 : (2017) 7 SCC 262; Surjit Singh v. State of Punjab,
    1984 Supp. SCC 518; Govind Ramji Jadhav and Surendra Singh
    Routela v. State of Bihar [2001] Supp. 5 SCR 340 : (2002) 1 SCC
    266; AR Antulay v. RS Nayak [1988] Supp. 1 SCR 1 : AIR 1988
    SC 1531; James Joseph v. State of Kerala [2010] 10 SCR 844 :
    (2010) 9 SCC 642, para 19(i); Bolin Chetia v. Jagdish Bhuyan
    [2005] 2 SCR 692 : AIR 2005 SC 1872 : (2005) 6 SCC 81; State
    of Kerala v. Charia Abdulla & Co. [1965] SCR 601 : AIR 1965 SC
    1585; Sri Raja Lakshmi Dyeing Works v. Rangaswamy (1980) 4
    SCC 259 – referred to.
    Chautala Workers Co-op Transport Society Ltd. v. State of Punjab,
    AIR 1962 Punj 94 – referred to.
    Attorney General v. Herman James Sillem (1864) 10 HLC
    704 – referred to.

                     Books and Periodicals Cited
    Black’s Law Dictionary, Ninth Edition; P Ramanatha Aiyar, Advanced
    Law Lexicon, 6th Edition, Volume–1; P Ramanatha Aiyar’s
    Advanced Law Lexicon, 6th Edition, Volume 4 – referred to.
[2025] 4 S.C.R.                                                                2503

                      Sachin v. State of Maharashtra


                                  List of Acts
     Code of Criminal Procedure, 1973; Protection of Children from
     Sexual Offences Act, 2012; Penal Code, 1860; Scheduled Castes
     and Scheduled Tribes (Prevention of Atrocities) Act, 1989.

                              List of Keywords
     Enhancement of sentence; Revisional powers; Appeal against
     conviction; Powers of the Appellate Court; Penetrative sexual
     assault on minor victim; Special Court; Show cause notice; Quantum
     of sentence; High Court Legal Services; Opportunity of hearing;
     Retrial; Appellate jurisdiction; Revisional jurisdiction; Incarceration.

                             Case Arising From
     CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No(s).
     2073-2075 of 2025
     From the Judgment and Order dated 26.02.2016 in CRLA No.
     30 of 2015, 08.03.2016 in CRLA No. 30 of 2015 and 28.04.2016
     in CN No. 05 of 2013 passed by the Special Judge, Warora, in
     Special (POCSO) Case No. 05 of 2013

                          Appearances for Parties
     Advs. for the Appellant:
     Ms. Sangeeta Kumar, Mrs. Vithika Garg, Ms. Vidushi Garg, Hemant
     Kumar Tripathi.
     Advs. for the Respondent:
     Shrirang B. Varma, Siddharth Dharmadhikari, Aaditya Aniruddha
     Pande.

                 Judgment / Order of the Supreme Court

                                  Judgment

     Nagarathna, J.

     Leave granted.
2.   This is an unfortunate case where the appellant herein, instead of
     suffering a sentence of rigorous imprisonment for seven years has
     been incarcerated for eleven years simply owing to the fact that
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     Criminal Appeal No.30/2015 preferred by him before the High Court
     of Judicature at Bombay, Nagpur Bench, Nagpur, the matter was
     remitted to the Special Court for enhancement of sentence without
     even adhering to the salient principles of natural justice.
3.   The appellant herein faced trial pursuant to FIR No. 154/2013
     registered with P.S. Bhadrawati District, State of Maharashtra under
     Sections 3(a) and 4 of the Protection of Children from Sexual Offences
     Act, 2012 (for short, “POCSO Act”) and Section 363-A, 376 of the
     Indian Penal Code, 1860 (for short, “IPC”) and Sections 3(1)(xii) and
     3(2)(v) of the Scheduled Castes and Scheduled Tribes (Prevention
     of Atrocities) Act. Charges were framed against the appellant under
     the aforesaid sections.
4.   The case of the prosecution is that the appellant was a neighbour of
     the family of the minor victim, aged four years. On 15.09.2013, while
     the father of the minor victim was away for work and the mother had
     gone out for cooking, the appellant induced the minor victim to his
     house, undressed her and committed the offence of rape on her. Two
     independent witnesses residing in the same neighbourhood informed
     the minor victim’s mother about the incident. Later, the minor victim
     narrated the incident to the complainant who took his daughter to a
     doctor. After gathering courage, the complainant registered Crime
     No.154/2013 on 23.09.2023 under the aforesaid provisions.
5.   By judgment dated 24.11.2014, the Special Judge, Warora, concluded
     that the prosecution had proved that the accused had committed
     penetrative sexual assault on the minor victim. Thereby, the Special
     Court convicted the appellant herein for the offences punishable
     under Sections 3(a) and 4 of the POCSO Act and Section 376 of
     IPC. Consequently, the appellant was sentenced to suffer rigorous
     imprisonment for seven years and to pay fine of Rs.2,000/- and in
     default to undergo rigorous imprisonment for two months. As offence
     under Section 376 IPC was merged in the aforesaid offences, no
     separate punishment was awarded by the Special Court.
6.   Aggrieved by his conviction and sentence, the accused-appellant
     herein preferred Criminal Appeal No.30/2015 before the High Court.
     It is pertinent to note that the State had not assailed by way of
     an appeal the sentence of rigorous imprisonment for seven years
     imposed by the Special Court on the appellant herein. Neither was
     any appeal filed by the complainant or on behalf of the victim.
[2025] 4 S.C.R.                                                            2505

                      Sachin v. State of Maharashtra


7.   On the other hand, the appellant – accused assailed the judgment
     of conviction and sentence before the High Court. By impugned
     judgment dated 26.02.2016, the High Court affirmed the finding of
     the Special Court to the effect that the victim was present in the
     house of the accused at the time of incident and there was no one
     else in the house except the accused and the victim. Pertinently,
     the High Court was of the view that this exceptional fact had not
     been sufficiently explained by the appellant. Relying on the evidence
     of Dr. Dipti Vinay Shrirame (P.W.6) and the medical examination
     report of the victim issued by the General Hospital, Chandrapur,
     the High Court concluded that the fact of penetrative sexual assault
     was proved beyond reasonable doubt. Also, as per Section 29 of
     POCSO Act, the appellant was found to have failed to discharge
     the burden of explaining the presence of the victim in his house and
     the medical evidence which proved the commission of penetrative
     sexual assault.
8.   Section 3 of POCSO Act defines when a person is said to commit
     penetrative sexual assault and Section 4 prescribes the punishment
     for the same. Prior to its amendment, Section 4 provided for
     imprisonment of either description for a term which shall not be
     less than seven years but which may extend to imprisonment for
     life and shall also be liable to fine. The Section has been amended
     with effect from 16.08.2016.
9.   A comparison of aforesaid sections with Sections 5 and 6 of POCSO
     Act, is necessary. Section 5 provides when an accused is said to
     commit ‘aggravated penetrative sexual assault’. In particular, Section
     5(m) provides that whoever commits penetrative sexual assault on
     a child below twelve years is said to commit aggravated penetrative
     sexual assault. At the time of commission of offence in the instant
     case, Section 6 enumerated punishment of rigorous imprisonment for
     a term not less than ten years but which may extend to imprisonment
     for life and shall also be liable to fine. The aforesaid Sections read
     as under:
           “3. Penetrative sexual assault.—A person is said to
           commit “penetrative sexual assault” if—
           (a)   he penetrates his penis, to any extent, into the vagina,
                 mouth, urethra or anus of a child or makes the child
                 to do so with him or any other person; or
2506                                                     [2025] 4 S.C.R.

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        (b)   he inserts, to any extent, any object or a part of the
              body, not being the penis, into the vagina, the urethra
              or anus of the child or makes the child to do so with
              him or any other person; or
        (c)   he manipulates any part of the body of the child so
              as to cause penetration into the vagina, urethra, anus
              or any part of body of the child or makes the child to
              do so with him or any other person; or
        (d)   he applies his mouth to the penis, vagina, anus,
              urethra of the child or makes the child to do so to
              such person or any other person.
        4. Punishment for penetrative sexual assault.—(1)
        Whoever commits penetrative sexual assault shall be
        punished with imprisonment of either description for a
        term which shall not be less than seven years but which
        may extend to imprisonment for life, and shall also be
        liable to fine.
                                    xxx
        5. Aggravated penetrative sexual assault.—
                                    xxx
        (m) whoever commits penetrative sexual assault on a child
        below twelve years; or
                                    xxx
        is said to commit aggravated penetrative sexual assault.
        6. Punishment for aggravated penetrative sexual
        assault.—(1) Whoever commits aggravated penetrative
        sexual assault shall be punished with rigorous imprisonment
        for a term which shall not be less than twenty years, but
        which may extend to imprisonment for life, which shall
        mean imprisonment for the remainder of natural life of
        that person and shall also be liable to fine, or with death.
        (2) The fine imposed under sub-section (1) shall be just
        and reasonable and paid to the victim to meet the medical
        expenses and rehabilitation of such victim.”
[2025] 4 S.C.R.                                                      2507

                     Sachin v. State of Maharashtra


10. It is an undisputed fact that the minor victim was four years of age
    at the time of commission of the offences. In this context, the High
    Court observed that the Special Court in convicting the appellant under
    Sections 3(a) and 4 of POCSO Act had overlooked the provisions
    of Sections 5(m) and 6 of POCSO Act as well as Section 376(2)(i)
    of the IPC. Finally, the High Court held that the appellant herein is
    liable for punishment under Section 6 of the POCSO Act and under
    Section 376(2)(i) of IPC. While maintaining the findings recorded by
    the Special Court that the appellant indeed committed penetrative
    sexual assault on the victim, the High Court issued show cause
    notice to the appellant as to why he should not be sentenced as
    per Section 6 of the POCSO Act and for the offence under Section
    376(2)(i) of IPC. Considering the minimum statutory punishment, it
    is apparent that sentencing under Section 6 of POCSO Act would
    inevitably result in enhancement of sentence by at least three years.
11. The contention raised by learned counsel for the appellant herein
    before the High Court was that such a course was impermissible in
    law as it would amount to altering/modifying the charge was to be
    considered on the next date. The appeal was listed before the High
    Court on 02.03.2016 for further hearing on the point of sentencing
    and the appellant was also directed to be produced before the Court.
    On 02.03.2016, the appellant was produced before the High Court
    and was made aware about the issuance of notice regarding hearing
    on enhancement of sentence. What appears is that despite the
    judgment of the High Court dated 26.02.2016, the appellant was made
    aware of the issuance of show cause notice only for enhancement
    of sentence on 02.03.2016. Subsequently, on 08.03.2016, the High
    Court passed the order and reiterated that appellant is liable to be
    punished under Section 6 of the POCSO Act and Section 376(2)(i)
    of IPC, both provisions having been overlooked by the Special Court
    and finally remitted the case to the Special Court for reconsidering
    the quantum of the sentence to be imposed on the appellant by
    way of enhancement for the offences said to have committed by
    the appellant.
12. Consequently, the Special Court vide order dated 28.04.2016
    sentenced the appellant to life imprisonment and to pay fine of
    Rs. 5000/-, in default to undergo further rigorous imprisonment for
    six months.
2508                                                        [2025] 4 S.C.R.

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13. Aggrieved by the enhancement of sentence in pursuance of his own
    appeal, the appellant herein preferred Criminal Appeal No.311/2021
    before the Division Bench of the High Court by assailing order dated
    28.04.2016 which obviously expressed its inability to proceed in the
    matter and instead suggested that the High Court Legal Services
    Sub-Committee, Nagpur take steps to restore justice to the appellant
    herein.
14. It is in the above circumstances, that we have heard learned counsel
    Ms. Sangeeta Kumar appearing on behalf of the Supreme Court
    Legal Services Committee for the appellant – accused and Shri
    Rang Verma, learned counsel for the respondent-State at length.
15. Ms. Kumar, learned counsel appearing for the appellant, contended
    that in the absence of any appeal preferred by the State Government
    or the complainant, the High Court grossly erred in enhancing the
    sentence. The decision of the High Court has left the appellant
    worse-off in his own appeal, it was argued.
16. Per contra, learned counsel appearing for the respondent-State
    relied on the judgment of this Court in Kumar Ghimrey vs. State
    of Sikkim, (2019) 6 SCC 166 (“Kumar Ghimrey”) to buttress his
    submission that the High Court, even in the absence of a State appeal,
    is competent under Section 401 Code of Criminal Procedure, 1973
    (for short, “CrPC”) to exercise its powers under Section 396(c) and
    enhance the sentence once appellant-accused’s appeal was filed.
17. On that note, learned counsel appearing for the appellant vociferously
    highlighted the grave injustice of prolonged incarceration has caused
    to the appellant due to High Court not granting an effective opportunity
    of hearing. It was contended that the Order dated 08.03.2016 does
    not reflect that the counsel for the appellant-accused or the accused
    himself was actually heard on the question of modifying the charge
    from a minor offence to a major offence and thereby altering the
    finding and enhancing the sentence.
18. We find merit in the submission of learned counsel for the appellant that
    the record does not reflect that the counsel for the appellant-accused
    or the accused himself was heard on the question of modifying the
    charge from a minor offence to a major offence and thereby altering the
    finding and enhancing the sentence. The further and more important
    submission is that, in an appeal filed by the accused/convict the
    sentence cannot be enhanced by the appellate court.
[2025] 4 S.C.R.                                                           2509

                      Sachin v. State of Maharashtra


19. Section 386 CrPC discusses the powers of the appellate court. For
    ease of reference, Section 386 reads as under:
           “386. Powers of the Appellate Court.—After perusing
           such record and hearing the appellant or his pleader, if
           he appears, and the Public Prosecutor if he appears, and
           in case of an appeal under section 377 or section 378,
           the accused, if he appears, the Appellate Court may, if it
           considers that there is no sufficient ground for interfering,
           dismiss the appeal, or may—
           (a) in an appeal from an order or acquittal, reverse such
           order and direct that further inquiry be made, or that the
           accused be re-tried or committed for trial, as the case
           may be, or find him guilty and pass sentence on him
           according to law;
           (b) in an appeal from a conviction—
                (i) reverse the finding and sentence and acquit or
                discharge the accused, or order him to be re-tried
                by a Court of competent jurisdiction subordinate to
                such Appellate Court or committed for trial, or
                (ii) alter the finding, maintaining the sentence, or
                (iii) with or without altering the finding, alter the
                nature or the extent, or the nature and extent, of
                the sentence, but not so as to enhance the same—
           (c) in an appeal for enhancement of sentence—
                (i) reverse the finding and sentence and acquit or
                discharge the accused or order him to be re-tried by
                a Court competent to try the offence, or
                (ii) alter the finding maintaining the sentence, or
                (iii) with or without altering the finding, alter the
                nature or the extent, or, the nature and extent, of
                the sentence, so as to enhance or reduce the same;
           (d) in an appeal from any other order, alter or reverse
           such order;
           (e) make any amendment or any consequential or incidental
           order that may be just or proper:
2510                                                        [2025] 4 S.C.R.

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          Provided that the sentence shall not be enhanced unless
          the accused has had an opportunity of showing cause
          against such enhancement:
          Provided further that the Appellate Court shall not inflict
          greater punishment for the offence which in its opinion the
          accused has committed, than might have been inflicted for
          that offence by the Court passing the order or sentence
          under appeal.”
     The said provision delineates four categories of appeals, (i) an
     appeal from an order of acquittal; (ii) an appeal from conviction; (iii)
     an appeal for enhancement of sentence; and (iv) an appeal from
     any other order.
20. Section 377 CrPC which provides for appeal by the State Government
    against inadequacy of sentence was a novel provision brought in
    by the CrPC. The 41st Law Commission had noted in its report that,
    pre-1973, in the absence of a statutory provision which permitted
    the State to prefer an appeal against inadequate sentence, the State
    was compelled to invoke the revisional powers of the High Court for
    correction of any error in sentencing. Finding this to be unsatisfactory,
    the Law Commission recommended that the State Government
    should be able to appeal against an inadequate sentence before
    an ordinary Court of Appeal as well. To effectuate this intent, the
    Parliament inserted Section 377.
     20.1 In Nadir Khan vs. State (Delhi Admn.), (1975) 2 SCC 406
          (“Nadir Khan”), the petitioner was found in illegal possession
          of ganja weighing 7 kgs, and was convicted under Section
          61(a) of the Punjab Excise Act, 1914 as extended to Delhi and
          sentenced to two months’ rigorous imprisonment. As no right to
          appeal was available, an unsuccessful revision application was
          preferred before the Sessions Court. Aggrieved, the petitioner
          had then moved the High Court under Section 482 CrPC read
          with Article 227 of the Constitution against the conviction. In
          turn, the High Court left the petitioner worse off as it thought
          that the sentence awarded was inadequate. By suo moto
          invoking its revisional jurisdiction, the High Court enhanced
          the sentence to six months. In a special leave petition before
          this Court, the question raised was, whether, the High Court,
          in a revision under Section 401 CrPC, has the jurisdiction to
[2025] 4 S.C.R.                                                            2511

                     Sachin v. State of Maharashtra


            enhance the sentence in the absence of an appeal by the
            State against the inadequacy of sentence under Section 377.
            20.1.1   Noting that the High Court did leave the petitioner
                     worse off, this Court speaking through Goswami, J.,
                     characterised the question to be an unmerited doubt
                     on the undoubted jurisdiction of the High Court in
                     acting suo motu in criminal revision in appropriate
                     cases. It was observed that the High Court is not
                     required to act in revision merely through a conduit
                     application at the instance of an aggrieved party. It
                     was held as follows:
                        “The High Court, as an effective instrument
                        for administration of criminal justice, keeps
                        a constant vigil and wherever it finds that
                        justice has suffered, it takes upon itself as its
                        bounden duty to suo motu act where there is
                        flagrant abuse of the law. The character of
                        the offence and the nature of disposal of
                        a particular case by the subordinate court
                        prompt remedial action on the part of the
                        High Court for the ultimate social good
                        of the community, even though the State
                        may be slow or silent in preferring an
                        appeal provided for under the new Code.
                        … This position was true and extant in the
                        old Code of 1898 and this salutary power
                        has not been denied by Parliament under the
                        new Code by rearrangement of the sections.
                        It is true the new Code has expressly given
                        a right to the State under Section 377 CrPC
                        to appeal against inadequacy of sentence
                        which was not there under the old Code.
                        That however does not exclude revisional
                        jurisdiction of the High Court to act suo motu
                        for enhancement of sentence in appropriate
                        cases. What is an appropriate case has to
                        be left to the discretion of the High Court.…
                        Section 401 expressly preserves the
                        power of the High Court, by itself, to call
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                       Supreme Court Reports


                       for the records without the intervention
                       of another agency and has kept alive the
                       ancient exercise of power when something
                       extraordinary comes to the knowledge
                       of the High Court. The provisions under
                       Section 401 read with Section 386(c)(iii)
                       CrPC are clearly supplemental to those
                       under Section 377 whereby appeals are
                       provided for against inadequacy of sentence
                       at the instance of the State Government or
                       Central Government, as the case may be.
                       There is therefore absolutely no merit in
                       the contention of the learned counsel that
                       the High Court acted without jurisdiction in
                       exercising the power of revision suo motu,
                       for enhancement of the sentence in this
                       case. The application stands rejected.”
                                                (underlining by us)

    20.2 In Eknath Shankarrao Mukkawar vs. State of Maharashtra,
         (1977) 3 SCC 25 (“Eknath Shankarrao Mukkawar”), an
         appeal was indeed preferred by the State Government under
         Section 377(1) CrPC against the inadequacy of the sentence
         of the appellant convicted under Section 16(1)(a)(i) read with
         Sections 2(i)(1) and 7(i) of the Prevention of Food Adulteration
         Act, 1954 and sentenced to imprisonment till the rising of
         the Court and to pay a fine of Rs.500 and in default rigorous
         imprisonment for two months. The High Court allowed the
         appeal of the State with regard to the inadequacy of the
         sentence and while affirming the conviction of the appellant
         under aforesaid provisions enhanced the sentence to six
         months’ simple imprisonment and a fine of Rs.1000 and in
         default simple imprisonment for two months. In appeal before
         this Court, the principal submission of the appellant was that
         the appeal under Section 377(1) was not maintainable due to
         the bar operating then under Section 377(2). This argument
         is not relevant for our consideration in the present case.
         Additionally and alternatively, it was argued that the appeal
         not being maintainable, the High Court could not have, in any
         event, invoked its revisional powers under Section 401 CrPC
[2025] 4 S.C.R.                                                          2513

                     Sachin v. State of Maharashtra


            to enhance the sentence suo moto as the power of the High
            Court to enhance sentence which was available under Sections
            435/439 CrPC of the old CrPC is absolutely replaced by the
            provision of appeal under Section 377 CrPC of the new CrPC.
            Rejecting the submission, a three-judge Bench of this Court
            held that the High Court has revisional powers to, suo motu,
            enhance the sentence. It was held that:
                “6. We should at once remove the misgiving that
                the new Code of Criminal Procedure, 1973, has
                abolished the High Court’s power of enhancement
                of sentence by exercising revisional jurisdiction, suo
                motu. The provision for appeal against inadequacy
                of sentence by the State Government or the Central
                Government does not lead to such a conclusion.
                High Court’s power of enhancement of sentence, in
                an appropriate case, by exercising suo motu power
                of revision is still extant under Section 397 read with
                Section 401 of the Criminal Procedure Code, 1973,
                inasmuch as the High Court can “by itself” call for
                the record of proceedings of any inferior criminal
                court under its jurisdiction. The provision of Section
                401(4) is a bar to a party, who does not appeal, when
                appeal lies, but applies in revision. Such a legal bar
                under Section 401(4) does not stand in the way of
                the High Court’s exercise of power of revision, suo
                motu, which continues as before in the new Code.”
                                                   (underlining by us)

            The aforesaid judgments of this Court settled the question
            that a High Court has the jurisdiction to suo moto enhance the
            sentence under the CrPC by invoking its revisional powers.
            The pertinent question then is, whether, the High Court could
            enhance the sentence under its revisional powers in a convict’s
            appeal against conviction.
21. In this case we are concerned with an appeal from a conviction. In
    such an appeal the appellate court can exercise its powers in three
    ways, as per clause (b) of Section 386 CrPC. Clause (c) is with
    regard to an appeal for enhancement of sentence. While an appeal
    from a conviction is filed by the accused, an appeal from an order
2514                                                       [2025] 4 S.C.R.

                        Supreme Court Reports


    of acquittal or for enhancement of sentence could be filed either by
    the State or by the complainant or even by the victim under Section
    378 CrPC and in the case of a victim as per proviso to Section 372.
    In the case of an appeal from any other order i.e. not an order of
    conviction or acquittal, the High Court can either alter or reverse
    such order under clause (d). The High Court has also the power to
    make an amendment or pass any consequential or incidental order
    that may be just or proper in any of the above situations. However,
    there are two provisos to Section 386. The first proviso states that
    the sentence shall not be enhanced unless the accused has had
    an opportunity of showing cause against such enhancement. The
    second proviso states that the appellate court shall not inflict greater
    punishment for the offence which in its opinion the accused has
    committed, than might have been inflicted for that offence by the
    Court passing that order for sentence under appeal.
22. Some judgments of this Court on the interpretation of Section 386
    CrPC may be referred to at this stage.
    22.1 In Sahab Singh vs. State of Haryana, AIR 1990 SC 1188
         (“Sahab Singh”) seven appellants were convicted by the
         learned Additional Sessions Judge, Sonepat on three counts
         and sentenced as follows:
           (a)   rigorous imprisonment for one year under Section 148,
                 IPC;
           (b)   rigorous imprisonment for six months under Section
                 323/149, IPC; and
           (c)   imprisonment for life and a fine of Rs. 200 under Section
                 302/149, IPC.
                 All the said substantive sentences were directed to run
                 concurrently.
           The seven appellants preferred an appeal against the order
           of conviction and sentence passed by the trial court. The
           High Court while dismissing their appeals clarified that their
           conviction were on six counts and altered the fine awarded
           under Section 302/149 IPC from Rs. 200/- to Rs. 5,000/- in
           respect of each appellant per count, i.e., Rs. 30,000/- per
           appellant. Being aggrieved by the enhancement of fine the
           appellant preferred their appeal before this Court on the
[2025] 4 S.C.R.                                                       2515

                     Sachin v. State of Maharashtra


            question of enhancement only. While discussing Sections 374
            and 401 CrPC this Court observed that on a co-joint reading
            of Section 377, 386, 397 and 401, if the State is aggrieved
            about the inadequacy of the sentence, it can prefer an appeal
            under Section 377 (1) CrPC. The failure on the part of the
            State to prefer an appeal does not, however, preclude the
            High Court from exercising suo motu power of revision under
            Section 397 read with Section 401 CrPC since the High Court
            itself is empowered to call for the record of the proceeding
            of any court subordinate to it. Sub-section (4) of Section 401
            operates as a bar to the party which has a right to prefer an
            appeal but has failed to do so but that sub-section cannot stand
            in the way of the High Court exercising revisional jurisdiction
            suo motu. But before the High Court exercises its suo motu
            revisional jurisdiction to enhance the sentence, it is imperative
            that the convict is put on notice and is given an opportunity
            of being heard on the question of sentence wither in person
            or through his advocate. The revisional jurisdiction cannot be
            exercised to the prejudice of the convict without putting him
            on guard that it is proposed to enhance the sentence imposed
            by the trial court. Discussing the facts of the said case, it was
            noted that the accused convict had filed their appeals, while
            no appeal had been filed by the state against the sentence
            awarded by the trial court on the ground of its inadequacy vis-
            à-vis Section 302/149 IPC nor did the High Court exercise suo
            motu revisional powers under Section 397 read with Section
            401 CrPC. If the High Court intended to enhance the sentence
            the proper course was to exercise suo motu powers under
            Section 397 read with Section 401 CrPC by issuing notice
            of enhancement and hearing the convicts on the question of
            inadequacy of sentence. Without following such procedure,
            it was not open to the High Court in the appeal filed by the
            convicts to enhance the sentence by enhancing fine as this
            would be without jurisdiction. On this ground the appeals were
            allowed and the enhanced fine imposed by the High Court
            set aside and fine imposed by the trial court was restored
            and direction was issued to refund the additional fine, if paid.
     22.2 In Govind Ramji Jadhav vs. State of Maharashtra, (1990) 4
          SCC 718 (“Govind Ramji Jadhav”), the question was whether
          the High Court had jurisdiction to enhance the sentence without
2516                                                      [2025] 4 S.C.R.

                     Supreme Court Reports


        issuing notice and affording to the appellant an opportunity of
        showing cause against such enhancement of the sentence
        in the absence of an appeal by the State for enhancement of
        sentence on the ground of inadequacy. The appellant therein
        had preferred criminal appeal against the conviction and
        sentence before the Bombay High Court, Aurangabad Bench.
        The High Court neither issued notice to the appellant therein
        nor afforded him any opportunity of showing cause against
        the said enhancement while enhancing the sentence. There
        was no appeal for the said enhancement of sentence under
        Section 377 CrPC on the ground of its inadequacy. It was
        observed that the High Court enjoys the power of enhancing
        the sentence either in exercise of its revisional jurisdiction under
        Section 397 read with Section 401 or its appellate jurisdiction
        under Section 377 read with Section 386(c) CrPC subject to
        proviso (1) and (2) to Section 386. That while exercising its
        revisional jurisdiction under Section 397 read with Section
        401 CrPC for enhancement of sentence, opportunity must be
        provided to the accused.
        Referring to certain judgments of this Court, it was observed
        that Section 386 CrPC deals with the powers of the appellate
        court in disposing of an appeal preferred under Section 374
        and also in case of an appeal under Sections 377 or 378
        CrPC. Under clause (c)(iii) of Section 386 CrPC, the appellate
        court may in an appeal for enhancement of sentence with or
        without altering the finding, alter the nature or the extent, or,
        the nature and extent, of the sentence so as to enhance or
        reduce the same. That in both the above situations, for the
        power of enhancement of the sentence, the accused must
        be given a reasonable opportunity to showing cause as
        contemplated under the first proviso to Section 386 as well
        under sub-section (3) of Section 377 CrPC. Rules of natural
        justice would mandate issuance of notice to the appellant and
        affording an opportunity to be heard on the proposed action for
        enhancement of sentence. Applying the aforesaid principle to
        the facts of the said case, it was observed that enhancement
        of sentence from three years to seven years for the conviction
        under Section 201 IPC was impermissible. Consequently,
        this Court set aside the High Court’s order enhancing the
[2025] 4 S.C.R.                                                       2517

                     Sachin v. State of Maharashtra


            sentence and restored the order of the trial court imposing
            the sentence of three years rigorous imprisonment and the
            fine of Rs. 2500/- with the default clause.
     22.3 In State of Himachal Pradesh vs. Nirmala Devi, (2017) 7
          SCC 262, the issue was whether the High Court in its appellate
          jurisdiction under Section 386 CrPC could have set-aside the
          sentence of imprisonment as imposed by the trial court under
          Sections 328, 392 and 307 IPC by enhancing the amount of
          fine to Rs.30000/- from the fine of Rs.2000/- as ordered by
          the trial court. There were two concurring opinions expressed
          through Dr. A.K. Sikri and Ashok Bhushan, JJ.
            22.3.1   Ashok Bhushan, J. while observing that in the said
                     case the High Court had not altered the finding of
                     guilt and only altered the sentence, considered the
                     meaning and content of the statutory scheme as
                     delineated by the words “altered the nature or the
                     extent of the sentence, but not so as to enhance
                     the same”. The question therein was whether, while
                     altering the sentence, the High Court is empowered
                     to alter the sentence to an extent which could not
                     have been awarded by the trial court after recording
                     the finding of guilt. It was found that the High Court
                     by its judgment had punished the accused only
                     with fine after affirming the finding of guilt recorded,
                     whereas the trial court after holding the accused guilty
                     had sentenced him with rigorous imprisonment of
                     two years with a fine of Rs.2000/- and in default of
                     payment, further simple imprisonment for a period of
                     three months for each of the offences under Sections
                     307, 328 and 392 IPC. The question was, whether,
                     the High Court could have imposed a sentence only
                     of a fine or it was incumbent on High Court to impose
                     imprisonment as well as fine. After referring to a
                     number of judgments, Ashok Bhushan, J. observed
                     that the punishment provided in the aforesaid
                     sections which contains the imprisonment and fine
                     has to be read to mean that upon the offence being
                     proved under Sections 397, 329 and 392 IPC, the
                     punishment of imprisonment and fine are imperative.
2518                                                      [2025] 4 S.C.R.

                      Supreme Court Reports


          22.3.2   The trial court had awarded sentence of two years’
                   imprisonment with fine of Rs.2000/- for each of the
                   aforesaid offences. Thus, it was held that, for the said
                   offences, the punishment of only fine was incorrect as
                   imprisonment is an imperative part of the punishment.
                   It was observed that while exercising jurisdiction under
                   Section 386(b)(iii) CrPC, the appellate court cannot
                   alter the sentence of imprisonment and fine into a
                   sentence only of fine which shall be contrary to the
                   statutory scheme. This would be unfair and unjust.
                   Therefore, setting-aside the sentence of punishment
                   of imposing only fine by the High Court, the appeal
                   filed by the State was allowed. The judgment of the
                   High Court was set-aside and the judgment and
                   sentence awarded by the trial court was restored.
                   The respondent therein was directed to be taken
                   into custody to serve the sentence as imposed by
                   the trial court.
    22.4 In Kumar Ghimrey, the appellant therein assailed the judgment
         of the Sikkim High Court dismissing his criminal appeal
         questioning the order of conviction and sentence passed by
         the Special Judge (POCSO Act, 2012) convicting the appellant
         therein under Sections 9/10 of the said Act and Section 341
         IPC. The appellant therein was sentenced to undergo simple
         imprisonment for a period of seven years and to pay a fine
         of Rs.50,000/- under Sections 9/10 of the POCSO Act, 2012
         and under Section 341 IPC the appellant was sentenced to
         undergo simple imprisonment for one month by the Special
         Court. Aggrieved by the judgment of the Special Court, the
         accused filed an appeal before the High Court. The High
         Court dismissed the appeal and the sentence under Sections
         9/10 of the POCSO Act was converted into a sentence under
         Section 5(m) of the POCSO Act read with Section 6 of the
         said Act and the sentence was enhanced from seven years
         to ten years with a fine of Rs.5000/-.
          22.4.1   Challenging the enhancement of punishment even
                   when there was no appeal filed seeking such an
                   enhancement and contending that the High Court
                   ought not to have enhanced the sentence, the
[2025] 4 S.C.R.                                                     2519

                     Sachin v. State of Maharashtra


                     appellant therein filed the appeal before this Court.
                     While analyzing Section 386(b) CrPC, which deals
                     with an appeal from conviction, this Court noted
                     that the High Court had enhanced the sentence
                     in the appeal filed by the accused challenging his
                     conviction. It was observed by this Court that the
                     High Court has generally the power to enhance the
                     sentence in an appropriate case. The High Court
                     can also exercise its powers under Section 401
                     CrPC which deals with the power of revision of the
                     High Court in an appropriate case. The High Court
                     under Section 401 CrPC can exercise any of the
                     powers conferred on a Court of Appeal by Sections
                     386, 390, 391 or a Court of Session by Section 307
                     CrPC. It was observed that the High Court under
                     Section 386(c) could have enhanced the sentence
                     but the said course is permissible only after giving
                     notice of enhancement. The power of the High Court
                     has been accepted and reiterated by this Court in a
                     large number of cases.
            22.4.2   In this regard, reference was made to Surjit Singh
                     vs. State of Punjab, 1984 Supp SCC 518; Govind
                     Ramji Jadhav and Surendra Singh Routela vs.
                     State of Bihar, (2002) 1 SCC 266. While discussing
                     these cases, this Court observed that the High Court
                     had rightly affirmed the conviction of the appellant
                     therein. On the facts of the said case, this Court
                     refused to reduce the sentence from seven years
                     to five years as sought by the accused. However,
                     it set-aside the direction of the High Court insofar
                     as it enhanced the sentence from seven years to
                     ten years rigorous imprisonment and the sentence
                     awarded by the Special Judge i.e. seven years under
                     the POCSO Act and one month under Section 341
                     was maintained.
            22.4.3   We find that the above judgment was a case of
                     enhancement of sentence by the High Court in an
                     appeal filed by the accused and this Court by its
                     judgment maintained the sentence of seven years
2520                                                       [2025] 4 S.C.R.

                         Supreme Court Reports


                     imposed by the Special Judge while setting aside
                     the direction of the High Court insofar as it enhanced
                     the sentence from seven years to ten years rigorous
                     imprisonment. This Court observed that the High
                     Court enhancing the sentence from seven years to
                     ten years was not in accordance with the procedure
                     prescribed.
23. The question for consideration in this case is, whether, in an
    appeal against conviction, the appellate court could have directed
    enhancement of the sentence in an appeal filed by the accused.
    Under clause (b) of Section 386 CrPC, firstly, the appellate court
    can no doubt alter the findings and sentence and acquit or discharge
    the accused or order him to be retried by a Court of competent
    jurisdiction subordinate to such appellate court or committed for trial.
    Secondly, the appellate court can also alter the findings but maintain
    the sentence. Thirdly, the appellate court can, in an appeal from a
    conviction, with or without altering the finding, alter the nature or
    the extent, or the nature and extent, of the sentence but not so as
    to enhance the same. A plain reading of this would imply that in an
    appeal against conviction which is obviously filed by the accused, the
    challenge could be two-fold: firstly, it could be against the conviction
    itself in which case there is a challenge to the sentence also; and
    secondly, the challenge could be only to the sentence while accepting
    the conviction. In other words, the challenge would also be only for
    reduction of the sentence. The question is, whether, in an appeal
    challenging the conviction and sentence, the appellate court could,
    while affirming the conviction enhance the sentence imposed by
    the trial court by directing that the same had to be with reference to
    other statutory provisions. There is no doubt that the appellate court
    while maintaining the conviction can reduce the sentence and grant
    partial relief to an accused. But in an appeal filed by the appellant-
    accused, can the appellate court not only affirm the conviction but
    go a step further and seek to enhance the sentence than what had
    been imposed by the trial court. It cannot be lost sight of that in
    an appeal filed by the accused, the appellant-accused is, at best,
    seeking a reversal of the conviction as well as setting aside of the
    sentence and the least that the appellant-accused can expect is even
    while the conviction is affirmed, the sentence could be maintained,
    if not reduced.
[2025] 4 S.C.R.                                                        2521

                      Sachin v. State of Maharashtra


24. Thus, in an appeal filed by the appellant-accused against the judgment
    of the conviction and sentence, can the accused be left worse-off
    while the conviction is affirmed by the appellate court exercising
    appellate jurisdiction by enhancing the sentence? In such an event,
    the appellant-accused would be better off, if he either withdraws his
    appeal or, not to file an appeal at all !
25. An appeal by an accused/convict is not only a valuable statutory
    right but also a constitutional right in criminal cases. In AR Antulay
    vs. RS Nayak, AIR 1988 SC 1531, (“Antulay”), the majority of a
    seven-Judge Bench (5:2) observed that the creation of a right to
    an appeal is an act which requires legislative authority, neither an
    inferior court nor the superior court nor both combined can create
    such a right, it being one of limitation and extension of jurisdiction. In
    the said case, it was observed that the withdrawal of the trial under
    progress before a trial court and its transfer to a Special Court of
    the High Court resulted in the appellant therein losing his right of
    appeal. That a right of appeal is an invaluable right, particularly, for
    an accused who cannot be condemned eternally by a trial judge,
    without having a right to seek a re-look of the trial court’s judgment
    by a superior or appellate court.
26. The right to prefer an appeal is not only a statutory right but also a
    constitutional right in the case of an accused because an accused
    has a right to not only challenge a judgment on its merits, namely,
    with respect to the conviction and sentence being imposed on him
    but also on the procedural aspects of the trial. An accused can also
    question procedural flaws, impropriety and lapses that may have been
    committed by the trial court in arriving at the judgment of conviction
    and imposition of sentence in an appeal filed against the same.
     It then becomes the duty of the appellate court to consider the
     appeal from the perspective of the accused-appellant to see if he
     has a good case on merits and to set aside the judgment of the trial
     court and acquit the accused or to remand the matter for a re-trial in
     accordance with law or reduce the sentence while maintaining the
     conviction or, in the alternative, to dismiss the appeal.
27. In our considered view, the appellate court, in an appeal filed by
    the accused cannot, while maintaining the conviction, enhance the
    sentence. While exercising its appellate jurisdiction at the instance
    of the convict, the High Court cannot act as a revisional court,
2522                                                      [2025] 4 S.C.R.

                       Supreme Court Reports


    particularly, when no appeal or revision has been filed either by the
    State, victim or complainant for seeking enhancement of sentence
    against accused.
    27.1 While we have analysed Section 386 CrPC which deals with
         the right of a party including an accused to file an appeal, we
         may peruse Section 401 CrPC which deals with the revisional
         powers of the High Court which is extracted as under:
              “401. High Court’s powers of revision.—(1) In
              the case of any proceeding the record of which has
              been called for by itself or which otherwise comes to
              its knowledge, the High Court may, in its discretion,
              exercise any of the powers conferred on a Court of
              Appeal by sections 386, 389, 390 and 391 or on
              a Court of Session by section 307, and, when the
              Judges composing the Court of Revision are equally
              divided in opinion, the case shall be disposed of in
              the manner provided by section 392.
              (2) No order under this section shall be made to
              the prejudice of the accused or other person unless
              he has had an opportunity of being heard either
              personally or by pleader in his own defence.
              (3) Nothing in this section shall be deemed to
              authorise a High Court to convert a finding of acquittal
              into one conviction.
              (4) Where under this Code an appeal lies and no
              appeal is brought, no proceeding by way of revision
              shall be entertained at the instance of the party who
              could have appealed.
              (5) Where under this Code an appeal lies but
              an application for revision has been made to the
              High Court by any person and the High Court is
              satisfied that such application was made under the
              erroneous belief that no appeal lies thereto and
              that it is necessary in the interests of Justice so
              to do, the High Court may treat the application for
              revision as a petition of appeal and deal with the
              same accordingly.”
[2025] 4 S.C.R.                                                      2523

                     Sachin v. State of Maharashtra


     27.2 Sub-section (4) of Section 401 CrPC states that where under
          the CrPC an appeal could have been filed and has not been
          filed then no proceeding by way of revision could be entertained
          at the instance of the party who could have appealed. This
          means that if a State, complainant or the victim who has the
          right to file an appeal does not opt to do so then the High Court
          cannot entertain a revision at their behest. Also, if an appeal
          lies under the CrPC but an application for revision has been
          made to the High Court by any person under an erroneous
          belief then the High Court can treat the application for revision
          as petition of appeal and deal with the same accordingly. What
          is the pertinent is that under Section 401 CrPC, the High
          Court is not authorised to convert the findings of acquittal into
          one of conviction by exercise of revisional jurisdiction. This
          salutary principle can be extended to also mean that the High
          Court cannot extend the sentence imposed by a trial court
          on conviction to enhance sentence in an appeal filed by the
          accused/convict. Thus, in sum and substance, it is observed
          that in an appeal filed by the accused seeking setting aside
          of the conviction of sentence, the High Court cannot exercise
          its revisional powers and while affirming the conviction, direct
          for enhancement of sentence where appeal could have been
          filed by the State, complainant or the victim and has not
          been filed. Therefore, where an appeal has been filed by the
          accused challenging the conviction and the sentence, the
          revisional jurisdiction cannot be exercised by the High Court
          so as to remand the matter to the trial court for the purpose
          of enhancement of the sentence.
28. The difference between an appellate jurisdiction and revisional
    jurisdiction are well known. The same could be briefly re-visited by
    bearing in mind the factual aspects of this case.
     28.1 According to Black’s Law Dictionary, Ninth Edition, an appeal
          is a proceeding undertaken to have a decision reconsidered
          by a higher authority; especially, the submission of a lower
          court’s or agency’s decision to a higher court for review
          and possible reversal. According to P Ramanatha Aiyar,
          Advanced Law Lexicon, 6th Edition, Volume–1, an appeal is
          a proceeding where the higher forum reconsiders the decision
          of a lower forum, on questions of fact and questions of law,
2524                                                        [2025] 4 S.C.R.

                        Supreme Court Reports


          with jurisdiction to confirm, reverse, modify the decision or
          remand the matter to the lower forum for fresh decision in
          terms of its directions. [James Joseph vs. State of Kerala,
          (2010) 9 SCC 642, para 19(i)].
    28.2 In its natural and ordinary meaning, the word ‘appeal’ means
         a remedy by which a cause determined by an inferior forum
         is subjected before a superior forum for the purpose of testing
         the correctness of the decision given by the inferior forum.
         [Bolin Chetia vs. Jagdish Bhuyan, AIR 2005 SC 1872 :
         (2005) 6 SCC 81]. An appeal in legal parlance is held to mean
         the renewal of a cause from an inferior or subordinate to a
         superior tribunal or forum in order to test and scrutinise the
         correctness of the impugned decision. It amounts in essence
         and pith to a complaint to a higher forum that the decision of
         the subordinate tribunal is erroneous and therefore liable to
         be rectified or set right. Chautala Workers Co-op Transport
         Society Ltd. vs. State of Punjab, AIR 1962 Punj 94 : 100.
    28.3 There is an essential distinction between an appeal and a
         revision. An appeal is a continuation of the proceedings; in
         effect the entire proceedings are before the appellate authority
         and it has power to review the evidence subject to the statutory
         limitation prescribed. But in the case of a revision, whatever
         powers the revisional authority may or may not have, it has not
         the power to review the evidence unless the statute expressly
         confers on it that power. State of Kerala vs. Charia Abdulla
         & Co, AIR 1965 SC 1585.
    28.4 The distinction between ‘appellate jurisdiction’ and ‘revisional
         jurisdiction’ is well known though not well defined. Ordinarily,
         appellate jurisdiction involves a rehearing, as it were, on law
         as well as on facts and is invoked by an aggrieved person.
         Ordinarily, again, revisional jurisdiction is analogous to a power
         of superintendence and may sometimes be exercised even
         without it being invoked by a party. The extent of revisional
         jurisdiction is defined by the statute conferring such jurisdiction.
         The conferment of revisional jurisdiction is generally for the
         purpose of keeping tribunals subordinate to the revising
         tribunal within the bounds of their authority to make them act
         according to the procedure established by law and according
         to well defined principles of justice.
[2025] 4 S.C.R.                                                       2525

                     Sachin v. State of Maharashtra


     28.5 According to Black’s Law Dictionary, Ninth Edition,
          revision is a re-examination or careful review for correction or
          improvement. A revision can occur only if it will not materially
          prejudice the accused. According to P Ramanatha Aiyar’s
          Advanced Law Lexicon, 6th Edition, Volume 4, revision
          is an act of examining again in order to remove any defect
          or grant relief against the irregular or improper exercise or
          non-exercise of jurisdiction by a lower Court. The expression
          ‘revision’ is meant to convey the idea of a much narrower
          jurisdiction than that conveyed by the expression ‘appeal’.
          [Sri Raja Lakshmi Dyeing Works vs. Rangaswamy, (1980)
          4 SCC 259 : 262, para 3]
     28.6 In law, ‘revision’ stands on a different footing from an ‘appeal’.
          In a revision, the revising authority is not bound to examine
          the facts for itself but is entitled to give its decision on points
          of law alone, whereas in an appeal, the whole case is before
          the appellate authority, which must enter into questions both
          of fact and law. Also in a revision, the person seeking revision
          has mere restricted rights than one who prefers an appeal.
          Whereas an appeal confers statutory vested right on the
          litigant which accrues the moment the proceedings in question
          are instituted, the right of revision is merely a discretionary
          power to be exercised by the revisional court according to
          the circumstances of the case or exigencies of the situation.
          A person cannot as a matter of right claim the proceedings
          to be revised.
29. We have examined the scope of powers that can be exercised by
    an appellate court under Section 386 CrPC in juxtaposition with
    Section 401 CrPC which deal with the appellate and revisional
    powers of the High Court respectively. We have considered the
    judicial dicta. On consideration of the judgments of this Court in Nadir
    Khan and Eknath Shankarrao Mukkawar, we find that even while
    exercising appellate powers under Section 377 CrPC, there cannot
    be exclusion of revisional jurisdiction of the High Court to act suo
    motu for enhancement of sentence in appropriate cases and what
    is an appropriate case has to be left to the discretion of the High
    Court. Further, the High Court can suo motu call for the record of
    proceedings of any inferior criminal court under its jurisdiction and
    exercise revisional powers. The observations of this Court in Sahab
2526                                                          [2025] 4 S.C.R.

                        Supreme Court Reports


    Singh and Govind Ramji Jadhav have to be juxtaposed in light of
    their peculiar facts and in the background of the observations of this
    Court in Nadir Khan and Eknath Shankarrao Mukkawar.
    29.1 However, in this case, our focus of attention is whether, in
         the absence of any appeal or revision filed by the State, a
         complainant or a victim in a particular case and when the appeal
         has been filed only by the accused assailing the judgment
         of conviction and sentence, the High Court can exercise its
         revisional jurisdiction while dealing with an appeal filed by the
         accused/convict. In other words, when an accused is seeking
         setting-aside of a judgment of conviction and sentence, can the
         High Court, in the absence of there being any challenge to the
         same from any other quarter, suo motu exercise its revisional
         power and thereby condemn the accused by awarding an
         enhancement in his sentence. Even if an opportunity of hearing
         is given to such an accused/convict, we do not think that the
         High Court can exercise its revisional jurisdiction under Section
         401 CrPC while exercising its appellate jurisdiction in an appeal
         filed by the accused/convict in the High Court. All that the High
         Court can do is to set-aside the judgment of conviction and
         sentence and acquit the accused, or while doing so, order for
         a retrial or, in the alternative, while maintaining the conviction,
         reduce the sentence. In other words, in an appeal filed by the
         accused/convict, the High Court cannot suo motu exercise its
         revisional jurisdiction and enhance the sentence against the
         accused while maintaining the conviction.
    29.2 In this regard, we find that the expression “but not so as to
         enhance the same” in sub-clause (iii) of clause (b) of Section
         386 CrPC throws some light on the view we have taken, which
         reads as under:
               “386. Powers of the Appellate Court.—
                                          xxx
               (b)   in an appeal from a conviction—
                                          xxx
                     (iii) with or without altering the finding, alter the
                     nature or the extent, or the nature and extent, of
                     the sentence, but not so as to enhance the same”
[2025] 4 S.C.R.                                                       2527

                     Sachin v. State of Maharashtra


            Although the said expression “but not so as to enhance the
            same” is in the context of sub-clause (iii) of clause of (b) of
            Section 386, the spirit of the said provision must be understood,
            inasmuch as while maintaining the finding of conviction, the
            High Court cannot exercise its suo motu revisional jurisdiction
            under Section 401 CrPC and enhance sentence awarded to
            the accused/appellant.
     29.3 The trial courts should also be very careful while passing an
          order of sentence inasmuch as the sentence imposed must be
          concomitant with the charge(s) framed and the findings arrived
          at while arriving at a judgment of conviction. If the charges are
          proved beyond reasonable doubt against an accused then,
          the sentence following a finding and judgment of conviction
          must be appropriate to the nature of the charges which are
          proved by the prosecution.
30. By placing reliance on Attorney General vs. Herman James Sillem,
    (1864) 10 HLC 704, it was further observed in Antulay that directions
    issued by this Court earlier with regard to the very same accused
    dated 16.02.1984 had violated fundamental right guaranteed under
    Articles 14 and 21 of the Constitution. Article 14 of the Constitution
    provides, inter alia, that there shall be equal protection of the laws
    within the territory of India. Moreover, Article 21 of the Constitution
    states that no person shall be deprived of his life or personal liberty
    except in accordance with the procedure established by law. The
    aforesaid observations in Antulay are apposite to the present case
    also by way of analogy. In the instant case, the accused-appellant who
    had the right to file an appeal against the conviction and sentence
    could not have been worse-off and be at the receiving end when
    he had, in fact, sought for setting aside of the conviction and the
    sentence, by being told by the appellate court (High Court herein)
    that not only would the conviction be confirmed but the sentence
    would also be enhanced.
31. In this regard, it must be noted that for exercise of powers of the
    appellate court for enhancement of sentence in an appeal filed either
    by the State or the complainant or the victim, the CrPC provides that
    the appellate court can reverse the finding and sentence and acquit or
    discharge the accused or order him to be retried by a court competent
    to try the offence or alter the finding by maintaining the sentence or
2528                                                                       [2025] 4 S.C.R.

                                 Supreme Court Reports


     with or without altering the finding, alter the nature or the extent, of
     the sentence but not so as to enhance the same. Thus, the power
     to enhance the sentence can be exercised by the appellate court
     only in an appeal filed by the State, victim or complainant provided
     the accused has had an opportunity of showing cause against such
     enhancement. It is further provided that the appellate court shall not
     inflict greater punishment for the offence which in its opinion the
     accused has committed, than might have been inflicted for that offence
     by the court passing the order of sentence under appeal. Therefore,
     even in an appeal for enhancement of sentence, unless the conditions
     prescribed in the form of provisos are complied with by the appellate
     court, there cannot be an enhancement of sentence. Obviously in such
     an appeal for enhancement of sentence, the convict or the accused
     is the respondent and therefore there cannot be enhancement of
     sentence unless the accused or convict has been heard.
32. However, under the scheme of Section 386 vis-à-vis in an appeal
    for enhancement of sentence there can also be an acquittal of the
    accused as per sub-clause (i) of clause (c) of Section 386. But, on
    the other hand, in an appeal from a conviction, it has been expressly
    stated that there cannot be enhancement of the sentence. Therefore,
    while in an appeal for enhancement of sentence filed by the State,
    the accused can make out a case for acquittal or discharge or retrial,
    in the case of an appeal from conviction the respondent in such an
    appeal, namely the State or the victim or the complainant cannot
    seek enhancement of the sentence than what has been awarded
    by the trial court. The above distinction can be explained by way of
    a latin maxim which has been discussed by Ujjal Bhuyan, J., while
    in the Bombay High Court1, in the following words:
             “40. In this connection we may refer to the maxim reformatio
             in peius. It is a latin phrase meaning a change towards the
             worse i.e., a change for the worse. As a legal expression
             it means that a lower court judgment is amended by a
             higher court into a worse one for those appealing it. In
             many jurisdictions, this practice is forbidden ensuring that
             an appellant cannot be placed in a worse position as a
             result of filing an appeal. When the above phrase is prefixed


1   Jyoti Plastic Works P. Ltd. v. UOI & Others, 2020 SCC Online Bom 2276
[2025] 4 S.C.R.                                                            2529

                      Sachin v. State of Maharashtra


           by the words ‘no’ or ‘prohibition’, which would render the
           maxim as no reformatio in peius or prohibition of reformatio
           in peius, it would denote a principle of procedure as per
           which using a remedy available in law should not aggravate
           the situation of the person who avails the remedy. In other
           words, a person should not be placed in a worse position
           as a result of filing an appeal. No reformatio in peius or
           prohibition of reformatio in peius is a part of fair procedure
           and thus by extension can also be construed as part of
           natural justice. It is not only a procedural guarantee but
           is also a principle of equity.”
                                                    (underlining by us)

33. The rationale of the above can be explained in simple language by
    stating that no appellant by filing an appeal can be worse-off than
    what he was. That is exactly what we are seeking to reiterate in our
    judgment having regard to the facts of the present case.
34. In the instant case, the appellant-accused was charged with offence
    under Section 3(a) punishable under Section 4 of the POCSO Act
    and under Section 363-A, 376 of the IPC and Section 3(1)(xii) and
    3(2)(v) of the Scheduled Castes and Scheduled Tribes (Prevention
    and Atrocities) Act. But the appellant herein was convicted by the
    Special Court vide order dated 24.11.2014 as under:
                                       “ORDER
                Accused Sachin Shivaji Dhongade is hereby convicted
                u/Sec. 235(2) of the Code of Criminal Procedure, for
                the offence under Sec. 3(a) punishable under Sec. 4
                of the Protection of Children from Sexual Offences Act,
                2012, and sentenced to suffer Rigorous Imprisonment
                for seven years and to pay fine of Rs. 2000/- (Rs.
                Two thousand) and in default to undergo rigorous
                imprisonment for two months.
                The accused is hereby acquitted under Section 235(1)
                of the Code of Criminal Procedure, for the offence
                punishable under Sec. 363-A of the Indian Penal
                Code and under Section 3(1)(xii) and 3(2)(v) of the
                Scheduled Castes and Scheduled Tribes (Prevention
                of Atrocities) Act.
2530                                                     [2025] 4 S.C.R.

                       Supreme Court Reports


              However, the offence under Section 376 of Indian
              Penal Code is merged in the offence u/Sec. Sec. 3(a)
              punishable under Sec. 4 of the Protection of Children
              from Sexual Offences Act, 2012, and, therefore, no
              separate punishment is awarded.
              The accused is in jail since 23.09.2013; therefore,
              set off be given for the period which he has already
              undergone, under Sec. 428 of Criminal Procedure
              Code”
    34.1 In Criminal Appeal No.30 of 2015 filed by the accused, the
         High Court while maintaining the findings recorded by learned
         Special Judge to the effect that the accused had committed
         penetrative sexual assault on the victim however, found that
         Section 5(m) and Section 6 of the POCSO Act and Section
         376(2)(i) of the IPC were applicable although no charges
         were framed regarding those offences alleged against the
         appellant-accused by the High Court. In fact, the show-cause
         notice was issued to the appellant by the High Court as to why
         he should not be sentenced as per Section 6 of the POCSO
         Act and for the offence under Section 376(2)(i) of the IPC.
         The aforesaid proposed step was objected to by the learned
         counsel for the appellant by contending that it amounted to
         alteration/modification of the charge which was impermissible
         in the accused’s appeal. Plea was also made for hearing on
         the point on the next date. Hence, a direction was issued to
         list the case on 02.03.2016 and that the accused, who was in
         Central Jail, Nagpur was to be produced before the Court on
         02.03.2016 at 11.30 a.m. On 02.03.2016, the order recorded
         is as follows:
              “In view of the above, I maintain the findings recorded
              by the learned Special Judge that the accused has
              committed penetrative sexual assault on the victim.
              However, considering the provisions of Section 5(m)
              and Section 6 of the POCSO Act, 2012 and Section
              376(2)(i) of the Indian Penal Code, show cause
              notice is given to the appellant as to why he should
              not be sentenced as per Section 6 of the POCSO
              Act, 2012 and for the offence under Section 376(2)
              (i) of the Indian Penal Act.
[2025] 4 S.C.R.                                                                2531

                       Sachin v. State of Maharashtra


                Shri Anuj Hazare, learned Advocate has submitted
                that the course proposed by this Court cannot be
                adopted as it will amount to altering/modifying the
                charge and it is not permissible. The appellant would
                be granted hearing on the point on the next date
                and the submission made by the learned Advocate
                for the appellant will be considered while dealing
                with the point.
                List the appeal for further hearing on the point on
                which notice is given to the appellant, on 02-03-
                2016. It is stated that the appellant is in Central Jail,
                Nagpur. The appellant shall be produced before this
                Court on 02-03-2016 at 11-30 a.m.”
     34.2 Thereafter, on 08.03.2016, it was recorded by the High Court
          that there was a failure on the part of the learned Special
          Judge to consider Sections 5(m) and 6 of the POCSO Act
          and Section 376(2)(i) of the IPC by losing sight of the fact
          that the accused had filed the appeal assailing the conviction
          and sentence imposed on him. The matter was remitted to
          the learned Special Judge for considering the imposition
          of sentence for the offence punishable under the aforesaid
          Sections. The operative portion of the order of the High Court
          dated 26.02.2016 reads as under:
                “Hence, the following order:
                i)     The conviction of the appellant for the charge
                       that the appellant has committed penetrative
                       sexual assault on the victim aged 4 years is
                       confirmed.
                ii)    It is recorded that the appellant is convicted
                       commission of the aggravated penetrative
                       sexual assault as per Section 5 (m) of the
                       Protection of Children from Sexual offences
                       Act, 2012 and Section 376(2)(i) of the Indian
                       Penal Code.
                iii)   It is held that the appellant is liable for aggravated
                       penetrative sexual assault under Section 6 of
2532                                                     [2025] 4 S.C.R.

                       Supreme Court Reports


                    the Protection of Children from Sexual Offences
                    Act; 2012 and tor rape under Section 376(2)(i)
                    of the Indian Penal Code.
              iv)   As per Section 6 of the Protection of Children
                    from Sexual Offences Act, 2012 the minimum
                    sentence is of ten years which may extend to
                    imprisonment for life. Similarly, under Section
                    376(2)(i) of the Indian Penal Code, the minimum
                    sentence is ten years which may extend to
                    imprisonment tor life.
              v)    The matter is remitted to the learned Special
                    Judge to consider the quantum of sentence
                    which is to be imposed on the appellant.
                    Needless to say that the learned Special Judge
                    shall hear the appellant/accused on the point of
                    quantum of sentence.
              The appeal is disposed of in the above terms.”
    34.3 On remand, the learned Special Judge on 28.04.2016 in
         continuation of his judgment and in the view taken by the High
         Court recorded that the accused was directed to be produced
         from Central Jail, Nagpur on 25.04.2016 and he was heard
         on the quantum of sentence as per the operative portion of
         the order dated 28.04.2016 which reads as under:
                                    “ORDER
              1. The accused Sachin Shivaji Dhongade is
              heareby convicted of the offence under Section 5
              (m) punishable under Section 6 of the protection
              of Children from Sexual Offence Act, 2012 Vide
              Section 235(2) of Cr.PC and sentenced to suffer
              life imprisonment and to pay fine of Rs. 5000/-
              (Five thousand) in default of suffer further rigorous
              imprisonment for six months.
              2. The accused Sachin Shivaji Dhongade is also
              convicted of the offence punishable under section
              376(2) (i) of the Indian Penal Code vide section 235
              (2) of Cr.PC, but no separate sentence is provided.
[2025] 4 S.C.R.                                                           2533

                     Sachin v. State of Maharashtra


                3. The period of detention, if any, undergone by the
                accused during investigation, inquiry, or trial shall be
                set off against the term of impugned imposed on him
                vide Sec. 428(1) of the Code of Criminal Procedure.
                4. The copy of order be supplied free of cost to the
                accused.
                5. Amount of Rs. 2000/- already paid as fine.
                Hence accused is required to pay only Rs.3000/-
                towards fine.”
     34.4 Thus, the appellant-accused was convicted under Sections
          5(m) and 6 of the POCSO Act to suffer life imprisonment and
          to pay fine of Rs.5,000/- in default of suffer further rigorous
          imprisonment for six months and also convicted for offence
          punishable under Section 376(2)(i) of the IPC for which no
          separate sentence is provided. This was in lieu of the earlier
          order of sentence imposed by the Special Court. In an appeal
          filed by an accused against a judgment of conviction and
          sentence, he cannot be remitted to the trial court to impose
          a higher sentence on him !
     34.5 Such an order was passed by the Special Court simply
          in compliance with the order of the High Court. When the
          appellant-accused appealed against this order in Criminal
          Appeal No.311 of 2021 before the Division Bench of the High
          Court, this time, the Division Bench of the High Court realised
          that orders dated 26.02.2016 and 08.03.2016 in Criminal
          Appeal No.30/2015 had to be assailed by way of a special
          leave petition before this Court. The aforesaid criminal appeal
          was listed before the Division Bench on 17.02.2025 and was
          adjourned by two weeks.
     34.6 In the above facts and circumstances, we find that the learned
          Single Judge of the High Court was not right in remanding the
          matter to the Special Court for enhancing the sentence to be
          imposed on the appellant-accused, that too, in an appeal filed
          by accused seeking setting aside of a judgment of conviction
          and sentence imposed on him. Consequently, the Special
          Court was not right in enhancing the sentence from rigorous
2534                                                       [2025] 4 S.C.R.

                         Supreme Court Reports


            imprisonment for seven years, which was earlier awarded, to
            life imprisonment by following the aforesaid direction. Noting
            this aspect of the matter, the Division Bench of the High Court
            rightly indicated that the earlier judgment of the High Court as
            well as the subsequent order enhancing the sentence passed
            by the Special Court ought to be assailed before this Court,
            and it has been rightly assailed through the Supreme Court
            Legal Services Committee.
35. It is noted that the appellant herein, while initially subjected to
    imprisonment of seven years, has completed actual sentence of
    eleven years and eight months. We find the orders of the High Court
    and consequently of the Special Court to be erroneous and the same
    are liable to be set aside. In these circumstances, the impugned
    judgment dated 26.02.2016 and subsequent orders passed therein
    on 02.03.2016 as well as the order dated 08.03.2016 in Criminal
    Appeal No.30/2015 are set aside. Consequently, the order of the
    Special Court dated 28.04.2016 passed in Special (POCSO) Case
    No.5/2013 convicting and sentencing the appellant herein to suffer
    life imprisonment and to pay fine of Rs.5,000/-, in default to suffer
    rigorous imprisonment for six months is set aside.
36. Now, what follows is that the original judgment of the Special
    Court convicting the appellant and imposing a sentence of rigorous
    imprisonment for seven years survives. However, the unfortunate
    reality is that in view of the impugned judgment and orders, the
    appellant has undergone eleven years of actual sentence.
37. In the circumstances, we find that to do the complete justice in the
    matter, instead of remanding the Criminal Appeal No.30/2015 on the
    file of the High Court, we exercise our powers under Article 142 of
    the Constitution of India and restore the original sentence imposed
    on the appellant herein which is seven years of imprisonment.
    Since the appellant has completed eleven years and eight months
    of incarceration i.e. a sentence more than that originally imposed
    on him, we find that the ends of justice would be met if instead of
    rehearing his appeal on the original sentence, the matter is concluded
    and the appellant is released from jail forthwith. Ordered accordingly.
38. Consequently, the Criminal Appeal No.30/2015 pending on the file
    of the High Court of Judicature at Bombay Nagpur Bench, Nagpur
    is rendered infructuous and therefore, the same stands disposed of.
[2025] 4 S.C.R.                                                   2535

                         Sachin v. State of Maharashtra


39. Resultantly, the respondent-State and Superintendent, Nagpur
    Central Jail, Maharashtra are directed to release the appellant from
    the jail forthwith.
40. The appeals are allowed and disposed of in the aforesaid terms.

     Result of the case: Appeals disposed of.




     †
         Headnotes prepared by: Nidhi Jain


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